Phenixfin Corp reported results
SEC 8-KRead source ↗
Phenixfin Corp is a US-listed company in the asset management & custody banks industry. Its financial year ends in September.
Who’s trading
What company insiders, investment funds and members of Congress have been doing with the stock, from their own filings.
- Insiders3 buying, 0 selling17 purchases and 0 sales by directors and officers, last 12 monthsInsider trades
- Funds2 adding, 9 cuttingOf 0 active managers that changed their stake, 0 added; quarter to June 30, 2026Fund buyers and sellers
The Fundamentalytics view
Current signal Results well ahead of expectations: Reported earnings per share beat the analysts' consensus estimate by 128% in the quarter to 2026-06-30, the 3rd beat in the last four quarters.
Assembled from SEC-filed figures — the full workings are on this page and in our methodology. Observations, not recommendations.
Highlights
How we pick theseStrengths
- Estimates rising. Analysts' consensus for next year's earnings per share has risen 27.9% over 90 days.
Things to watch
- Results due soon. Results are expected around 3 November; the share price can move sharply on the day.
- Earnings expected to fall. The consensus expects earnings per share to fall 19% next year.
Latest results
- Earnings per share
- $1.07 against an average estimate of $0.47: beat by 128.5%
- Share reaction
- +6.0% in the first session after the results on August 5, 2026, against -0.4% for the S&P 500
Price chart
- 1 day-0.5%
- 1 week+11.2%
- 1 month-3.1%
- This year-1.4%
- 1 year-0.0%
- 5 years+8.5%
- S&P 500 this year+11.2%
Loading chart…
Third-party market data · may be delayed
At a glance
Earnings
- Last results
- August 5, 2026
- Next results (est.)
- November 3, 2026
News & updates
Company announcements, filed results and changes that matter to shareholders.
- Results
No model value for Phenixfin Corp at the moment. Current status: limited reported history: available models are shown without a Buy/Hold/Sell rating. Available reported financials are shown below.
Valuation models
We value Phenixfin Corp as an asset manager, broker or exchange, with every model that fits that kind of business. Cost of equity 7.7%: the 10-year Treasury yield (4.9%) plus a beta of 0.61 times a 4.5% equity risk premium.
| Model | Value per share | In the combined value? |
|---|---|---|
| Price-to-earnings vs peers Earnings per share times peers' typical (harmonic-mean) price-to-earnings. | — | Does not apply: no twelve-month earnings or share count in the filings yet |
| Residual income Book value plus the present value of returns above the cost of equity, fading over ten years. | — | Does not apply: no twelve-month earnings or share count in the filings yet |
| Justified price-to-book Book value times (return on equity - growth) / (cost of equity - growth): steady-state returns. | — | Does not apply: no twelve-month earnings or share count in the filings yet |
| Price-to-book vs peers Book value per share times peers' typical (harmonic-mean) price-to-book. | — | Does not apply: no twelve-month earnings or share count in the filings yet |
| Dividend discount (two-stage) Dividends for five years at the growth the business can fund, then a steady payout and growth. | — | Does not apply: no twelve-month earnings or share count in the filings yet |
| Combined value Weighted average of the models that apply: the primary model (price-to-earnings vs peers) counts double. Models more than 5x or less than 0.2x the share price, or more than 3x away from the other models' median, are left out. | — | No model applies: the filings don’t yet support a value. |
Different models fail in different ways, so where several apply we average them rather than trust one. Peer-based models compare Phenixfin Corp with asset managers in our coverage, using third-party market data. Model values are estimates under stated assumptions, updated as new filings arrive; not price targets or investment advice. How each model works.
Moat
Not assessed: fewer than five years of comparable figures in the filings. AI disruption exposure for this industry: Medium.
Forecasts and guidance
Analysts' consensus
| Fiscal year | EPS | Growth | Revenue | Growth |
|---|---|---|---|---|
| Current | $3.12 | +22% | $24m | −5% |
| Next | $2.52 | −19% | $23m | −4% |
Next year's EPS estimate has moved +27.9% in 90 days, across 1 analysts.
How the EPS forecast has moved
The consensus EPS forecast for the current fiscal year is +31.1% on 90 days ago. In the last 30 days, 1 analyst raised Phenixfin Corp's forecast and 0 cut it.
Average of analysts' published estimates (third-party data).
