Whitehorse Finance, Inc.: which funds bought and sold

Institutions that bought and sold Whitehorse Finance shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 24 institutions that filed 13F reports for both quarters added to or opened positions in Whitehorse Finance, and 23 cut or closed them. Together they sold a net 42K shares, −1.2% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 126K shares (−13.1%); index fund managers were net sellers of 1,811 shares (−2.5%). 8 opened a new position and 8 sold out entirely.

Bought, Q2 2026 24 institutions, 8 of them new holders Sold, Q2 2026 23 institutions, 8 of them sold out

Net change, all compared −42K shares (−1.2%)

Net change, active managers −126K shares (−13.1%), 2 bought, 4 sold

Buyers versus sellers

institutions compared, 56

24 bought 9 23 sold

Active managers and hedge funds 2 bought · 4 sold · −126K

Index fund managers 0 bought · 1 sold · −1,811

Other institutions 22 bought · 18 sold · +86K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Ethos Financial Group, LLC	+117K +47.8%	361K	$2.4M
Raymond James Financial Inc	+83K +370.4%	106K	$706,858
Cambridge Investment Research Advisors, Inc.	+44K +93.4%	91K	$612,000
O'Shaughnessy Asset Management, LLC Active manager	+28K +162.8%	44K	$297,500
UBS Group AG	+26K +82.0%	57K	$384,526
Lalia Capital, LLC	+24K +3.4%	713K	$4.8M
Trexquant Investment LP Hedge fund	+23K +34.1%	91K	$606,564
Nomura Holdings Inc	+20K New position	20K	$134,000
LPL Financial LLC	+6,221 +8.9%	76K	$509,105
Legal & General Group PLC	+5,805 +3.4%	175K	$1.2M
Highline Wealth Partners LLC	+3,270 New position	3,270	$21,907
Jpmorgan Chase & Co	+1,937 New position	1,937	$12,978
Snowden Capital Advisors LLC	+1,256 +4.3%	30K	$211,787
Group One Trading LLC	+1,152 New position	1,152	$7,718
Vident Advisory, LLC	+1,038 +4.5%	24K	$162,683
BNP Paribas Financial Markets	+889 New position	889	$5,956
Canada Life Assurance Co	+613 +2.5%	25K	$167,000
Newedge Wealth, LLC	+597 +3.6%	17K	$116,632
Northstar Advisory Group, LLC	+380 +3.3%	12K	$78,908
Closed-End Fund Advisors, Inc.	+175 +0.4%	45K	$301,473

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
O'Shaughnessy Asset Management, LLC Active manager	+28K +162.8%	44K	$297,500
Trexquant Investment LP Hedge fund	+23K +34.1%	91K	$606,564

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Castleknight Management LP Hedge fund	−87K −29.7%	206K	$1.4M
Victory Capital Management Inc Active manager	−63K Sold out	0	—
Advisors Asset Management, Inc.	−61K Sold out	0	—
Bi Asset Management Fondsmaeglerselskab A/S	−42K −87.1%	6,276	$42,000
Morgan Stanley	−30K −84.5%	5,407	$36,231
Campbell & Co Investment Adviser LLC	−26K Sold out	0	—
Marshall Wace, LLP Hedge fund	−21K −27.8%	55K	$368,990
Virtus Investment Advisers, LLC	−19K −31.4%	42K	$278,573
Two Sigma Securities, LLC	−17K Sold out	0	—
Susquehanna International Group, LLP	−16K −41.4%	22K	$148,794
Osaic Holdings, Inc.	−12K −80.8%	2,871	$19,243
Basso Capital Management, L.P.	−7,500 −12.5%	53K	$351,750
Gables Capital Management Inc.	−7,109 −13.9%	44K	$293,896
Royal Bank Of Canada	−6,909 −54.6%	5,735	$38,000
Two Sigma Investments, LP Hedge fund	−4,972 −1.1%	431K	$2.9M
Advisory Services Network, LLC	−3,728 Sold out	0	—
Sound Income Strategies, LLC	−1,817 −2.5%	71K	$475,662
Blackrock, Inc. Index funds	−1,811 −2.5%	71K	$476,605
Rockefeller Capital Management L.P.	−1,100 Sold out	0	—
Farther Finance Advisors, LLC	−331 −29.9%	775	$5,194

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Castleknight Management LP Hedge fund	−87K −29.7%	206K	$1.4M
Victory Capital Management Inc Active manager	−63K Sold out	0	—
Marshall Wace, LLP Hedge fund	−21K −27.8%	55K	$368,990
Two Sigma Investments, LP Hedge fund	−4,972 −1.1%	431K	$2.9M

New positions

largest by value

Institution	Shares	Value June 30, 2026
Nomura Holdings Inc	20K	$134,000
Highline Wealth Partners LLC	3,270	$21,907
Jpmorgan Chase & Co	1,937	$12,978
Group One Trading LLC	1,152	$7,718
BNP Paribas Financial Markets	889	$5,956
Jfs Wealth Advisors, LLC	85	$570
Steward Partners Investment Advisory, LLC	14	$94
Caitong International Asset Management Co., Ltd	4	$27

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Victory Capital Management IncActive manager	63K	$468,353
Advisors Asset Management, Inc.	61K	$450,098
Campbell & Co Investment Adviser LLC	26K	$191,186
Two Sigma Securities, LLC	17K	$128,294
Advisory Services Network, LLC	3,728	$27,587
Rockefeller Capital Management L.P.	1,100	$8,140
Allworth Financial LP	5	$37
Pmv Capital Advisers, LLC	4	$26

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 49
Ten largest holders: 73.1%
Index fund managers: 2.1%
Active managers and hedge funds: 24.7%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	2	4	0	1	−126K	−13.1%
Index fund managers	0	1	0	0	−1,811	−2.5%
Other institutions	22	18	8	7	+86K	+3.6%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Whitehorse Finance.

Only managers that filed a holdings report for both quarters are compared (56 here). 1 other holder is left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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