Great Elm Capital Corp.: which funds bought and sold
Institutions that bought and sold Great Elm Capital shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.
Between March 31, 2026 and June 30, 2026, 6 institutions that filed 13F reports for both quarters added to or opened positions in Great Elm Capital, and 13 cut or closed them. Together they sold a net 206K shares, −23.7% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 65K shares (−100.0%); index fund managers were net sellers of 12K shares (−100.0%). 4 opened a new position and 8 sold out entirely.
Bought, Q2 2026 6 institutions, 4 of them new holders Sold, Q2 2026 13 institutions, 8 of them sold out
Net change, all compared −206K shares (−23.7%)
Net change, active managers −65K shares (−100.0%), 0 bought, 1 sold
Buyers versus sellers
6 bought 8 13 sold
Active managers and hedge funds 0 bought · 1 sold · −65K
Index fund managers 0 bought · 1 sold · −12K
Other institutions 6 bought · 11 sold · −129K
Biggest buyers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Vident Advisory, LLC | +27K New position | 27K | $145,019 |
| UBS Group AG | +22K +377.1% | 28K | $153,963 |
| Founders Financial Alliance, LLC | +14K New position | 14K | $75,047 |
| Russell Investments Group, Ltd. | +744 New position | 744 | $4,056 |
| Significant Wealth Partners LLC | +298 +1.8% | 17K | $91,402 |
| Caitong International Asset Management Co., Ltd | +44 New position | 44 | $240 |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| None of the active managers on our list. | |||
Biggest sellers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Squarepoint Ops LLC Hedge fund | −65K Sold out | 0 | — |
| Curi Capital, LLC | −60K Sold out | 0 | — |
| Jane Street Group, LLC | −41K Sold out | 0 | — |
| Papamarkou Wellner Asset Management Inc. | −30K Sold out | 0 | — |
| Cruiser Capital Advisors, LLC | −30K −23.3% | 98K | $532,896 |
| Two Sigma Securities, LLC | −17K Sold out | 0 | — |
| Northern Trust Corp Index funds | −12K Sold out | 0 | — |
| HRT Financial LP | −11K Sold out | 0 | — |
| Ethos Financial Group, LLC | −2,250 −8.6% | 24K | $131,122 |
| Wells Fargo & Company | −878 −99.7% | 3 | $15 |
| Northwestern Mutual Wealth Management Co | −126 Sold out | 0 | — |
| Morgan Stanley | −36 −2.5% | 1,387 | $7,561 |
| Allworth Financial LP | −6 −0.4% | 1,400 | $7,630 |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Squarepoint Ops LLC Hedge fund | −65K Sold out | 0 | — |
New positions
| Institution | Shares | Value June 30, 2026 |
|---|---|---|
| Vident Advisory, LLC | 27K | $145,019 |
| Founders Financial Alliance, LLC | 14K | $75,047 |
| Russell Investments Group, Ltd. | 744 | $4,056 |
| Caitong International Asset Management Co., Ltd | 44 | $240 |
Sold out
| Institution | Shares | Value March 31, 2026 |
|---|---|---|
| Squarepoint Ops LLCHedge fund | 65K | $325,359 |
| Curi Capital, LLC | 60K | $300,600 |
| Jane Street Group, LLC | 41K | $206,632 |
| Papamarkou Wellner Asset Management Inc. | 30K | $151,302 |
| Two Sigma Securities, LLC | 17K | $85,501 |
| Northern Trust CorpIndex funds | 12K | $58,943 |
| HRT Financial LP | 11K | $56,000 |
| Northwestern Mutual Wealth Management Co | 126 | $631 |
Who holds the shares
- Institutions reporting
- 19
- Ten largest holders
- 98.4% of 13F-reported shares
- Index fund managers
- 0.0% of 13F-reported shares
- Active managers and hedge funds
- 0.0% of 13F-reported shares
| Type | Bought | Sold | New | Sold out | Net change in shares | Net % |
|---|---|---|---|---|---|---|
| Active managers and hedge funds | 0 | 1 | 0 | 1 | −65K | −100.0% |
| Index fund managers | 0 | 1 | 0 | 1 | −12K | −100.0% |
| Other institutions | 6 | 11 | 4 | 6 | −129K | −16.3% |