Fidus Investment Corp: which funds bought and sold

Institutions that bought and sold Fidus Investment shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 65 institutions that filed 13F reports for both quarters added to or opened positions in Fidus Investment, and 57 cut or closed them. Together they sold a net 1.3M shares, −13.1% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 177K shares (−13.5%); index fund managers were net buyers of 24K shares (+17.1%). 13 opened a new position and 22 sold out entirely.

Bought, Q2 2026 65 institutions, 13 of them new holders Sold, Q2 2026 57 institutions, 22 of them sold out

Net change, all compared −1.3M shares (−13.1%)

Net change, active managers −177K shares (−13.5%), 6 bought, 9 sold

Buyers versus sellers

institutions compared, 154

65 bought 32 57 sold

Active managers and hedge funds 6 bought · 9 sold · −177K

Index fund managers 1 bought · 1 sold · +24K

Other institutions 58 bought · 47 sold · −1.1M

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Van Eck Associates Corp	+216K +30.3%	929K	$17.7M
Qube Research & Technologies Ltd Hedge fund	+127K +122.6%	230K	$4.4M
Marshall Wace, LLP Hedge fund	+110K New position	110K	$2.1M
UBS Group AG	+77K +18.1%	500K	$9.5M
Beacon Pointe Advisors, LLC	+73K +186.8%	112K	$2.1M
Franklin Resources Inc Active manager	+73K +47.7%	225K	$4.3M
Schonfeld Strategic Advisors LLC Hedge fund	+50K +124.9%	90K	$1.7M
Varcov Co.	+45K New position	45K	$859,428
Creative Planning	+41K +131.2%	72K	$1.4M
Adams Asset Advisors, LLC	+33K New position	33K	$627,765
Sound Income Strategies, LLC	+32K +76.5%	73K	$1.4M
Northern Trust Corp Index funds	+27K New position	27K	$523,643
Plan Group Financial, LLC	+27K +27.0%	126K	$2.4M
Legal & General Group PLC	+26K +9.1%	310K	$5.9M
Raymond James Financial Inc	+25K +3.1%	830K	$15.8M
Iht Wealth Management, LLC	+21K +25.9%	104K	$2M
Independent Financial Group, LLC	+21K +67.0%	52K	$986,205
Muzinich & Co., Inc.	+20K +5.7%	368K	$7M
Pfg Advisors	+17K +9.3%	205K	$3.9M
Sumitomo Mitsui Trust Group, Inc.	+17K +7.8%	230K	$4.4M

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Qube Research & Technologies Ltd Hedge fund	+127K +122.6%	230K	$4.4M
Marshall Wace, LLP Hedge fund	+110K New position	110K	$2.1M
Franklin Resources Inc Active manager	+73K +47.7%	225K	$4.3M
Schonfeld Strategic Advisors LLC Hedge fund	+50K +124.9%	90K	$1.7M
Riverbridge Partners LLC Active manager	+984 +0.9%	111K	$2.1M
FMR LLC Active manager	+110 +207.5%	163	$3,108

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Envestnet Asset Management Inc	−506K −92.8%	39K	$749,702
Columbus Macro, LLC	−506K Sold out	0	—
Cetera Investment Advisers	−487K −89.8%	55K	$1.1M
Millennium Management LLC Hedge fund	−204K Sold out	0	—
Two Sigma Investments, LP Hedge fund	−79K −28.8%	195K	$3.7M
Tudor Investment Corp Et Al Hedge fund	−76K Sold out	0	—
LPL Financial LLC	−71K −47.0%	80K	$1.5M
Jane Street Group, LLC	−59K −80.4%	14K	$274,799
Citadel Advisors LLC Hedge fund	−51K −49.8%	51K	$979,302
Ameriprise Financial Inc	−41K −62.9%	24K	$465,989
Magnetar Financial LLC Hedge fund	−39K Sold out	0	—
Brevan Howard Capital Management LP Hedge fund	−38K Sold out	0	—
Y-Intercept (Hong Kong) Ltd	−38K −51.1%	36K	$685,013
Mqs Management LLC	−35K Sold out	0	—
Dynamic Technology Lab Private Ltd	−31K Sold out	0	—
D. E. Shaw & Co., Inc. Hedge fund	−29K −38.9%	46K	$876,305
Quantinno Capital Management LP	−27K Sold out	0	—
Ascentis Independent Advisors	−22K Sold out	0	—
Caprock Group, LLC	−21K −63.3%	12K	$228,840
Advisors Asset Management, Inc.	−19K −15.9%	99K	$1.9M

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Millennium Management LLC Hedge fund	−204K Sold out	0	—
Two Sigma Investments, LP Hedge fund	−79K −28.8%	195K	$3.7M
Tudor Investment Corp Et Al Hedge fund	−76K Sold out	0	—
Citadel Advisors LLC Hedge fund	−51K −49.8%	51K	$979,302
Magnetar Financial LLC Hedge fund	−39K Sold out	0	—
Brevan Howard Capital Management LP Hedge fund	−38K Sold out	0	—
D. E. Shaw & Co., Inc. Hedge fund	−29K −38.9%	46K	$876,305
Quantbot Technologies LP Hedge fund	−17K −38.1%	27K	$517,293
Trexquant Investment LP Hedge fund	−4,416 −7.9%	52K	$987,426

New positions

largest by value

Institution	Shares	Value June 30, 2026
Marshall Wace, LLPHedge fund	110K	$2.1M
Varcov Co.	45K	$859,428
Adams Asset Advisors, LLC	33K	$627,765
Northern Trust CorpIndex funds	27K	$523,643
Mackenzie Financial Corp	13K	$252,487
Xtx Topco Ltd	12K	$225,026
Mariner, LLC	10K	$192,199
Integrated Wealth Concepts LLC	9,844	$187,721
Ifg Advisory, LLC	6,230	$118,805
Arax Advisory Partners	2,100	$40,047

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Columbus Macro, LLC	506K	$8.8M
Millennium Management LLCHedge fund	204K	$3.6M
Tudor Investment Corp Et AlHedge fund	76K	$1.3M
Magnetar Financial LLCHedge fund	39K	$686,173
Brevan Howard Capital Management LPHedge fund	38K	$668,266
Mqs Management LLC	35K	$603,202
Dynamic Technology Lab Private Ltd	31K	$547,424
Quantinno Capital Management LP	27K	$473,214
Ascentis Independent Advisors	22K	$387,905
Entropy Technologies, LP	18K	$305,042

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 134
Ten largest holders: 50.2%
Index fund managers: 1.9%
Active managers and hedge funds: 13.2%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	6	9	1	4	−177K	−13.5%
Index fund managers	1	1	1	0	+24K	+17.1%
Other institutions	58	47	11	18	−1.1M	−13.5%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Fidus Investment.

Only managers that filed a holdings report for both quarters are compared (154 here). 3 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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