Caterpillar Inc.: which funds bought and sold

Institutions that bought and sold Caterpillar shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 1,823 institutions that filed 13F reports for both quarters added to or opened positions in Caterpillar, and 1,694 cut or closed them. Together they sold a net 599K shares, −0.2% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 660K shares (−1.6%); index fund managers were net buyers of 483K shares (+0.3%). 390 opened a new position and 104 sold out entirely.

Bought, Q2 2026 1,823 institutions, 390 of them new holders Sold, Q2 2026 1,694 institutions, 104 of them sold out

Net change, all compared −599K shares (−0.2%)

Net change, active managers −660K shares (−1.6%), 45 bought, 60 sold

Buyers versus sellers

institutions compared, 4,079

1,823 bought 562 1,694 sold

Active managers and hedge funds 45 bought · 60 sold · −660K

Index fund managers 7 bought · 5 sold · +483K

Other institutions 1,771 bought · 1,629 sold · −422K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Jpmorgan Chase & Co	+4.4M +149.1%	7.3M	$7.6B
FMR LLC Active manager	+2.0M +51.2%	5.8M	$6.2B
Blackrock, Inc. Index funds	+822K +2.2%	38.0M	$40.5B
Price T Rowe Associates Inc Active manager	+590K +10.6%	6.2M	$6.6B
Canada Pension Plan Investment Board	+410K +82.3%	907K	$966M
Goldman Sachs Group Inc	+360K +11.2%	3.6M	$3.8B
Winslow Capital Management, LLC Active manager	+351K New position	351K	$374M
Vanguard Portfolio Management LLC Index funds	+320K +2.7%	12.0M	$12.8B
UBS Group AG	+296K +21.0%	1.7M	$1.8B
Nuveen, LLC	+290K +12.6%	2.6M	$2.8B
AQR Capital Management LLC Hedge fund	+238K +89.2%	505K	$533M
Cambridge Investment Research Advisors, Inc.	+216K +102.6%	427K	$455M
Jane Street Group, LLC	+202K +619.7%	235K	$250M
Fisher Asset Management, LLC Active manager	+167K +1.7%	9.9M	$10.6B
Massachusetts Financial Services Co Active manager	+165K +10.4%	1.7M	$1.9B
Australiansuper Pty Ltd	+161K +571.4%	190K	$202M
Westfield Capital Management Co LP Active manager	+142K +440.2%	175K	$186M
Fayez Sarofim & Co Active manager	+112K +163.7%	180K	$191M
Nomura Holdings Inc	+108K +869.7%	121K	$129M
Vanguard Asset Management, Ltd	+89K +12.0%	835K	$889M

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
FMR LLC Active manager	+2.0M +51.2%	5.8M	$6.2B
Price T Rowe Associates Inc Active manager	+590K +10.6%	6.2M	$6.6B
Winslow Capital Management, LLC Active manager	+351K New position	351K	$374M
AQR Capital Management LLC Hedge fund	+238K +89.2%	505K	$533M
Fisher Asset Management, LLC Active manager	+167K +1.7%	9.9M	$10.6B
Massachusetts Financial Services Co Active manager	+165K +10.4%	1.7M	$1.9B
Westfield Capital Management Co LP Active manager	+142K +440.2%	175K	$186M
Fayez Sarofim & Co Active manager	+112K +163.7%	180K	$191M
Walleye Capital LLC Hedge fund	+76K +759.6%	86K	$91.4M
D. E. Shaw & Co., Inc. Hedge fund	+71K +133.1%	124K	$133M

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Diamant Asset Management, Inc.	−3.1M −99.9%	4,433	$4.7M
Capital International Investors Active manager	−2.0M −58.1%	1.5M	$1.5B
Capital Research Global Investors Active manager	−1.0M −31.3%	2.2M	$2.3B
Barclays PLC	−831K −47.5%	917K	$977M
Invesco Ltd.	−566K −14.7%	3.3M	$3.5B
State Street Corp Index funds	−488K −1.4%	34.4M	$36.6B
Capital World Investors Active manager	−484K −13.6%	3.1M	$3.3B
Bank Of New York Mellon Corp	−450K −13.1%	3.0M	$3.2B
DZ Bank AG Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main	−341K −37.1%	578K	$615M
Holocene Advisors, LP Hedge fund	−293K Sold out	0	—
Caisse De Depot Et Placement Du Quebec	−269K −69.2%	120K	$128M
Rathbones Group PLC	−252K −54.4%	211K	$225M
Bank Of America Corp	−214K −3.8%	5.5M	$5.8B
Thrivent Financial For Lutherans	−204K −39.8%	308K	$328M
Legal & General Group PLC	−159K −5.7%	2.6M	$2.8B
Vanguard Capital Management LLC Index funds	−157K −0.5%	30.1M	$32B
Amundi	−155K −7.0%	2.1M	$2.2B
Nearwater Capital Markets, Ltd	−152K Sold out	0	—
American Century Companies Inc Active manager	−142K −21.7%	513K	$546M
Zacks Investment Management	−133K −31.8%	285K	$304M

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Capital International Investors Active manager	−2.0M −58.1%	1.5M	$1.5B
Capital Research Global Investors Active manager	−1.0M −31.3%	2.2M	$2.3B
Capital World Investors Active manager	−484K −13.6%	3.1M	$3.3B
Holocene Advisors, LP Hedge fund	−293K Sold out	0	—
American Century Companies Inc Active manager	−142K −21.7%	513K	$546M
Franklin Resources Inc Active manager	−129K −13.3%	844K	$898M
Balyasny Asset Management L.P. Hedge fund	−117K −49.6%	119K	$127M
Millennium Management LLC Hedge fund	−90K −92.0%	7,857	$8.4M
Qube Research & Technologies Ltd Hedge fund	−88K Sold out	0	—
Artisan Partners Limited Partnership Active manager	−87K −58.2%	63K	$66.7M

New positions

largest by value

Institution	Shares	Value June 30, 2026
Winslow Capital Management, LLCActive manager	351K	$374M
Ossiam	62K	$65.6M
CTC LLC	48K	$50.7M
Adams Diversified Equity Fund, Inc.	32K	$34.1M
Wealth High Governance Asset Management Ltda.	29K	$30.8M
Trexquant Investment LPHedge fund	28K	$30.3M
J.W. Cole Advisors, Inc.	23K	$24.2M
Cornerstone Advisors, LLC	23K	$24M
Logan Capital Management Inc	22K	$23M
Sih Partners, LLLP	16K	$17.1M

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Holocene Advisors, LPHedge fund	293K	$208M
Nearwater Capital Markets, Ltd	152K	$108M
Qube Research & Technologies LtdHedge fund	88K	$62.1M
Oribel Capital Management, LP	30K	$21.3M
Fora Capital, LLC	28K	$19.6M
Renaissance Technologies LLCHedge fund	22K	$15.2M
Y-Intercept (Hong Kong) Ltd	19K	$13.7M
Zimmer Partners, LPHedge fund	17K	$11.9M
Exoduspoint Capital Management, LPHedge fund	16K	$11.4M
Albar Capital Partners LLP	15K	$10.7M

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 4,038
Ten largest holders: 51.9%
Index fund managers: 42.0%
Active managers and hedge funds: 12.6%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	45	60	9	10	−660K	−1.6%
Index fund managers	7	5	0	0	+483K	+0.3%
Other institutions	1,771	1,629	381	94	−422K	−0.3%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Caterpillar.

Only managers that filed a holdings report for both quarters are compared (4,079 here). 131 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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