Capital Southwest Corp insider trading
Every open-market purchase and sale by Capital Southwest Corp's officers, directors and largest shareholders since November 4, 2021, and what the share price did next.
| Date | Insider | Trade | Shares | Price | Value | 1M after | 3M after | 6M after |
|---|
Does following Capital Southwest Corp’s insiders pay?
From June 4, 2010 to October 1, 2026, 26 insiders reported 85 open-market purchases and 56 sales not made under a pre-set plan in Capital Southwest Corp. Twelve months after each purchase was reported, the shares were +4.2% against the S&P 500 on average (median −0.2%), over 80 purchases with a full year of prices; 50% beat the index. After sales, the shares moved +3.0% against the index over 12 months (a negative figure means selling was the right call). Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on November 2, 2012 into $64,644 by November 2, 2026, +14.3% a year. It held shares 97% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $68,863 (+14.8% a year), and held throughout $67,937 (+14.7%).
| Insider | Role | Purchases | 12 months after their purchases | Beat the S&P 500 | Sales | 12 months after their sales | Latest report |
|---|---|---|---|---|---|---|---|
| Ashbaugh William M | Senior Vice President | 0 | — | — | 14 | −7.1% (14) | May 27, 2015 |
| Morgan Thomas Duane | Director | 11 | −2.6% (11) | 36% | 0 | — | August 31, 2021 |
| Thomas William R III | Vice President | 4 | −16.9% (2) | 0% | 7 | +4.7% (6) | October 1, 2026 |
| Battist Christine | Director | 10 | −3.4% (8) | 63% | 0 | — | June 18, 2026 |
| Brooks David R | Director | 10 | +13.0% (10) | 70% | 0 | — | March 30, 2022 |
| Schwertner Ray D. | Vice President | 1 | −0.6% (1) | 0% | 9 | −4.0% (9) | June 24, 2014 |
| Rogers-Windsor Ramona Lynn | Director | 8 | −13.0% (8) | 13% | 0 | — | March 26, 2025 |
| Armes Joseph B | President and CEO | 4 | +2.9% (4) | 50% | 3 | −3.4% (3) | March 13, 2017 |
| Martin Gary L | Director | 0 | — | — | 7 | +21.9% (7) | February 19, 2014 |
| Sarner Michael Scott | President and CEO | 7 | +23.2% (6) | 83% | 0 | — | March 2, 2026 |
| Wilson John H | Director | 6 | +2.9% (6) | 67% | 0 | — | March 26, 2018 |
| Diehl Bowen S | President and CEO | 5 | +34.2% (5) | 100% | 0 | — | March 23, 2020 |
| Furst Jack D | Director | 5 | +11.5% (5) | 40% | 0 | — | March 19, 2020 |
| Kelley Douglas M. | Sr. VP, Managing Director | 4 | +1.5% (4) | 50% | 0 | — | November 14, 2017 |
| Moab Capital Partners LLC and related entities | 10% owner | 0 | — | — | 4 | −5.1% (4) | August 29, 2017 |
| Peterson Jeffrey G | Vice President | 0 | — | — | 4 | +23.6% (4) | June 25, 2012 |
| Ligon Samuel B | Director | 3 | −10.1% (3) | 0% | 0 | — | March 3, 2015 |
| Gohlke Henry James | Vice President | 2 | +1.6% (2) | 50% | 0 | — | November 7, 2012 |
| Golden Matthew Bailey | Vice President | 1 | +31.5% (1) | 100% | 1 | −26.7% (1) | June 9, 2015 |
| Moab Partners LP | 10% owner | 1 | −1.3% (1) | 0% | 1 | +4.1% (1) | August 29, 2017 |
| Morris Tracy L. | CFO | 0 | — | — | 2 | +14.8% (2) | March 6, 2013 |
| Neblett Glenn M. | Chief Investment Officer | 0 | — | — | 2 | +16.1% (2) | March 12, 2013 |
| Rothenberg Michael and related entities | 10% owner | 1 | +0.9% (1) | 100% | 1 | −17.8% (1) | January 6, 2017 |
| Bela Marquez D | Vice President | 0 | — | — | 1 | +35.5% (1) | May 22, 2012 |
| Moab Gp LLC | 10% owner | 1 | −1.5% (1) | 0% | 0 | — | January 20, 2016 |
| Strup Richard F. | Director | 1 | −3.4% (1) | 0% | 0 | — | November 1, 2012 |
When several insiders traded Capital Southwest Corp
Months when 2 or more insiders became net buyers, or 3 or more net sellers, of Capital Southwest Corp in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 19 buying crowds with six months of prices, it averaged −1.8% against the index. After 3 selling crowds, +7.5%. One company's history is too short to judge by; the test across every company is the better guide.
| Month | Crowd | 3 months on, vs S&P 500 | 6 months | 12 months |
|---|---|---|---|---|
| June 30, 2026 | 2 buying | −1.9% | not yet | not yet |
| March 31, 2026 | 2 buying | −3.3% | −7.6% | not yet |
| June 28, 2024 | 2 buying | −5.1% | −22.7% | −18.7% |
| March 31, 2022 | 2 buying | −3.0% | −4.0% | −7.2% |
| January 31, 2022 | 2 buying | 0.0% | −6.3% | −2.9% |
| September 30, 2021 | 3 buying | −9.1% | −6.1% | −8.9% |
| March 31, 2021 | 2 buying | −1.5% | +9.3% | −0.1% |
| March 31, 2020 | 5 buying | +2.3% | +4.2% | +63.7% |
| September 30, 2019 | 2 buying | −7.0% | −29.9% | −36.5% |
| December 31, 2018 | 2 buying | −0.5% | −6.1% | −8.4% |
| January 31, 2018 | 2 buying | +11.7% | +20.1% | +48.7% |
| June 30, 2017 | 2 buying | +3.7% | −5.4% | +12.7% |