Horizon Technology Finance Corp: which funds bought and sold
Institutions that bought and sold Horizon Technology Finance shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.
Between March 31, 2026 and June 30, 2026, 88 institutions that filed 13F reports for both quarters added to or opened positions in Horizon Technology Finance, and 19 cut or closed them. Together they added a net 4.7M shares, +148.4% on what they held at the start of the quarter. Active managers and hedge funds on our list were net buyers of 418K shares (+93.0%); index fund managers were net buyers of 1,415 shares (+0.8%). 61 opened a new position and 11 sold out entirely.
Bought, Q2 2026 88 institutions, 61 of them new holders Sold, Q2 2026 19 institutions, 11 of them sold out
Net change, all compared +4.7M shares (+148.4%)
Net change, active managers +418K shares (+93.0%), 4 bought, 2 sold
Buyers versus sellers
88 bought 8 19 sold
Active managers and hedge funds 4 bought · 2 sold · +418K
Index fund managers 1 bought · 0 sold · +1,415
Other institutions 83 bought · 17 sold · +4.3M
Biggest buyers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Morgan Stanley | +1.0M +2125.2% | 1.1M | $5M |
| Bulldog Investors, LLP | +659K New position | 659K | $3.1M |
| Caprock Group, LLC | +454K New position | 454K | $2.2M |
| Marshall Wace, LLP Hedge fund | +420K +244.8% | 592K | $2.8M |
| Blair William & Co | +239K New position | 239K | $1.1M |
| Caz Investments LP | +217K New position | 217K | $1M |
| Bank Of America Corp | +165K +270.3% | 226K | $1.1M |
| Arax Advisory Partners | +126K New position | 126K | $597,423 |
| Apollon Wealth Management, LLC | +126K New position | 126K | $596,907 |
| Lafleur & Godfrey LLC | +115K New position | 115K | $541,708 |
| Virtus Investment Advisers, LLC | +108K +75.4% | 252K | $1.2M |
| Focus Partners Wealth | +101K New position | 101K | $482,802 |
| Corient Private Wealth LP | +89K New position | 89K | $422,389 |
| Commonwealth Equity Services, LLC | +81K New position | 81K | $384,380 |
| Fiera Capital Corp | +79K New position | 79K | $373,575 |
| AQR Capital Management LLC Hedge fund | +58K +176.7% | 91K | $432,171 |
| Jackson Thornton Wealth Management, LLC | +58K +174.4% | 91K | $428,580 |
| Legal & General Group PLC | +58K +17.5% | 386K | $1.8M |
| LPL Financial LLC | +56K +212.9% | 82K | $387,586 |
| UBS Group AG | +51K +35.6% | 195K | $924,554 |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Marshall Wace, LLP Hedge fund | +420K +244.8% | 592K | $2.8M |
| AQR Capital Management LLC Hedge fund | +58K +176.7% | 91K | $432,171 |
| Squarepoint Ops LLC Hedge fund | +20K New position | 20K | $93,384 |
| Quantbot Technologies LP Hedge fund | +18K +93.5% | 36K | $171,817 |
Biggest sellers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Green Alpha Advisors, LLC | −160K −27.2% | 430K | $2M |
| Two Sigma Investments, LP Hedge fund | −83K −55.1% | 67K | $319,223 |
| Imc-Chicago, LLC | −22K −35.2% | 40K | $189,550 |
| Virtu Financial LLC | −17K Sold out | 0 | — |
| Envestnet Asset Management Inc | −17K Sold out | 0 | — |
| Two Sigma Securities, LLC | −17K Sold out | 0 | — |
| Millennium Management LLC Hedge fund | −15K −20.1% | 61K | $286,988 |
| Oxford Asset Management LLP | −15K −54.7% | 12K | $58,912 |
| Tower Research Capital LLC (TRC) | −14K Sold out | 0 | — |
| Patriot Financial Group Insurance Agency, LLC | −12K Sold out | 0 | — |
| Atria Investments, Inc | −12K Sold out | 0 | — |
| Sanctuary Advisors, LLC | −12K Sold out | 0 | — |
| Cetera Investment Advisers | −1,285 −6.5% | 19K | $87,908 |
| Mai Capital Management | −777 Sold out | 0 | — |
| Salem Investment Counselors Inc | −700 Sold out | 0 | — |
| Signature Equity Partners, LLC | −113 Sold out | 0 | — |
| Sound Income Strategies, LLC | −50 Sold out | 0 | — |
| Danske Bank A/S | −7 −87.5% | 1 | $5 |
| Allworth Financial LP | −5 −0.4% | 1,134 | $5,364 |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Two Sigma Investments, LP Hedge fund | −83K −55.1% | 67K | $319,223 |
| Millennium Management LLC Hedge fund | −15K −20.1% | 61K | $286,988 |
New positions
| Institution | Shares | Value June 30, 2026 |
|---|---|---|
| Bulldog Investors, LLP | 659K | $3.1M |
| Caprock Group, LLC | 454K | $2.2M |
| Blair William & Co | 239K | $1.1M |
| Caz Investments LP | 217K | $1M |
| Arax Advisory Partners | 126K | $597,423 |
| Apollon Wealth Management, LLC | 126K | $596,907 |
| Lafleur & Godfrey LLC | 115K | $541,708 |
| Focus Partners Wealth | 101K | $482,802 |
| Corient Private Wealth LP | 89K | $422,389 |
| Commonwealth Equity Services, LLC | 81K | $384,380 |
Sold out
| Institution | Shares | Value March 31, 2026 |
|---|---|---|
| Virtu Financial LLC | 17K | $72,000 |
| Envestnet Asset Management Inc | 17K | $70,236 |
| Two Sigma Securities, LLC | 17K | $69,499 |
| Tower Research Capital LLC (TRC) | 14K | $56,982 |
| Patriot Financial Group Insurance Agency, LLC | 12K | $52,420 |
| Atria Investments, Inc | 12K | $49,910 |
| Sanctuary Advisors, LLC | 12K | $49,910 |
| Mai Capital Management | 777 | $3,272 |
| Salem Investment Counselors Inc | 700 | $2,989 |
| Signature Equity Partners, LLC | 113 | $474 |
Who holds the shares
- Institutions reporting
- 107
- Ten largest holders
- 57.7% of 13F-reported shares
- Index fund managers
- 2.2% of 13F-reported shares
- Active managers and hedge funds
- 10.7% of 13F-reported shares
| Type | Bought | Sold | New | Sold out | Net change in shares | Net % |
|---|---|---|---|---|---|---|
| Active managers and hedge funds | 4 | 2 | 1 | 0 | +418K | +93.0% |
| Index fund managers | 1 | 0 | 0 | 0 | +1,415 | +0.8% |
| Other institutions | 83 | 17 | 60 | 11 | +4.3M | +168.3% |
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