Pennantpark Floating Rate Capital Ltd.: which funds bought and sold
Institutions that bought and sold Pennantpark Floating Rate Capital shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.
Between March 31, 2026 and June 30, 2026, 60 institutions that filed 13F reports for both quarters added to or opened positions in Pennantpark Floating Rate Capital, and 60 cut or closed them. Together they added a net 1.5M shares, +7.4% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 586K shares (−22.5%); index fund managers were net sellers of 9,515 shares (−2.4%). 17 opened a new position and 24 sold out entirely.
Bought, Q2 2026 60 institutions, 17 of them new holders Sold, Q2 2026 60 institutions, 24 of them sold out
Net change, all compared +1.5M shares (+7.4%)
Net change, active managers −586K shares (−22.5%), 5 bought, 7 sold
Buyers versus sellers
60 bought 27 60 sold
Active managers and hedge funds 5 bought · 7 sold · −586K
Index fund managers 0 bought · 2 sold · −9,515
Other institutions 55 bought · 51 sold · +2.1M
Biggest buyers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| UBS Group AG | +1.1M +52.8% | 3.1M | $23.1M |
| Van Eck Associates Corp | +668K +37.0% | 2.5M | $18.5M |
| Franklin Resources Inc Active manager | +585K New position | 585K | $4.4M |
| Sound Income Strategies, LLC | +282K +5.7% | 5.2M | $39.1M |
| Morgan Stanley | +176K +29.2% | 778K | $5.8M |
| Citadel Advisors LLC Hedge fund | +173K New position | 173K | $1.3M |
| Independent Advisor Alliance | +134K +97.1% | 271K | $2M |
| Cambridge Investment Research Advisors, Inc. | +116K +136.1% | 201K | $1.5M |
| Bank Of America Corp | +109K +198.1% | 164K | $1.2M |
| Curi Capital, LLC | +60K New position | 60K | $448,800 |
| Mqs Management LLC | +50K New position | 50K | $370,814 |
| Legal & General Group PLC | +46K +6.0% | 811K | $6.1M |
| Graniteshares Advisors LLC | +40K +15.1% | 302K | $2.3M |
| Naviter Wealth, LLC | +38K +48.5% | 116K | $879,038 |
| Osaic Holdings, Inc. | +29K +13.5% | 246K | $1.8M |
| Susquehanna International Group, LLP | +29K +78.4% | 66K | $495,363 |
| Greenwood Gearhart LLC | +28K +95.4% | 57K | $423,832 |
| First Citizens Bank & Trust Co | +27K New position | 27K | $201,960 |
| Black Maple Capital Management LP | +25K New position | 25K | $187,000 |
| Raymond James Financial Inc | +23K +118.4% | 42K | $314,746 |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Franklin Resources Inc Active manager | +585K New position | 585K | $4.4M |
| Citadel Advisors LLC Hedge fund | +173K New position | 173K | $1.3M |
| Squarepoint Ops LLC Hedge fund | +15K +80.0% | 33K | $248,987 |
| Balyasny Asset Management L.P. Hedge fund | +11K New position | 11K | $82,467 |
| Brevan Howard Capital Management LP Hedge fund | +6,355 +25.0% | 32K | $237,939 |
Biggest sellers
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Diameter Capital Partners LP Hedge fund | −755K −45.6% | 900K | $6.7M |
| LPL Financial LLC | −315K −78.8% | 85K | $634,927 |
| Two Sigma Investments, LP Hedge fund | −273K −93.0% | 21K | $153,340 |
| Qube Research & Technologies Ltd Hedge fund | −177K −94.0% | 11K | $84,561 |
| Pfg Advisors | −99K Sold out | 0 | — |
