Capricor Therapeutics, Inc.: which funds bought and sold

Institutions that bought and sold Capricor Therapeutics shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 96 institutions that filed 13F reports for both quarters added to or opened positions in Capricor Therapeutics, and 80 cut or closed them. Together they added a net 5.4M shares, +16.0% on what they held at the start of the quarter. Active managers and hedge funds on our list were net buyers of 2.4M shares (+16.6%); index fund managers were net buyers of 2.9M shares (+28.8%). 26 opened a new position and 35 sold out entirely.

Bought, Q2 2026 96 institutions, 26 of them new holders Sold, Q2 2026 80 institutions, 35 of them sold out

Net change, all compared +5.4M shares (+16.0%)

Net change, active managers +2.4M shares (+16.6%), 20 bought, 16 sold

Buyers versus sellers

institutions compared, 199

96 bought 23 80 sold

Active managers and hedge funds 20 bought · 16 sold · +2.4M

Index fund managers 9 bought · 1 sold · +2.9M

Other institutions 67 bought · 63 sold · +108K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
State Street Corp Index funds	+1.2M +55.7%	3.4M	$81.8M
Boxer Capital Management, LLC Hedge fund	+805K +136.5%	1.4M	$33.6M
Soleus Capital Management, L.P. Hedge fund	+762K New position	762K	$18.3M
Blackrock, Inc. Index funds	+723K +21.1%	4.1M	$99.8M
Tang Capital Management LLC Hedge fund	+700K +20.6%	4.1M	$98.7M
Goldman Sachs Group Inc	+666K +73.0%	1.6M	$38M
Mercer Global Advisors Inc	+400K +99.2%	803K	$19.3M
FMR LLC Active manager	+365K +47.3%	1.1M	$27.4M
Citadel Advisors LLC Hedge fund	+275K +51.0%	814K	$19.6M
Montanova Capital, LLC Hedge fund	+274K +7.2%	4.1M	$98.6M
Vanguard Capital Management LLC Index funds	+270K +13.3%	2.3M	$55.3M
Morgan Stanley	+261K +61.5%	685K	$16.5M
Vanguard Portfolio Management LLC Index funds	+257K +67.7%	636K	$15.3M
Geode Capital Management, LLC Index funds	+254K +22.7%	1.4M	$33M
UBS Group AG	+248K +66.6%	620K	$14.9M
Dg Capital Management, LLC	+219K +56.0%	612K	$14.7M
Balyasny Asset Management L.P. Hedge fund	+190K +63.8%	487K	$11.7M
Group One Trading LLC	+145K +114.4%	273K	$6.6M
D. E. Shaw & Co., Inc. Hedge fund	+124K New position	124K	$3M
Northern Trust Corp Index funds	+86K +20.6%	504K	$12.1M

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Boxer Capital Management, LLC Hedge fund	+805K +136.5%	1.4M	$33.6M
Soleus Capital Management, L.P. Hedge fund	+762K New position	762K	$18.3M
Tang Capital Management LLC Hedge fund	+700K +20.6%	4.1M	$98.7M
FMR LLC Active manager	+365K +47.3%	1.1M	$27.4M
Citadel Advisors LLC Hedge fund	+275K +51.0%	814K	$19.6M
Montanova Capital, LLC Hedge fund	+274K +7.2%	4.1M	$98.6M
Balyasny Asset Management L.P. Hedge fund	+190K +63.8%	487K	$11.7M
D. E. Shaw & Co., Inc. Hedge fund	+124K New position	124K	$3M
Rock Springs Capital Management LP Hedge fund	+74K New position	74K	$1.8M
Algert Global LLC Hedge fund	+31K New position	31K	$737,089

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Point72 Asset Management, L.P. Hedge fund	−726K −88.5%	95K	$2.3M
Jane Street Group, LLC	−566K Sold out	0	—
Jones Hill Capital LP	−488K −53.7%	421K	$10.1M
Barclays PLC	−247K −78.6%	67K	$1.6M
Integral Health Asset Management, LLC	−200K Sold out	0	—
Walleye Capital LLC Hedge fund	−178K Sold out	0	—
Bank Of America Corp	−164K −39.5%	251K	$6M
Invesco Ltd.	−156K −84.1%	30K	$711,612
Quinn Opportunity Partners LLC	−134K −74.9%	45K	$1.1M
Millennium Management LLC Hedge fund	−122K −34.4%	234K	$5.6M
J. Goldman & Co LP Hedge fund	−114K −21.1%	427K	$10.3M
Ally Bridge Group (NY) LLC	−114K Sold out	0	—
Diadema Partners LP	−79K Sold out	0	—
Stempoint Capital LP	−75K Sold out	0	—
Seven Grand Managers, LLC	−75K −75.0%	25K	$602,000
Moody Aldrich Partners LLC	−48K −21.4%	178K	$4.3M
Susquehanna International Group, LLP	−44K −82.3%	9,462	$227,845
Farallon Capital Management, L.L.C. Hedge fund	−41K Sold out	0	—
Engineers Gate Manager LP Hedge fund	−39K Sold out	0	—
Two Sigma Investments, LP Hedge fund	−31K Sold out	0	—

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Point72 Asset Management, L.P. Hedge fund	−726K −88.5%	95K	$2.3M
Walleye Capital LLC Hedge fund	−178K Sold out	0	—
Millennium Management LLC Hedge fund	−122K −34.4%	234K	$5.6M
J. Goldman & Co LP Hedge fund	−114K −21.1%	427K	$10.3M
Farallon Capital Management, L.L.C. Hedge fund	−41K Sold out	0	—
Engineers Gate Manager LP Hedge fund	−39K Sold out	0	—
Two Sigma Investments, LP Hedge fund	−31K Sold out	0	—
Trexquant Investment LP Hedge fund	−25K −11.1%	198K	$4.8M
Brevan Howard Capital Management LP Hedge fund	−18K Sold out	0	—
Voleon Capital Management LP Hedge fund	−13K Sold out	0	—

New positions

largest by value

Institution	Shares	Value June 30, 2026
Soleus Capital Management, L.P.Hedge fund	762K	$18.3M
D. E. Shaw & Co., Inc.Hedge fund	124K	$3M
Rock Springs Capital Management LPHedge fund	74K	$1.8M
Longaeva Partners L.P.	74K	$1.8M
Caption Management, LLC	72K	$1.7M
Algert Global LLCHedge fund	31K	$737,089
Twinbeech Capital LP	28K	$682,355
Anson Funds Management LPHedge fund	25K	$602,000
Jump Financial, LLC	23K	$554,707
Fox Run Management, L.L.C.	23K	$545,797

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Jane Street Group, LLC	566K	$17.2M
Integral Health Asset Management, LLC	200K	$6.1M
Walleye Capital LLCHedge fund	178K	$5.4M
Ally Bridge Group (NY) LLC	114K	$3.5M
Diadema Partners LP	79K	$2.4M
Stempoint Capital LP	75K	$2.3M
Farallon Capital Management, L.L.C.Hedge fund	41K	$1.2M
Engineers Gate Manager LPHedge fund	39K	$1.2M
Two Sigma Investments, LPHedge fund	31K	$940,333
Persistent Asset Partners Ltd	20K	$605,963

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 168
Ten largest holders: 64.1%
Index fund managers: 33.3%
Active managers and hedge funds: 42.8%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	20	16	7	7	+2.4M	+16.6%
Index fund managers	9	1	0	0	+2.9M	+28.8%
Other institutions	67	63	19	28	+108K	+1.2%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Capricor Therapeutics.

Only managers that filed a holdings report for both quarters are compared (199 here). 7 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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