undamentalytics Newsletter
Sign in

Rand Capital Corp (RAND) stock

Add to watchlist

Add holding +

NASDAQ: RAND Nasdaq Asset Management & Custody Banks Next results ~November 4, 2026

Rand Capital Corp is a US-listed company in the asset management & custody banks industry. Its financial year ends in December.

Who’s trading

What company insiders, investment funds and members of Congress have been doing with the stock, from their own filings.

  • Funds4 adding, 1 cuttingOf 0 active managers that changed their stake, 0 added; quarter to June 30, 2026Fund buyers and sellers

The Fundamentalytics view

Next results ~November 4, 2026 (estimated)

Assembled from SEC-filed figures — the full workings are on this page and in our methodology. Observations, not recommendations.

Highlights

How we pick these

Strengths

Nothing in Rand Capital Corp's latest figures clears our strength thresholds.

Things to watch

  • Results due soon. Results are expected around 6 November; the share price can move sharply on the day.

Price chart

  • 1 day+0.2%
  • 1 week-2.3%
  • 1 month-6.6%
  • This year-9.7%
  • 1 year-21.3%
  • 5 years+10.6%
  • S&P 500 this year+11.2%

Closing prices to 2026-11-02. Price change only, dividends excluded.

Loading chart…

Third-party market data · may be delayed

At a glance

Trailing twelve months, from SEC filings

Earnings

Last results
August 5, 2026
Next results (est.)
November 6, 2026

News & updates

Updated October 31, 2026

Company announcements, filed results and changes that matter to shareholders.

  1. Results

Refreshed hourly when new source data is available. Summaries are checked against company releases and SEC filings. Company announcement headlines are labelled when a checked summary is unavailable.

Valuation

Rand Capital Corp valuation models and calculator

No model value for Rand Capital Corp at the moment. Current status: limited reported history: available models are shown without a Buy/Hold/Sell rating. Available reported financials are shown below.

Fundamentalytics rating

model v1.6 · 2026-11-03

Not rated: limited reported history: available models are shown without a Buy/Hold/Sell rating.

Valuation models

We value Rand Capital Corp as an asset manager, broker or exchange, with every model that fits that kind of business. Cost of equity 7.9%: the 10-year Treasury yield (4.9%) plus a beta of 0.66 times a 4.5% equity risk premium.

Value per share by model
Model Value per share In the combined value?
Price-to-earnings vs peers Earnings per share times peers' typical (harmonic-mean) price-to-earnings. — Does not apply: no twelve-month earnings or share count in the filings yet
Residual income Book value plus the present value of returns above the cost of equity, fading over ten years. — Does not apply: no twelve-month earnings or share count in the filings yet
Justified price-to-book Book value times (return on equity - growth) / (cost of equity - growth): steady-state returns. — Does not apply: no twelve-month earnings or share count in the filings yet
Price-to-book vs peers Book value per share times peers' typical (harmonic-mean) price-to-book. — Does not apply: no twelve-month earnings or share count in the filings yet
Dividend discount (two-stage) Dividends for five years at the growth the business can fund, then a steady payout and growth. — Does not apply: no twelve-month earnings or share count in the filings yet
Combined value Weighted average of the models that apply: the primary model (price-to-earnings vs peers) counts double. Models more than 5x or less than 0.2x the share price, or more than 3x away from the other models' median, are left out. — No model applies: the filings don’t yet support a value.

Different models fail in different ways, so where several apply we average them rather than trust one. Peer-based models compare Rand Capital Corp with asset managers in our coverage, using third-party market data. Model values are estimates under stated assumptions, updated as new filings arrive; not price targets or investment advice. How each model works.

Moat

Not assessed: fewer than five years of comparable figures in the filings. AI disruption exposure for this industry: Medium.

A rules-based reading of reported figures, not a forecast and not investment advice. How the score is built: methodology.

Forecasts and guidance

Next results: November 4, 2026, before the open.

Analysts' consensus

No analyst estimates are published for Rand Capital Corp: too few analysts cover it.

Positioning

Short interest
0.0%
of tradable shares
Days to cover
0.13
at average volume
Short interest, 1 month
+33%
to October 15, 2026
Held by institutions
2%
of shares
Held by insiders
76.0%
of shares

Consensus figures average analysts' published estimates (third-party data); guidance is the company's own. Neither is our forecast. Short interest is reported twice a month and lags. Market data may be delayed.

This section is general information, not investment advice or a personal recommendation, and it does not take account of your objectives or circumstances. Forecasts and guidance are estimates, not promises: companies miss their own guidance and analysts' figures are often revised. Prices can fall as well as rise, and you can lose money. See our disclaimer.

Share-price performance

Market data may be delayed

Return and risk by year

Calendar year 202120222023202420252026 to date
Return
RAND−1%−17%+8%+91%−35%−10%
Industry peers (median)+33%−17%+19%+15%−4%−6%
S&P 500+29%−18%+26%+25%+18%+11%
Months that ended higher
RAND50%42%50%75%33%36%
S&P 50075%42%67%75%75%46%
Largest fall from a high during the year
RAND−19%−19%−11%−22%−59%−20%
S&P 500−5%−25%−10%−8%−19%−9%

Worst fall since November 3, 2015: 72% from February 11, 2016 to July 10, 2020. Getting back needed a 263% gain, reached on February 5, 2025, 1671 days after the low.

