undamentalytics Newsletter

Ameriprise Financial insider trading

Every open-market purchase and sale by Ameriprise Financial's officers, directors and largest shareholders since November 4, 2021, and what the share price did next.

No insider has bought shares on the open market in five years.

Insider purchase Insider sale Marker size reflects trade value. Weekly closes adjusted for splits; may be delayed.
Ameriprise Financial insider open-market trades
DateInsiderTrade SharesPriceValue 1M after 3M after 6M after

From insiders' Form 4 filings with the SEC: open-market purchases and sales only (awards, option exercises and shares withheld for tax are excluded), combined to one line per insider per day. "Plan" marks trades the filing says were made under a pre-set Rule 10b5-1 trading plan, which are scheduled in advance. Price changes run from the close on the trade date; hover a figure for the change relative to the S&P 500. Past moves don't predict future ones.

Does following Ameriprise Financial’s insiders pay?

From February 17, 2010 to August 12, 2026, 27 insiders reported 11 open-market purchases and 341 sales not made under a pre-set plan in Ameriprise Financial. Twelve months after each purchase was reported, the shares were +12.8% against the S&P 500 on average (median +9.6%), over 11 purchases with a full year of prices; 82% beat the index. After sales, the shares moved +7.5% against the index over 12 months (a negative figure means selling was the right call). That rests on fewer than 20 purchases, too few to read much into. Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on May 27, 2010 into $53,832 by November 2, 2026, +10.8% a year. It held shares 39% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $33,314 (+7.6% a year), and held throughout $91,368 (+14.4%).

$0$50.0k$100k 201020122014201620182020202220242026 $91.4k$53.8k$33.3k
Copying Ameriprise Financial's insidersS&P 500, same days investedS&P 500, held throughout $10,000 copying every open-market purchase by Ameriprise Financial's insiders from May 27, 2010, before costs and taxes, marked weekly. Uninvested money earns the Treasury bill rate; the portfolio held shares 39% of the time.
Ameriprise Financial: each insider's record
InsiderRolePurchases12 months after their purchasesBeat the S&P 500Sales12 months after their salesLatest report
Cracchiolo James M CHAIRMAN AND CEO 1 +0.9% (1) 100% 61 +8.4% (59) July 30, 2026
Berman Walter Stanley EXECUTIVE VP AND CFO 1 −0.2% (1) 0% 38 +8.6% (36) July 30, 2026
Sweeney Joseph Edward PRES-AWM PRODUCTS & SERVICES 0 — — 33 +6.8% (33) February 21, 2025
Truscott William F CEO, GLOBAL ASSET MANAGEMENT 0 — — 32 +4.5% (31) February 12, 2026
Hunter Petruzillo Kelli A. Exec VP of Human Resources 0 — — 19 +7.9% (19) July 31, 2017
Mcgraw Deirdre Davey EVP Mktg, Strat. & Comms. 0 — — 18 +7.7% (17) August 10, 2026
Woerner John Robert Pres Ins & Chief Strat Officer 0 — — 17 +8.2% (17) May 3, 2021
Kupper Randy EVP Technology and CIO 0 — — 16 +3.8% (16) February 24, 2020
Sharan Kim Michelle Pres Fncl Plng & Wealth & CMO 0 — — 15 +19.4% (15) February 24, 2014
Froude Donald E Pres., Personal Advisors Group 0 — — 13 +6.0% (13) April 1, 2015
Sharpe Robert Francis Jr Director 2 +9.7% (2) 100% 11 +4.2% (9) May 12, 2026
Stewart David Kent Sr Vice Pres and Controller 0 — — 12 +4.1% (12) December 27, 2017
Thissen Karen Wilson Executive VP and GC 0 — — 12 +16.8% (12) February 15, 2022
Maglaque Charles Neal Pres. Advice & Wealth Mgt, COO 0 — — 10 +1.8% (10) October 31, 2017
Alvero Gumer PRESIDENT-INSURANCE&ANNUITIES 0 — — 6 +3.7% (5) February 11, 2026
Smyth Gerard P. EVP & Hd. of Tech. & Serv. Del 0 — — 6 −4.5% (5) May 18, 2026
Moore Colin EVP & Global CIO 0 — — 5 +9.3% (5) February 3, 2021
Brockman Dawn M. SVP AND CONTROLLER 0 — — 4 −8.6% (3) August 12, 2026
Hutt John R. Sr Vice Pres and Controller 0 — — 4 +25.3% (4) February 14, 2022
Sarles H Jay Director 4 +26.4% (4) 100% 0 — February 3, 2016
Melloh Heather J. EVP AND GENERAL COUNSEL 0 — — 3 −6.5% (3) September 8, 2025
Salow Glen Exec VP of Serv Del & Tech 0 — — 3 +10.8% (3) December 22, 2011
Greenberg Lon R Director 2 +20.6% (2) 100% 0 — June 30, 2016
Davies William EXECUTIVE VP, GLOBAL CIO 0 — — 1 −6.2% (1) September 4, 2024
Junek John Carl Exec VP and General Counsel 0 — — 1 +21.4% (1) September 9, 2016
Neal Blixt Dianne Director 1 −25.7% (1) 0% 0 — August 13, 2015
Williams William Jerryl Pres, Wealth Mgmt Advisor Grp 0 — — 1 — July 29, 2026

Moves are the shares’ return including dividends minus the S&P 500’s, from the close on the first trading day after each report; the number of trades with a finished 12-month window is in brackets. Green means the trade went the insider’s way (a purchase ahead of the index, a sale followed by the shares trailing it). A trade reported both by a director or officer and by a fund or company they are linked to counts once here, under the person. Purchases count only where the share price actually traded was at least $5. These figures describe what the shares did, not why anyone traded. Insiders across all companies.

When several insiders traded Ameriprise Financial

Months when 2 or more insiders became net buyers, or 3 or more net sellers, of Ameriprise Financial in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 2 buying crowds with six months of prices, it averaged +2.2% against the index. After 17 selling crowds, +4.5%. One company's history is too short to judge by; the test across every company is the better guide.

MonthCrowd3 months on, vs S&P 5006 months12 months
July 31, 20265 selling−11.7%not yetnot yet
February 27, 20264 selling−15.4%+7.0%not yet
November 29, 20246 selling−8.2%−10.6%−31.9%
December 29, 20234 selling+4.9%−1.2%+17.2%
August 31, 20233 selling+3.4%+8.5%+8.6%
November 30, 20224 selling+4.7%−10.7%−5.3%
November 30, 20213 selling+4.0%+3.6%+25.7%
November 30, 20206 selling+15.5%+26.1%+31.4%
February 28, 20207 selling−3.3%−4.5%+32.5%
December 31, 20193 selling−20.0%−8.7%+0.2%
May 31, 20182 buying−3.7%−5.5%+1.0%
August 31, 201710 selling+10.8%+2.4%−14.5%

Colours show whether the crowd was right: green when buyers were followed by a rise above the index, or sellers by a fall below it. Latest 12 of 20. Total returns from the month end; past patterns are not a forecast.

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