Prospect Capital Corp: which funds bought and sold

Institutions that bought and sold Prospect Capital shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 113 institutions that filed 13F reports for both quarters added to or opened positions in Prospect Capital, and 89 cut or closed them. Together they added a net 4.4M shares, +5.2% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 4.5M shares (−18.7%); index fund managers were net sellers of 132K shares (−8.0%). 29 opened a new position and 38 sold out entirely.

Bought, Q2 2026 113 institutions, 29 of them new holders Sold, Q2 2026 89 institutions, 38 of them sold out

Net change, all compared +4.4M shares (+5.2%)

Net change, active managers −4.5M shares (−18.7%), 6 bought, 11 sold

Buyers versus sellers

institutions compared, 240

113 bought 38 89 sold

Active managers and hedge funds 6 bought · 11 sold · −4.5M

Index fund managers 0 bought · 2 sold · −132K

Other institutions 107 bought · 76 sold · +9.1M

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Private Management Group Inc	+7.0M +51.7%	20.5M	$47.4M
Van Eck Associates Corp	+2.4M +32.7%	9.7M	$22.4M
UBS Group AG	+1.2M +21.2%	6.6M	$15.3M
Susquehanna International Group, LLP	+545K +32.0%	2.2M	$5.2M
Caxton Associates LLP Hedge fund	+459K +343.8%	593K	$1.4M
Legal & General Group PLC	+392K +10.8%	4.0M	$9.3M
Cambridge Investment Research Advisors, Inc.	+307K +72.3%	733K	$1.7M
Clear Harbor Asset Management, LLC	+260K +397.0%	326K	$751,963
Leclair Wealth Partners LLC	+239K New position	239K	$552,231
Morgan Stanley	+235K +9.6%	2.7M	$6.2M
Kingswood Wealth Advisors, LLC	+228K New position	228K	$526,891
Gatepass Capital, LLC	+197K +83.2%	434K	$1M
180 Wealth Advisors, LLC	+180K +45.1%	581K	$1.3M
Graniteshares Advisors LLC	+143K +15.1%	1.1M	$2.5M
Royal Bank Of Canada	+119K +146.9%	200K	$462,000
Brevan Howard Capital Management LP Hedge fund	+110K +44.8%	356K	$823,115
Balyasny Asset Management L.P. Hedge fund	+110K New position	110K	$254,028
Virtus Investment Advisers, LLC	+91K +26.8%	429K	$990,094
Orion Porfolio Solutions, LLC	+89K New position	89K	$206,006
Simplex Trading, LLC	+88K New position	88K	$202,383

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Caxton Associates LLP Hedge fund	+459K +343.8%	593K	$1.4M
Brevan Howard Capital Management LP Hedge fund	+110K +44.8%	356K	$823,115
Balyasny Asset Management L.P. Hedge fund	+110K New position	110K	$254,028
Jain Global LLC Hedge fund	+23K New position	23K	$52,733
Winton Group Ltd Hedge fund	+15K New position	15K	$35,112
Citadel Advisors LLC Hedge fund	+935 +7.7%	13K	$30,351

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−1.8M −11.1%	14.1M	$32.5M
Private Advisor Group, LLC	−1.7M Sold out	0	—
Marshall Wace, LLP Hedge fund	−1.7M −35.4%	3.1M	$7.1M
Independent Financial Group, LLC	−975K −28.2%	2.5M	$5.7M
Tudor Investment Corp Et Al Hedge fund	−748K −51.3%	709K	$1.6M
Jane Street Group, LLC	−584K Sold out	0	—
Smh Capital Advisors Inc	−426K Sold out	0	—
Bi Asset Management Fondsmaeglerselskab A/S	−412K −79.1%	109K	$251,000
LSV Asset Management Active manager	−282K −52.7%	254K	$586,000
Two Sigma Securities, LLC	−239K −89.1%	29K	$67,447
Millennium Management LLC Hedge fund	−222K Sold out	0	—
Catalyst Capital Advisors LLC	−201K Sold out	0	—
Squarepoint Ops LLC Hedge fund	−197K −50.8%	190K	$439,219
Tweedy, Browne Co LLC Active manager	−163K Sold out	0	—
Quantbot Technologies LP Hedge fund	−137K Sold out	0	—
Creative Planning	−136K −74.3%	47K	$108,212
Blackrock, Inc. Index funds	−131K −8.4%	1.4M	$3.3M
DNB Asset Management As	−116K −28.9%	285K	$659,403
BNP Paribas Financial Markets	−103K −67.8%	49K	$113,178
Vident Advisory, LLC	−68K Sold out	0	—

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−1.8M −11.1%	14.1M	$32.5M
Marshall Wace, LLP Hedge fund	−1.7M −35.4%	3.1M	$7.1M
Tudor Investment Corp Et Al Hedge fund	−748K −51.3%	709K	$1.6M
LSV Asset Management Active manager	−282K −52.7%	254K	$586,000
Millennium Management LLC Hedge fund	−222K Sold out	0	—
Squarepoint Ops LLC Hedge fund	−197K −50.8%	190K	$439,219
Tweedy, Browne Co LLC Active manager	−163K Sold out	0	—
Quantbot Technologies LP Hedge fund	−137K Sold out	0	—
Exoduspoint Capital Management, LP Hedge fund	−34K Sold out	0	—
Engineers Gate Manager LP Hedge fund	−21K −7.0%	282K	$652,536

New positions

largest by value

Institution	Shares	Value June 30, 2026
Leclair Wealth Partners LLC	239K	$552,231
Kingswood Wealth Advisors, LLC	228K	$526,891
Balyasny Asset Management L.P.Hedge fund	110K	$254,028
Orion Porfolio Solutions, LLC	89K	$206,006
Simplex Trading, LLC	88K	$202,383
J. Safra Sarasin Holding AG	73K	$168,539
Rmr Wealth Builders	45K	$103,807
Retirement Planning Group, LLC	30K	$68,877
Jain Global LLCHedge fund	23K	$52,733
Cwa Asset Management Group, LLC	18K	$42,514

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Private Advisor Group, LLC	1.7M	$4.5M
Jane Street Group, LLC	584K	$1.5M
Smh Capital Advisors Inc	426K	$1.1M
Millennium Management LLCHedge fund	222K	$578,658
Catalyst Capital Advisors LLC	201K	$523,937
Tweedy, Browne Co LLCActive manager	163K	$422,048
Quantbot Technologies LPHedge fund	137K	$356,886
Vident Advisory, LLC	68K	$178,350
Permanens Capital L.P.	66K	$175,708
Evergreen Capital Management LLC	67K	$175,233

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 204
Ten largest holders: 77.4%
Index fund managers: 1.7%
Active managers and hedge funds: 22.0%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	6	11	3	5	−4.5M	−18.7%
Index fund managers	0	2	0	0	−132K	−8.0%
Other institutions	107	76	26	33	+9.1M	+15.3%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Prospect Capital.

Only managers that filed a holdings report for both quarters are compared (240 here). 7 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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