Price behaviour

52-week range
$9.11 – $15.14
From 52-week high
−37.1%
vs 50-day average
−6.3%
vs 200-day average
−7.4%
Volatility (1 year)
43%
Beta vs S&P 500
0.16

Volatility is the annualised standard deviation of daily returns. Beta 1.5 means the shares typically moved 1.5% for each 1% move in the S&P 500 over the past year. Prices to November 2, 2026.

Share price after results

Next day
6 up, 6 down
typical move ±2.6%
After a week
5 up, 7 down
typical move ±3.1%
After a month
8 up, 4 down
typical move ±8.6%
Results releasedNext dayS&P 500 next day5 days21 days
August 5, 2026 −2.1% −0.4% −3.1% +1.7%
May 6, 2026 −0.6% +1.1% +0.8% −3.7%
March 5, 2026 +1.5% −1.9% −0.3% +1.4%
November 7, 2025 −1.3% +1.7% −0.2% +10.6%
August 4, 2025 −2.7% +1.0% −8.8% −14.8%
May 5, 2025 −2.7% −1.4% +0.4% −15.8%
March 10, 2025 +6.2% −3.5% −8.0% −22.6%
August 6, 2024 +0.2% +0.2% +3.8% +10.0%
May 13, 2024 +6.6% +0.5% +4.5% +14.4%
March 5, 2024 +0.5% −0.5% +1.8% +2.0%
August 4, 2023 −3.6% +0.4% −3.4% +0.4%
May 9, 2023 +3.2% 0.0% −1.6% +5.6%

From the close before the release date to the close 1, 5 and 21 trading days after it, so releases before the open and after the close are both captured. Past moves don't predict future ones.

Fundamentals

Data: SEC EDGAR XBRL company facts (as filed in 10-K/10-Q); forms . Generated November 3, 2026. Definitions in our methodology.

Who owns it

Funds buying and selling
Reported value
$487,130
Institutions reporting
8
Shares held vs prior quarter
▲ 58.0%
Positions opened / closed
3 / 1

Top buyers and sellers, Q2 2026: 4 institutions bought and 1 sold ; the biggest buyer was Wny Asset Management, LLC (+13K shares) and the biggest seller Jpmorgan Chase & Co (−91). See which funds bought and sold →

Largest reported holders, June 30, 2026
Manager Value Shares Share of 13F value Shares QoQ
Courier Capital LLC $156,896 15K 32.2% 0.0%
Shufro Rose & Co LLC $142,800 14K 29.3% 0.0%
Wny Asset Management, LLC $135,150 13K 27.7% New
UBS Group AG $22,868 2K 4.7% New
Osaic Holdings, Inc. $22,817 2K 4.7% ▲ 199.5%
Bullock Wealth Management Group $6,574 1K 1.3% —
Morgan Stanley $18 0K 0.0% 0.0%
Wells Fargo & Company $7 0K 0.0% New

From Form 13F filings with the SEC ( quarterly data sets), as reported by each manager for June 30, 2026 and filed up to 45 days later. 13F reports cover long US-listed positions of managers above $100M only, so this is not Rand Capital Corp's complete shareholder register. Values are as reported by the filers .

Insider trading activity

Full insider history and chart
Insider purchases History → $0 0 trades by 0 insiders, last 12 months Insider sales History → $0 0 trades by 0 insiders
Net ▲ $0 net buying

No open-market insider trades reported in the last 12 months.

From insiders' Form 4 filings with the SEC. Excludes awards, option exercises and shares withheld for tax. "Pre-set plan" means the filing marks the trade as made under a Rule 10b5-1 plan. See every insider trade since five years ago, on a price chart.

Trades by members of Congress

All 30 trades and filings

No trades in Rand Capital Corp disclosed in the last 12 months; 30 earlier trades on record.

  • Scott H. Peters(D-CA 52):Sale (full), $1,001 - $15,000, traded August 4, 2020, filed September 13, 2020
  • Scott H. Peters(D-CA 52):Sale (partial), $1,001 - $15,000, traded August 3, 2020, filed September 13, 2020
  • Scott H. Peters(D-CA 52):Sale (partial), $1,001 - $15,000, traded July 31, 2020, filed August 13, 2020

Value ranges as filed; reports can arrive up to 45 days after a trade.

Earnings dates and SEC filings

Results announcements

Next expected around November 6, 2026 estimated from the company's past filing pattern, not announced

  • August 5, 2026
  • May 6, 2026
  • March 5, 2026
  • November 7, 2025
  • August 4, 2025
  • May 5, 2025

Recent SEC filings

Data status

When each part of this page on Rand Capital Corp was last updated.

DataLast updatedSource
Share priceExchange closing prices
News and updatesCompany releases and SEC 8-K filings
Analyst estimatesAggregated analyst estimates
Valuation and scoresOur models, from the filed figures

How we build and check these figures: methodology and data sources.

Rand Capital Corp in brief

What does Rand Capital Corp do?
Rand Capital Corp is a US-listed company in the asset management & custody banks industry. Its financial year ends in December.
What is Rand Capital Corp's stock ticker?
Rand Capital Corp trades under the ticker RAND on Nasdaq. This page brings together its financial statements, valuation models, ownership and recent company updates.
Who are Rand Capital Corp's largest institutional shareholders?
By value reported in 13F filings for June 30, 2026, the largest reported holders are Courier Capital LLC, Shufro Rose & Co LLC and Wny Asset Management, LLC. 13F reports cover long US-listed positions of managers above $100M, filed up to 45 days after quarter end.
When is Rand Capital Corp's next earnings date?
Around November 4, 2026, estimated from the spacing of its past results announcements (8-K filings). That is an estimate, not a confirmed date — Rand Capital Corp announces its own schedule.