undamentalytics Newsletter

Capital One insider trading

Every open-market purchase and sale by Capital One's officers, directors and largest shareholders since November 4, 2021, and what the share price did next.

Insider purchase Insider sale Marker size reflects trade value. Weekly closes adjusted for splits; may be delayed.
Capital One insider open-market trades
DateInsiderTrade SharesPriceValue 1M after 3M after 6M after

From insiders' Form 4 filings with the SEC: open-market purchases and sales only (awards, option exercises and shares withheld for tax are excluded), combined to one line per insider per day. "Plan" marks trades the filing says were made under a pre-set Rule 10b5-1 trading plan, which are scheduled in advance. Price changes run from the close on the trade date; hover a figure for the change relative to the S&P 500. Past moves don't predict future ones.

Does following Capital One’s insiders pay?

From February 4, 2010 to August 11, 2026, 26 insiders reported 4 open-market purchases and 58 sales not made under a pre-set plan in Capital One. Twelve months after each purchase was reported, the shares were +8.1% against the S&P 500 on average (median +10.9%), over 4 purchases with a full year of prices; 75% beat the index. After sales, the shares moved +0.1% against the index over 12 months (a negative figure means selling was the right call). That rests on fewer than 20 purchases, too few to read much into. Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on February 5, 2010 into $24,186 by November 2, 2026, +5.4% a year. It held shares 13% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $20,952 (+4.5% a year), and held throughout $95,271 (+14.4%).

$0$50.0k$100k 201020122014201620182020202220242026 $95.3k$24.2k$21.0k
Copying Capital One's insidersS&P 500, same days investedS&P 500, held throughout $10,000 copying every open-market purchase by Capital One's insiders from February 5, 2010, before costs and taxes, marked weekly. Uninvested money earns the Treasury bill rate; the portfolio held shares 13% of the time.
Capital One: each insider's record
InsiderRolePurchases12 months after their purchasesBeat the S&P 500Sales12 months after their salesLatest report
Slocum Michael President, Commercial Banking 0 — — 9 −7.0% (9) July 29, 2021
Golden Timothy P SVP, Chief Accounting Officer 0 — — 7 +35.4% (6) July 30, 2026
Blackley Richard Scott Principal Accounting Officer 0 — — 5 −0.9% (5) May 8, 2015
West Kara Chief Enterprise Risk Officer 0 — — 5 +4.3% (5) November 12, 2024
Finneran John G Jr Gen. Counsel & Corp. Secretary 0 — — 4 −6.1% (4) January 31, 2018
Shattuck Mayo A III Director 0 — — 4 −10.9% (4) November 13, 2019
Leroy Pierre E Director 0 — — 3 −8.3% (3) February 1, 2017
Gross Patrick W Director 0 — — 2 −5.0% (2) February 14, 2017
Ing Groep NV Director 1 −2.9% (1) 0% 1 +0.6% (1) September 10, 2012
Laprade,iii Frank G. Chief Enterprise Srvcs Officer 0 — — 2 −9.7% (2) May 16, 2011
Pike Lynn Ann President, Banking 0 — — 2 0.0% (2) April 29, 2011
Wassmer Michael J President, Card 0 — — 2 −13.7% (2) May 17, 2021
Zamsky Michael Chief Credit & Fin'l Risk Off. 0 — — 2 −16.4% (1) August 11, 2026
Alexander Robert M. Chief Information Officer 0 — — 1 −6.0% (1) February 3, 2011
Blinde Neal President, Commercial Banking 0 — — 1 +0.3% (1) February 16, 2023
Dean Lia Pres, Banking & Prem. Products 0 — — 1 +23.4% (1) May 3, 2024
Dietz W Ronald Director 0 — — 1 −5.4% (1) February 16, 2012
Eder Noelle K Chief Card Cust. Exp. Officer 0 — — 1 −8.4% (1) February 16, 2017
Haggerty Kaitlin Chief Human Resources Officer 0 — — 1 −21.0% (1) May 17, 2022
Jenkins Benjamin P III Director 1 +10.9% (1) 100% 0 — April 30, 2013
Karam Celia Pres, Retail Bank 0 — — 1 +25.6% (1) May 9, 2024
Raghu Ravi Pres, Software, Intl & Sm Bus 0 — — 1 +5.8% (1) November 7, 2024
Raskind Peter E Director 1 +10.9% (1) 100% 0 — April 30, 2013
Sanjiv Yajnik President, Financial Services 0 — — 1 −9.4% (1) July 28, 2014
Warner Bradford H Director 1 +13.2% (1) 100% 0 — February 4, 2010
Young Andrew M Chief Financial Officer 0 — — 1 −1.9% (1) November 13, 2024

Moves are the shares’ return including dividends minus the S&P 500’s, from the close on the first trading day after each report; the number of trades with a finished 12-month window is in brackets. Green means the trade went the insider’s way (a purchase ahead of the index, a sale followed by the shares trailing it). A trade reported both by a director or officer and by a fund or company they are linked to counts once here, under the person. Purchases count only where the share price actually traded was at least $5. These figures describe what the shares did, not why anyone traded. Insiders across all companies.

When several insiders traded Capital One

Months when 2 or more insiders became net buyers, or 3 or more net sellers, of Capital One in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 1 buying crowd with six months of prices, it averaged +6.4% against the index. After 7 selling crowds, −3.4%. One company's history is too short to judge by; the test across every company is the better guide.

MonthCrowd3 months on, vs S&P 5006 months12 months
November 29, 20243 selling0.0%+1.5%+5.0%
May 31, 20244 selling0.0%+25.6%+27.6%
May 28, 20213 selling+2.6%−16.2%−19.9%
February 28, 20175 selling−18.8%−17.7%−10.8%
May 29, 20153 selling−1.8%−4.6%−11.4%
August 29, 20143 selling−2.0%−9.1%−4.0%
May 30, 20143 selling−0.6%−3.1%−4.5%
May 31, 20132 buying+5.2%+6.4%+10.9%

Colours show whether the crowd was right: green when buyers were followed by a rise above the index, or sellers by a fall below it. Total returns from the month end; past patterns are not a forecast.

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