| Xtx Topco Ltd | −89K −60.5% | 58K | $436,570 |
| Varcov Co. | −86K Sold out | 0 | — |
| Castleknight Management LP Hedge fund | −79K Sold out | 0 | — |
| Trexquant Investment LP Hedge fund | −76K −42.8% | 102K | $760,133 |
| Andina Capital Management, LLC | −47K Sold out | 0 | — |
| Pfg Investments, LLC | −36K −25.6% | 105K | $782,280 |
| Drw Securities, LLC | −33K Sold out | 0 | — |
| Cornerstone Wealth Management, LLC | −23K Sold out | 0 | — |
| Foundations Investment Advisors, LLC | −20K −45.0% | 25K | $185,145 |
| Yelin Lapidot Holdings Management Ltd. | −20K −26.2% | 55K | $410,854 |
| Westend Capital Management, LLC | −17K Sold out | 0 | — |
| Virtus Investment Advisers, LLC | −16K −21.4% | 59K | $440,826 |
| Mirabella Financial Services LLP | −15K Sold out | 0 | — |
| Private Advisor Group, LLC | −14K Sold out | 0 | — |
| Bridgewealth Advisory Group, LLC | −13K Sold out | 0 | — |
| Institution | Change in shares | Shares June 30, 2026 | Value |
|---|---|---|---|
| Diameter Capital Partners LP Hedge fund | −755K −45.6% | 900K | $6.7M |
| Two Sigma Investments, LP Hedge fund | −273K −93.0% | 21K | $153,340 |
| Qube Research & Technologies Ltd Hedge fund | −177K −94.0% | 11K | $84,561 |
| Castleknight Management LP Hedge fund | −79K Sold out | 0 | — |
| Trexquant Investment LP Hedge fund | −76K −42.8% | 102K | $760,133 |
| Winton Group Ltd Hedge fund | −11K Sold out | 0 | — |
| Millennium Management LLC Hedge fund | −4,421 −2.7% | 157K | $1.2M |
New positions
| Institution | Shares | Value June 30, 2026 |
|---|---|---|
| Franklin Resources IncActive manager | 585K | $4.4M |
| Citadel Advisors LLCHedge fund | 173K | $1.3M |
| Curi Capital, LLC | 60K | $448,800 |
| Mqs Management LLC | 50K | $370,814 |
| First Citizens Bank & Trust Co | 27K | $201,960 |
| Black Maple Capital Management LP | 25K | $187,000 |
| Bluespring Wealth Management, LLC | 15K | $109,769 |
| Stonex Group Inc. | 11K | $83,653 |
| Balyasny Asset Management L.P.Hedge fund | 11K | $82,467 |
| Integrated Wealth Concepts LLC | 5,343 | $39,968 |
Sold out
| Institution | Shares | Value March 31, 2026 |
|---|---|---|
| Pfg Advisors | 99K | $796,139 |
| Varcov Co. | 86K | $689,269 |
| Castleknight Management LPHedge fund | 79K | $635,964 |
| Andina Capital Management, LLC | 47K | $377,454 |
| Drw Securities, LLC | 33K | $266,968 |
| Cornerstone Wealth Management, LLC | 23K | $181,802 |
| Westend Capital Management, LLC | 17K | $137,629 |
| Mirabella Financial Services LLP | 15K | $117,368 |
| Private Advisor Group, LLC | 14K | $114,200 |
| Bridgewealth Advisory Group, LLC | 13K | $104,862 |
Who holds the shares
- Institutions reporting
- 125
- Ten largest holders
- 77.1% of 13F-reported shares
- Index fund managers
- 1.8% of 13F-reported shares
- Active managers and hedge funds
- 9.1% of 13F-reported shares
| Type | Bought | Sold | New | Sold out | Net change in shares | Net % |
|---|---|---|---|---|---|---|
| Active managers and hedge funds | 5 | 7 | 3 | 2 | −586K | −22.5% |
| Index fund managers | 0 | 2 | 0 | 0 | −9,515 | −2.4% |
| Other institutions | 55 | 51 | 14 | 22 | +2.1M | +12.0% |
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