View chart data
| Period | Current fiscal year | Next fiscal year |
|---|---|---|
| 90 days ago | $2.38 | $1.97 |
| 60 days ago | $2.38 | $1.97 |
| 30 days ago | $2.38 | $1.97 |
| 7 days ago | $2.38 | $1.97 |
| Now | $3.12 | $2.52 |
Earnings against estimates
| Quarter to | Estimate | Actual | Surprise |
|---|---|---|---|
| Jun 2026 | $0.47 | $1.07 | +128.5% |
| Mar 2026 | $0.45 | $0.38 | −15.8% |
| Dec 2025 | $0.39 | $1.06 | +172.4% |
| Sept 2025 | $0.24 | $0.69 | +188.1% |
Adjusted EPS as companies report it, against the average analyst estimate.
Positioning
- Short interest
- 0.1% of tradable shares
- Days to cover
- 0.25 at average volume
- Short interest, 1 month
- +143% to October 15, 2026
- Held by institutions
- 17% of shares
- Held by insiders
- 28.0% of shares
- Employees
- 11 full time
Share-price performance
Market data may be delayedReturn and risk by year
| Calendar year | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 to date |
|---|---|---|---|---|---|---|
| Return | ||||||
| PFX | +48% | −26% | +36% | +23% | −10% | −1% |
| Industry peers (median) | +33% | −17% | +19% | +15% | −4% | −6% |
| S&P 500 | +29% | −18% | +26% | +25% | +18% | +11% |
| Months that ended higher | ||||||
| PFX | 75% | 25% | 50% | 67% | 33% | 64% |
| S&P 500 | 75% | 42% | 67% | 75% | 75% | 46% |
| Largest fall from a high during the year | ||||||
| PFX | −8% | −26% | −18% | −7% | −24% | −28% |
| S&P 500 | −5% | −25% | −10% | −8% | −19% | −9% |
Worst fall since November 3, 2015: 96% from November 17, 2016 to March 17, 2020. Getting back needed a 2166% gain, and the shares have not yet recovered.
Price behaviour
- 52-week range
- $38.23 – $54.41
- From 52-week high
- −20.1%
- vs 50-day average
- −4.6%
- vs 200-day average
- 0.0%
- Volatility (1 year)
- 42%
- Beta vs S&P 500
- -0.02
Share price after results
- Next day
- 9 up, 3 down typical move ±3.1%
- After a week
- 9 up, 3 down typical move ±4.4%
- After a month
- 8 up, 4 down typical move ±6.5%
| Results released | Next day | S&P 500 next day | 5 days | 21 days |
|---|---|---|---|---|
| August 5, 2026 | +6.0% | −0.4% | +7.0% | +7.2% |
| May 5, 2026 | +2.3% | +2.2% | +1.9% | +14.5% |
| February 9, 2026 | +1.4% | +0.2% | −0.5% | −4.3% |
| December 12, 2025 | +6.8% | −1.2% | +10.5% | +4.4% |
| August 6, 2025 | −2.1% | +0.7% | −2.4% | −2.8% |
| May 7, 2025 | 0.0% | +1.1% | +1.6% | −1.3% |
| February 7, 2025 | +2.1% | −0.2% | +5.7% | +15.0% |
| December 17, 2024 | +1.8% | −3.4% | +6.6% | +4.1% |
| August 6, 2024 | +5.5% | +0.2% | +5.5% | +4.2% |
| May 10, 2024 | +1.1% | +0.1% | +0.9% | +2.4% |
| February 8, 2024 | −0.6% | +0.6% | −0.6% | 0.0% |
| December 22, 2023 | +7.3% | +0.6% | +9.1% | +17.5% |
Fundamentals
Who owns it
Funds buying and selling- Reported value
- $14.1M
- Institutions reporting
- 11
- Shares held vs prior quarter
- ▼ 16.9%
- Positions opened / closed
- 1 / 6
| Manager | Value | Shares | Share of 13F value | Shares QoQ |
|---|---|---|---|---|
| Adalta Capital Management LLC | $7.5M | 177K | 53.3% | ▲ 0.6% |
| American Financial Group Inc | $2.7M | 64K | 19.4% | 0.0% |
| Morgan Stanley | $2.3M | 54K | 16.5% | ▼ 0.9% |
| Bulldog Investors, LLP | $817,918 | 19K | 5.8% | 0.0% |
| Legal & General Group PLC | $655,259 | 15K | 4.7% | 0.0% |
| Osaic Holdings, Inc. | $17,024 | 0K | 0.1% | 0.0% |
| Allworth Financial LP | $12,173 | 0K | 0.1% | 0.0% |
| Wells Fargo & Company | $10,645 | 0K | 0.1% | ▼ 0.4% |
| UBS Group AG | $5,533 | 0K | 0.0% | ▼ 73.4% |
| Ifg Advisory, LLC | $298 | 0K | 0.0% | New |
| Us Bancorp | $128 | 0K | 0.0% | 0.0% |
From Form 13F filings with the SEC ( quarterly data sets), as reported by each manager for June 30, 2026 and filed up to 45 days later. 13F reports cover long US-listed positions of managers above $100M only, so this is not Phenixfin Corp's complete shareholder register. Values are as reported by the filers .
