Caterpillar Inc. insider trading
Every open-market purchase and sale by Caterpillar Inc.'s officers, directors and largest shareholders since November 4, 2021, and what the share price did next.
| Date | Insider | Trade | Shares | Price | Value | 1M after | 3M after | 6M after |
|---|
Does following Caterpillar Inc.’s insiders pay?
From February 4, 2010 to September 1, 2026, 35 insiders reported 29 open-market purchases and 152 sales not made under a pre-set plan in Caterpillar Inc. Twelve months after each purchase was reported, the shares were +17.5% against the S&P 500 on average (median +8.2%), over 27 purchases with a full year of prices; 59% beat the index. After sales, the shares moved +1.2% against the index over 12 months (a negative figure means selling was the right call). Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on February 4, 2011 into $52,607 by November 2, 2026, +11.2% a year. It held shares 69% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $40,373 (+9.3% a year), and held throughout $75,989 (+13.8%).
| Insider | Role | Purchases | 12 months after their purchases | Beat the S&P 500 | Sales | 12 months after their sales | Latest report |
|---|---|---|---|---|---|---|---|
| De Lange Bob | Group President | 2 | +31.7% (2) | 100% | 16 | +0.3% (10) | May 7, 2026 |
| Fassino Anthony D. | Group President | 0 | — | — | 13 | +5.5% (7) | May 12, 2026 |
| Halverson Bradley M | Group President & CFO | 0 | — | — | 12 | +0.8% (12) | November 29, 2017 |
| Johnson Denise C | Group President | 1 | +29.3% (1) | 100% | 11 | −0.6% (8) | May 15, 2026 |
| Creed Joseph E | Chief Executive Officer | 0 | — | — | 11 | +3.1% (10) | September 1, 2026 |
| Lavin Richard P | Group President | 1 | −33.1% (1) | 0% | 10 | −19.3% (10) | November 2, 2012 |
| Maclennan David | Director | 10 | +19.3% (8) | 50% | 0 | — | May 5, 2026 |
| Marvel Gary Michael | Chief Accounting Officer | 0 | — | — | 9 | +2.5% (9) | February 17, 2022 |
| Long Suzette M | CLO/General Counsel | 0 | — | — | 8 | −2.1% (8) | February 10, 2023 |
| Buda James B | Executive Vice President | 0 | — | — | 6 | −28.2% (6) | July 31, 2014 |
| Dickinson Daniel M | Director | 0 | — | — | 6 | +13.4% (6) | November 7, 2024 |
| Rapp Edward J | Group President | 0 | — | — | 6 | −13.4% (6) | August 7, 2014 |
| Copeland Jananne A. | Chief Accounting Officer | 0 | — | — | 5 | −1.4% (5) | November 28, 2017 |
| Johnson Cheryl H | Chief Human Resources Officer | 0 | — | — | 5 | +14.2% (5) | November 5, 2024 |
| Johnson Gerald | Director | 5 | +56.0% (5) | 80% | 0 | — | May 5, 2025 |
| Brazil John R | Director | 0 | — | — | 4 | +1.4% (4) | May 9, 2011 |
| Schaupp William E | Chief Accounting Officer | 0 | — | — | 4 | +31.3% (1) | May 14, 2026 |
| Greene Jesse J Jr | Director | 3 | −8.0% (3) | 33% | 0 | — | August 8, 2011 |
| Kaiser Jason | Group President | 0 | — | — | 3 | +99.2% (2) | May 5, 2026 |
| Pellette Thomas A | Group President | 0 | — | — | 3 | −17.1% (3) | May 9, 2018 |
| Shurman Rodney Michael | Group President | 0 | — | — | 3 | — | May 6, 2026 |
| Wunning Steven H | Group President | 0 | — | — | 3 | +2.8% (3) | February 2, 2012 |
| Younessi Ramin | Group President | 0 | — | — | 3 | −11.8% (3) | November 4, 2020 |
| Calhoun David L | Director | 2 | −3.7% (2) | 50% | 0 | — | May 15, 2018 |
| Fife Eugene V | Director | 2 | −27.3% (2) | 0% | 0 | — | May 3, 2012 |
| Muilenburg Dennis A | Director | 2 | +26.2% (2) | 100% | 0 | — | August 2, 2016 |
| Oberhelman Douglas R | CEO & Chairman of the Board | 0 | — | — | 2 | +21.9% (2) | August 2, 2011 |
| Smith Joshua I | Director | 0 | — | — | 2 | +38.7% (2) | February 4, 2011 |
| Umpleby III Donald J | Group President | 0 | — | — | 2 | −27.4% (2) | May 2, 2014 |
| Ainsworth William P | Group President | 0 | — | — | 1 | −12.3% (1) | October 30, 2020 |
| Blount W Frank | Director | 0 | — | — | 1 | +71.6% (1) | February 4, 2010 |
| Bonfield Andrew R J | CFO Emeritus | 0 | — | — | 1 | — | May 7, 2026 |
| Osborn William A | Director | 0 | — | — | 1 | +8.5% (1) | August 1, 2017 |
| Schwab Susan C | Director | 0 | — | — | 1 | +77.3% (1) | August 19, 2025 |
| White Miles D | Director | 1 | +11.7% (1) | 100% | 0 | — | February 3, 2011 |
When several insiders traded Caterpillar Inc.
Months when 2 or more insiders became net buyers, or 3 or more net sellers, of Caterpillar Inc. in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 3 buying crowds with six months of prices, it averaged +20.1% against the index. After 15 selling crowds, +4.6%. One company's history is too short to judge by; the test across every company is the better guide.
| Month | Crowd | 3 months on, vs S&P 500 | 6 months | 12 months |
|---|---|---|---|---|
| November 28, 2025 | 3 selling | +25.9% | +46.9% | not yet |
| May 30, 2025 | 2 buying | +11.1% | +49.9% | +133.9% |
| November 29, 2024 | 5 selling | −13.4% | −12.8% | +33.0% |
| May 31, 2024 | 2 buying | −1.6% | +5.9% | −9.6% |
| September 29, 2023 | 3 selling | −2.8% | +12.7% | +11.5% |
| December 30, 2022 | 3 selling | −11.5% | −13.5% | −3.3% |
| January 31, 2022 | 3 selling | +13.3% | +0.7% | +33.9% |
| March 31, 2021 | 4 selling | −14.1% | −24.1% | −19.1% |
| November 30, 2020 | 6 selling | +18.7% | +24.7% | −13.9% |
| November 30, 2017 | 5 selling | +4.3% | +4.4% | −7.6% |
| August 31, 2017 | 4 selling | +13.2% | +18.9% | +1.3% |
| April 29, 2016 | 2 buying | +1.7% | +4.4% | +17.8% |