Rocky Mountain Chocolate Factory, Inc.: which funds bought and sold

Institutions that bought and sold Rocky Mountain Chocolate Factory shares in Q2 2026, from the holdings they reported to the SEC on Form 13F for March 31, 2026 and June 30, 2026.

Between March 31, 2026 and June 30, 2026, 11 institutions that filed 13F reports for both quarters added to or opened positions in Rocky Mountain Chocolate Factory, and 10 cut or closed them. Together they sold a net 360K shares, −31.6% on what they held at the start of the quarter. Active managers and hedge funds on our list were net sellers of 32K shares (−10.7%); index fund managers were net buyers of 4,015 shares (+2.4%). 7 opened a new position and 6 sold out entirely.

Bought, Q2 2026 11 institutions, 7 of them new holders Sold, Q2 2026 10 institutions, 6 of them sold out

Net change, all compared −360K shares (−31.6%)

Net change, active managers −32K shares (−10.7%), 0 bought, 2 sold

Buyers versus sellers

institutions compared, 31

11 bought 10 10 sold

Active managers and hedge funds 0 bought · 2 sold · −32K

Index fund managers 1 bought · 1 sold · +4,015

Other institutions 10 bought · 7 sold · −332K

Biggest buyers

by change in shares held

Biggest buyers
Institution	Change in shares	Shares June 30, 2026	Value
Susquehanna International Group, LLP	+34K New position	34K	$29,900
Wealth Enhancement Advisory Services, LLC	+34K New position	34K	$37,941
Gsa Capital Partners LLP	+27K +196.2%	41K	$36,000
HRT Financial LP	+14K New position	14K	$12,000
Private Advisor Group, LLC	+14K New position	14K	$12,186
Northern Trust Corp Index funds	+12K New position	12K	$11,018
Tower Research Capital LLC (TRC)	+1,796 +86.3%	3,878	$3,450
Arax Advisory Partners	+600 New position	600	$534
Caitong International Asset Management Co., Ltd	+4 New position	4	$4
Sbi Securities Co., Ltd.	+4 +200.0%	6	$5
Morgan Stanley	+1 +0.2%	623	$555

Biggest buyers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
None of the active managers on our list.

Biggest sellers

by change in shares held

Biggest sellers
Institution	Change in shares	Shares June 30, 2026	Value
Focus Partners Wealth	−200K Sold out	0	—
American Capital Advisory, LLC	−135K Sold out	0	—
Thompson Davis & Co., Inc.	−96K Sold out	0	—
Renaissance Technologies LLC Hedge fund	−17K −6.1%	264K	$234,724
Citadel Advisors LLC Hedge fund	−15K Sold out	0	—
Dimensional Fund Advisors LP	−13K −13.4%	82K	$73,048
Xtx Topco Ltd	−11K Sold out	0	—
Geode Capital Management, LLC Index funds	−8,369 −12.1%	61K	$54,178
UBS Group AG	−1,338 Sold out	0	—
4Wealth Advisors, Inc.	−1,000 −6.2%	15K	$13,089

Biggest sellers, active managers and hedge funds
Institution	Change in shares	Shares June 30, 2026	Value
Renaissance Technologies LLC Hedge fund	−17K −6.1%	264K	$234,724
Citadel Advisors LLC Hedge fund	−15K Sold out	0	—

New positions

largest by value

Institution	Shares	Value June 30, 2026
Wealth Enhancement Advisory Services, LLC	34K	$37,941
Susquehanna International Group, LLP	34K	$29,900
Private Advisor Group, LLC	14K	$12,186
HRT Financial LP	14K	$12,000
Northern Trust CorpIndex funds	12K	$11,018
Arax Advisory Partners	600	$534
Caitong International Asset Management Co., Ltd	4	$4

Sold out

largest by value

Institution	Shares	Value March 31, 2026
Focus Partners Wealth	200K	$450,045
American Capital Advisory, LLC	135K	$303,451
Thompson Davis & Co., Inc.	96K	$214,999
Citadel Advisors LLCHedge fund	15K	$32,695
Xtx Topco Ltd	11K	$25,306
UBS Group AG	1,338	$3,011

Who holds the shares

13F holdings at June 30, 2026

Institutions reporting: 25
Ten largest holders: 86.7%
Index fund managers: 21.9%
Active managers and hedge funds: 33.9%

Buying and selling by type of institution, March 31, 2026 to June 30, 2026
Type	Bought	Sold	New	Sold out	Net change in shares	Net %
Active managers and hedge funds	0	2	0	1	−32K	−10.7%
Index fund managers	1	1	1	0	+4,015	+2.4%
Other institutions	10	7	6	5	−332K	−49.1%

Active managers and hedge funds: a list we maintain of about 400 well-known stock-picking firms and hedge funds, matched by SEC registration number (CIK) and checked against the filer names each quarter. Index fund managers: the large index houses, such as BlackRock, Vanguard, State Street, Geode and Northern Trust. Every other filer (banks, brokers, wealth managers, pension funds, insurers and firms not on the list) counts as another institution. A firm that files under several SEC registrations appears once for each.

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