Midcap Financial Investment Corp: which funds bought and sold

Institutions that bought and sold Midcap Financial Investment shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 73 institutions that filed 13F reports for both quarters added to or opened positions in Midcap Financial Investment, and 85 cut or closed them. Together they added a net 35K shares, +0.1% on what they held at the start of the quarter. Active managers and hedge funds on our list were net buyers of 753K shares (+10.2%); index fund managers were net sellers of 21K shares (−5.0%). 21 opened a new position and 26 sold out entirely.

Bought, Q2 2026 73 institutions, 21 of them new holders Sold, Q2 2026 85 institutions, 26 of them sold out

Net change, all compared +35K shares (+0.1%)

Net change, active managers +753K shares (+10.2%), 10 bought, 7 sold

Buyers versus sellers

institutions compared, 190

73 bought 32 85 sold

Active managers and hedge funds 10 bought · 7 sold · +753K

Index fund managers 0 bought · 2 sold · −21K

Other institutions 63 bought · 76 sold · −697K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Wellington Management Group LLP Active manager	+1.1M New position	1.1M	$10.9M
Beach Point Capital Management LP	+440K New position	440K	$4.4M
Janney Montgomery Scott LLC	+394K New position	394K	$4M
Russell Investments Group, Ltd.	+359K +45.8%	1.1M	$11.5M
Van Eck Associates Corp	+293K +16.2%	2.1M	$21.2M
Citadel Advisors LLC Hedge fund	+217K +776.8%	245K	$2.5M
Saba Capital Management, L.P. Hedge fund	+215K New position	215K	$2.2M
Lazard Asset Management LLC Active manager	+125K +152.6%	207K	$2.1M
UBS Group AG	+111K +6.1%	1.9M	$19.5M
Y-Intercept (Hong Kong) Ltd	+99K New position	99K	$995,329
Cerity Partners LLC	+78K +105.7%	152K	$1.5M
Legal & General Group PLC	+64K +8.8%	790K	$8M
Bayshore Capital Advisors, LLC	+58K +143.9%	98K	$983,606
Cidel Asset Management Inc	+50K New position	50K	$507,020
Leclair Wealth Partners LLC	+41K New position	41K	$412,121
Envestnet Asset Management Inc	+40K +58.2%	108K	$1.1M
Headlands Technologies LLC	+39K +304.1%	52K	$522,336
Schonfeld Strategic Advisors LLC Hedge fund	+38K New position	38K	$379,944
Trexquant Investment LP Hedge fund	+31K New position	31K	$311,028
Next Capital Management LLC	+28K +1.5%	1.9M	$19.1M

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Wellington Management Group LLP Active manager	+1.1M New position	1.1M	$10.9M
Citadel Advisors LLC Hedge fund	+217K +776.8%	245K	$2.5M
Saba Capital Management, L.P. Hedge fund	+215K New position	215K	$2.2M
Lazard Asset Management LLC Active manager	+125K +152.6%	207K	$2.1M
Schonfeld Strategic Advisors LLC Hedge fund	+38K New position	38K	$379,944
Trexquant Investment LP Hedge fund	+31K New position	31K	$311,028
Franklin Resources Inc Active manager	+13K +3.0%	442K	$4.5M
Balyasny Asset Management L.P. Hedge fund	+12K +14.2%	97K	$975,754
Millennium Management LLC Hedge fund	+10K New position	10K	$102,544
Caxton Associates LLP Hedge fund	+5,908 +17.5%	40K	$399,662

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Victory Capital Management Inc Active manager	−617K −94.4%	37K	$372,174
Ares Management LLC	−546K Sold out	0	—
Callodine Capital Management, LP	−458K Sold out	0	—
Xtx Topco Ltd	−265K −77.3%	78K	$784,274
Invesco Ltd.	−242K −18.7%	1.1M	$10.6M
Bi Asset Management Fondsmaeglerselskab A/S	−204K −81.6%	46K	$462,000
Lansforsakringar Fondforvaltning AB (Publ)	−146K Sold out	0	—
D. E. Shaw & Co., Inc. Hedge fund	−124K Sold out	0	—
Magnetar Financial LLC Hedge fund	−113K Sold out	0	—
Global Wealth Management Investment Advisory, Inc.	−112K Sold out	0	—
Varcov Co.	−110K −61.3%	69K	$697,455
Two Sigma Investments, LP Hedge fund	−102K −41.2%	146K	$1.5M
Cura Wealth Advisors, LLC	−101K −16.5%	513K	$5.2M
Morgan Stanley	−84K −5.2%	1.5M	$15.4M
Raymond James Financial Inc	−80K −13.1%	528K	$5.3M
Drw Securities, LLC	−63K Sold out	0	—
Hightower Advisors, LLC	−58K −74.3%	20K	$200,843
Ameriprise Financial Inc	−48K −62.2%	29K	$291,377
Foundations Investment Advisors, LLC	−46K −10.6%	388K	$3.9M
Stablepoint Partners, LLC	−34K Sold out	0	—

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Victory Capital Management Inc Active manager	−617K −94.4%	37K	$372,174
D. E. Shaw & Co., Inc. Hedge fund	−124K Sold out	0	—
Magnetar Financial LLC Hedge fund	−113K Sold out	0	—
Two Sigma Investments, LP Hedge fund	−102K −41.2%	146K	$1.5M
Neuberger Berman Group LLC Active manager	−17K −8.6%	187K	$1.9M
Brevan Howard Capital Management LP Hedge fund	−13K −30.2%	30K	$305,686
Squarepoint Ops LLC Hedge fund	−6,313 −24.1%	20K	$200,915

New positions

largest by value

Institution	Shares	Value June 30, 2026
Wellington Management Group LLPActive manager	1.1M	$10.9M
Beach Point Capital Management LP	440K	$4.4M
Janney Montgomery Scott LLC	394K	$4M
Saba Capital Management, L.P.Hedge fund	215K	$2.2M
Y-Intercept (Hong Kong) Ltd	99K	$995,329
Cidel Asset Management Inc	50K	$507,020
Leclair Wealth Partners LLC	41K	$412,121
Schonfeld Strategic Advisors LLCHedge fund	38K	$379,944
Trexquant Investment LPHedge fund	31K	$311,028
Private Advisor Group, LLC	17K	$169,072

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Ares Management LLC	546K	$6.1M
Callodine Capital Management, LP	458K	$5.1M
Lansforsakringar Fondforvaltning AB (Publ)	146K	$1.6M
D. E. Shaw & Co., Inc.Hedge fund	124K	$1.4M
Magnetar Financial LLCHedge fund	113K	$1.3M
Global Wealth Management Investment Advisory, Inc.	112K	$1.3M
Drw Securities, LLC	63K	$713,593
Stablepoint Partners, LLC	34K	$387,499
Jane Street Group, LLC	34K	$386,139
Arete Wealth Advisors, LLC	19K	$215,054

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 166
Ten largest holders: 57.5%
Index fund managers: 1.3%
Active managers and hedge funds: 25.5%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	10	7	5	2	+753K	+10.2%
Index fund managers	0	2	0	0	−21K	−5.0%
Other institutions	63	76	16	24	−697K	−2.9%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Midcap Financial Investment.

Only managers that filed a holdings report for both quarters are compared (190 here). 9 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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