Insider trading activity
Full insider history and chart Insider purchases History → $2.7M 17 trades by 3 insiders, last 12 months Insider sales History → $0 0 trades by 0 insiders
Net ▲ $2.7M net buying
| Insider | Date | Trade | Shares | Price | Value |
|---|---|---|---|---|---|
| Lorber David A CHAIRMAN AND CEO | June 3, 2026 | Buy | 800 | $44.40 | $35,520 |
| Lorber David A CHAIRMAN AND CEO | June 3, 2026 | Buy | 3,183 | $45.49 | $144,795 |
| Lorber David A CHAIRMAN AND CEO | June 2, 2026 | Buy | 2,473 | $44.95 | $111,161 |
| Lorber David A CHAIRMAN AND CEO | June 1, 2026 | Buy | 836 | $44.99 | $37,612 |
| Lorber David A CHAIRMAN AND CEO | June 1, 2026 | Buy | 1,363 | $44.37 | $60,476 |
| Lorber David A CHAIRMAN AND CEO | June 1, 2026 | Buy | 1 | $41.20 | $41 |
| Lorber David A CHAIRMAN AND CEO | May 12, 2026 | Buy | 42,065 | $39.95 | $1.7M |
| Amster Howard Director | March 3, 2026 | Buy | 11,500 | $42.56 | $489,440 |
| Lorber David A CHAIRMAN AND CEO | December 24, 2025 | Buy | 572 | $46.05 | $26,341 |
| Mcmillan Ellida CHIEF FINANCIAL OFFICER | December 23, 2025 | Buy | 150 | $45.33 | $6,800 |
| Lorber David A CHAIRMAN AND CEO | December 23, 2025 | Buy | 133 | $45.59 | $6,063 |
| Mcmillan Ellida CHIEF FINANCIAL OFFICER | December 22, 2025 | Buy | 6 | $45.00 | $270 |
From insiders' Form 4 filings with the SEC. Excludes awards, option exercises and shares withheld for tax. "Pre-set plan" means the filing marks the trade as made under a Rule 10b5-1 plan. See every insider trade since five years ago, on a price chart.
Earnings dates and SEC filings
Results announcements
Next expected around November 3, 2026 estimated from the company's past filing pattern, not announced
- August 5, 2026
- May 5, 2026
- February 9, 2026
- December 12, 2025
- August 6, 2025
- May 7, 2025
Recent SEC filings
- 10-Q Quarterly report
- 8-K Current report
- 10-Q Quarterly report
- 8-K Current report
- 8-K Current report
- 10-Q Quarterly report
- 8-K Current report
- DEF 14A Proxy statement
Data status
| Data | Last updated | Source |
|---|---|---|
| Share price | Exchange closing prices | |
| News and updates | Company releases and SEC 8-K filings | |
| Analyst estimates | Aggregated analyst estimates | |
| Valuation and scores | Our models, from the filed figures |
Phenixfin Corp in brief
- What does Phenixfin Corp do?
- Phenixfin Corp is a US-listed company in the asset management & custody banks industry. Its financial year ends in September.
- What is Phenixfin Corp's stock ticker?
- Phenixfin Corp trades under the ticker PFX on Nasdaq. This page brings together its financial statements, valuation models, ownership and recent company updates.
- Who are Phenixfin Corp's largest institutional shareholders?
- By value reported in 13F filings for June 30, 2026, the largest reported holders are Adalta Capital Management LLC, American Financial Group Inc and Morgan Stanley. 13F reports cover long US-listed positions of managers above $100M, filed up to 45 days after quarter end.
- Are insiders buying or selling Phenixfin Corp stock?
- Over the last 12 months, Phenixfin Corp's directors and officers reported 17 open-market purchases and 0 sales on Form 4. The insider trading page charts every trade.
- When is Phenixfin Corp's next earnings date?
- Around November 3, 2026, estimated from the spacing of its past results announcements (8-K filings). That is an estimate, not a confirmed date — Phenixfin Corp announces its own schedule.
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