Pennantpark Investment Corp: which funds bought and sold

Institutions that bought and sold Pennantpark Investment shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 51 institutions that filed 13F reports for both quarters added to or opened positions in Pennantpark Investment, and 50 cut or closed them. Together they added a net 1.1M shares, +9.4% on what they held at the start of the quarter. Active managers and hedge funds on our list were net buyers of 852K shares (+25.0%); index fund managers were net sellers of 126K shares (−32.5%). 19 opened a new position and 19 sold out entirely.

Bought, Q2 2026 51 institutions, 19 of them new holders Sold, Q2 2026 50 institutions, 19 of them sold out

Net change, all compared +1.1M shares (+9.4%)

Net change, active managers +852K shares (+25.0%), 8 bought, 3 sold

Buyers versus sellers

institutions compared, 120

51 bought 19 50 sold

Active managers and hedge funds 8 bought · 3 sold · +852K

Index fund managers 0 bought · 2 sold · −126K

Other institutions 43 bought · 45 sold · +373K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Millennium Management LLC Hedge fund	+511K +433.1%	629K	$2.2M
Marshall Wace, LLP Hedge fund	+392K New position	392K	$1.4M
Bank Of America Corp	+256K +501.2%	307K	$1.1M
Citadel Advisors LLC Hedge fund	+247K New position	247K	$856,209
Callodine Capital Management, LP	+224K New position	224K	$777,280
Qube Research & Technologies Ltd Hedge fund	+208K New position	208K	$720,098
Tudor Investment Corp Et Al Hedge fund	+178K +1709.5%	188K	$653,828
HRT Financial LP	+130K New position	130K	$451,000
Xtx Topco Ltd	+104K +158.7%	169K	$586,985
Alphacentric Advisors LLC	+94K +60.3%	250K	$867,500
Crossingbridge Advisors, LLC	+94K +60.3%	250K	$867,500
Thrivent Financial For Lutherans	+70K +90.0%	147K	$512,000
Mangrove Partners Im, LLC Hedge fund	+65K +51.9%	192K	$664,724
Gatepass Capital, LLC	+65K +47.4%	203K	$705,972
Integrity Advisory Solutions, LLC	+54K New position	54K	$186,044
Virtus Investment Advisers, LLC	+51K +30.6%	216K	$750,374
Squarepoint Ops LLC Hedge fund	+50K New position	50K	$171,904
Arax Advisory Partners	+44K +100.0%	88K	$304,908
&Partners	+29K New position	29K	$100,775
Cambridge Investment Research Advisors, Inc.	+23K +87.5%	49K	$168,000

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Millennium Management LLC Hedge fund	+511K +433.1%	629K	$2.2M
Marshall Wace, LLP Hedge fund	+392K New position	392K	$1.4M
Citadel Advisors LLC Hedge fund	+247K New position	247K	$856,209
Qube Research & Technologies Ltd Hedge fund	+208K New position	208K	$720,098
Tudor Investment Corp Et Al Hedge fund	+178K +1709.5%	188K	$653,828
Mangrove Partners Im, LLC Hedge fund	+65K +51.9%	192K	$664,724
Squarepoint Ops LLC Hedge fund	+50K New position	50K	$171,904
Fisher Asset Management, LLC Active manager	+13K New position	13K	$46,435

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−657K −39.6%	1.0M	$3.5M
Morgan Stanley	−323K −29.6%	766K	$2.7M
Lido Advisors, LLC	−246K Sold out	0	—
LSV Asset Management Active manager	−113K −7.8%	1.3M	$4.7M
Blackrock, Inc. Index funds	−108K −29.2%	262K	$908,633
Advisors Asset Management, Inc.	−77K −16.0%	405K	$1.4M
Caxton Associates LLP Hedge fund	−42K Sold out	0	—
Oxford Asset Management LLP	−37K −61.3%	24K	$82,086
Commonwealth Equity Services, LLC	−36K −76.9%	11K	$37,690
Garner Asset Management Corp	−33K −50.0%	33K	$116,001
LPL Financial LLC	−31K Sold out	0	—
Creative Planning	−24K Sold out	0	—
Trinitybridge Ltd	−24K Sold out	0	—
Truvestments Capital LLC	−20K −9.1%	202K	$699,797
Northern Trust Corp Index funds	−18K Sold out	0	—
Osaic Holdings, Inc.	−17K −33.2%	34K	$118,042
Essex Financial Services, Inc.	−15K −35.9%	26K	$90,553
Brookstone Capital Management	−14K Sold out	0	—
Bi Asset Management Fondsmaeglerselskab A/S	−13K −71.3%	5,361	$19,000
UBS Group AG	−13K −12.1%	96K	$333,006

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−657K −39.6%	1.0M	$3.5M
LSV Asset Management Active manager	−113K −7.8%	1.3M	$4.7M
Caxton Associates LLP Hedge fund	−42K Sold out	0	—

New positions

largest by value

Institution	Shares	Value June 30, 2026
Marshall Wace, LLPHedge fund	392K	$1.4M
Citadel Advisors LLCHedge fund	247K	$856,209
Callodine Capital Management, LP	224K	$777,280
Qube Research & Technologies LtdHedge fund	208K	$720,098
HRT Financial LP	130K	$451,000
Integrity Advisory Solutions, LLC	54K	$186,044
Squarepoint Ops LLCHedge fund	50K	$171,904
&Partners	29K	$100,775
Brian Low Financial Group, LLC	14K	$48,580
Strategic Wealth Partners, Ltd.	14K	$48,580

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Lido Advisors, LLC	246K	$1.1M
Caxton Associates LLPHedge fund	42K	$186,811
LPL Financial LLC	31K	$140,953
Creative Planning	24K	$109,724
Trinitybridge Ltd	24K	$109,000
Northern Trust CorpIndex funds	18K	$81,705
Brookstone Capital Management	14K	$64,808
Advisory Alpha, LLC	10K	$46,238
Apollon Wealth Management, LLC	10K	$46,146
Dunhill Financial, LLC	7,927	$35,592

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 103
Ten largest holders: 58.8%
Index fund managers: 2.0%
Active managers and hedge funds: 33.1%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	8	3	5	1	+852K	+25.0%
Index fund managers	0	2	0	1	−126K	−32.5%
Other institutions	43	45	14	17	+373K	+4.7%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Pennantpark Investment.

Only managers that filed a holdings report for both quarters are compared (120 here). 4 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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