Capital Southwest Corp: which funds bought and sold

Institutions that bought and sold Capital Southwest shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 105 institutions that filed 13F reports for both quarters added to or opened positions in Capital Southwest, and 63 cut or closed them. Together they added a net 694K shares, +4.2% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 938K shares (−27.0%); index fund managers were net buyers of 35K shares (+8.8%). 33 opened a new position and 9 sold out entirely.

Bought, Q2 2026 105 institutions, 33 of them new holders Sold, Q2 2026 63 institutions, 9 of them sold out

Net change, all compared +694K shares (+4.2%)

Net change, active managers −938K shares (−27.0%), 9 bought, 8 sold

Buyers versus sellers

institutions compared, 196

105 bought 28 63 sold

Active managers and hedge funds 9 bought · 8 sold · −938K

Index fund managers 3 bought · 1 sold · +35K

Other institutions 93 bought · 54 sold · +1.6M

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Van Eck Associates Corp	+399K +35.4%	1.5M	$36.3M
UBS Group AG	+364K +42.6%	1.2M	$29M
Tectonic Advisors LLC	+355K New position	355K	$8.4M
LPL Financial LLC	+171K +73.7%	403K	$9.6M
Schonfeld Strategic Advisors LLC Hedge fund	+160K New position	160K	$3.8M
Marshall Wace, LLP Hedge fund	+121K New position	121K	$2.9M
Trexquant Investment LP Hedge fund	+94K +978.6%	104K	$2.5M
Citadel Advisors LLC Hedge fund	+88K New position	88K	$2.1M
Xtx Topco Ltd	+84K +628.8%	97K	$2.3M
Inspire Advisors, LLC	+73K +500.8%	88K	$2.1M
Cambridge Investment Research Advisors, Inc.	+71K +126.8%	127K	$3M
HRT Financial LP	+65K +69.1%	158K	$3.8M
Legal & General Group PLC	+57K +12.8%	500K	$11.9M
Franklin Resources Inc Active manager	+51K +15.4%	380K	$9M
Bank Of America Corp	+44K +105.9%	86K	$2M
Naviter Wealth, LLC	+43K +34.6%	168K	$4M
Independent Financial Group, LLC	+41K +221.0%	59K	$1.4M
Navellier & Associates Inc	+39K New position	39K	$924,269
Brookstone Capital Management	+39K New position	39K	$919,824
Cetera Investment Advisers	+38K +8.4%	491K	$11.7M

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Schonfeld Strategic Advisors LLC Hedge fund	+160K New position	160K	$3.8M
Marshall Wace, LLP Hedge fund	+121K New position	121K	$2.9M
Trexquant Investment LP Hedge fund	+94K +978.6%	104K	$2.5M
Citadel Advisors LLC Hedge fund	+88K New position	88K	$2.1M
Franklin Resources Inc Active manager	+51K +15.4%	380K	$9M
Quantbot Technologies LP Hedge fund	+28K +176.2%	43K	$1M
Brown Advisory Inc Active manager	+16K New position	16K	$374,853
D. E. Shaw & Co., Inc. Hedge fund	+12K New position	12K	$295,627
Squarepoint Ops LLC Hedge fund	+1,208 +12.5%	11K	$257,786

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−1.2M −49.8%	1.2M	$28.1M
Sanders Morris Harris LLC	−351K −31.6%	760K	$18.1M
Millennium Management LLC Hedge fund	−180K −88.0%	24K	$581,913
Melia Wealth LLC	−138K −26.7%	378K	$9M
Voloridge Investment Management, LLC Hedge fund	−102K −69.3%	45K	$1.1M
Empowered Funds, LLC	−93K −15.1%	526K	$12.5M
Empirical Finance, LLC	−93K −15.1%	526K	$12.5M
Militia Capital Management LLC	−30K −28.6%	75K	$1.8M
Jane Street Group, LLC	−22K −27.7%	57K	$1.4M
First Manhattan Co. Llc. Active manager	−21K −11.1%	168K	$4M
Purpose Unlimited Inc.	−19K Sold out	0	—
Commonwealth Equity Services, LLC	−19K −34.2%	36K	$860,552
Epiq Partners, LLC	−18K −5.9%	294K	$7M
Balyasny Asset Management L.P. Hedge fund	−14K −15.1%	77K	$1.8M
Closed-End Fund Advisors, Inc.	−11K −36.3%	19K	$463,206
Brevan Howard Capital Management LP Hedge fund	−9,824 −45.4%	12K	$280,343
Advisors Asset Management, Inc.	−9,781 −9.0%	99K	$2.3M
Vident Advisory, LLC	−9,293 Sold out	0	—
Neuberger Berman Group LLC Active manager	−7,978 −8.6%	84K	$2M
Samalin Investment Counsel, LLC	−6,876 −30.1%	16K	$380,431

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Two Sigma Investments, LP Hedge fund	−1.2M −49.8%	1.2M	$28.1M
Millennium Management LLC Hedge fund	−180K −88.0%	24K	$581,913
Voloridge Investment Management, LLC Hedge fund	−102K −69.3%	45K	$1.1M
First Manhattan Co. Llc. Active manager	−21K −11.1%	168K	$4M
Balyasny Asset Management L.P. Hedge fund	−14K −15.1%	77K	$1.8M
Brevan Howard Capital Management LP Hedge fund	−9,824 −45.4%	12K	$280,343
Neuberger Berman Group LLC Active manager	−7,978 −8.6%	84K	$2M
Engineers Gate Manager LP Hedge fund	−4,552 −25.9%	13K	$310,080

New positions

largest by value

Institution	Shares	Value June 30, 2026
Tectonic Advisors LLC	355K	$8.4M
Schonfeld Strategic Advisors LLCHedge fund	160K	$3.8M
Marshall Wace, LLPHedge fund	121K	$2.9M
Citadel Advisors LLCHedge fund	88K	$2.1M
Navellier & Associates Inc	39K	$924,269
Brookstone Capital Management	39K	$919,824
Janney Montgomery Scott LLC	37K	$890,000
Gen Financial Management, Inc.	27K	$631,546
Jump Financial, LLC	26K	$627,647
Goldman Sachs Group Inc	23K	$554,126

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Purpose Unlimited Inc.	19K	$408,120
Vident Advisory, LLC	9,293	$205,561
Mai Capital Management	3,051	$67,489
Wilmington Savings Fund Society, Fsb	1,600	$35,392
Tower Research Capital LLC (TRC)	802	$17,740
Chilton Capital Management LLC	450	$9,954
Beaird Harris Wealth Management, LLC	197	$4,358
Pmv Capital Advisers, LLC	2	$45
Citigroup Inc	1	$22

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 189
Ten largest holders: 46.5%
Index fund managers: 2.5%
Active managers and hedge funds: 14.6%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	9	8	5	0	−938K	−27.0%
Index fund managers	3	1	0	0	+35K	+8.8%
Other institutions	93	54	28	9	+1.6M	+12.4%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

What these filings can and cannot tell you

Form 13F lists the long positions in US-listed shares held by investment managers with more than $100 million in such holdings. Managers file it up to 45 days after each quarter ends, so this page shows what funds held at the end of each quarter, not what they are doing now: a position may have changed since. Short positions, most derivatives and smaller managers are not included, and a cut can mean a fund lost clients or rebalanced rather than a view on Capital Southwest.

Only managers that filed a holdings report for both quarters are compared (196 here). 7 other holders are left out: first-time or late filers, firms that changed their SEC registration, and filings that withheld positions under confidential treatment, any of which would otherwise look like a new position or a sale. Figures are as reported by each manager in the SEC's quarterly 13F data sets; option positions are excluded.

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