LPL Financial Holdings Inc. insider trading
Every open-market purchase and sale by LPL Financial Holdings Inc.'s officers, directors and largest shareholders since November 4, 2021, and what the share price did next.
| Date | Insider | Trade | Shares | Price | Value | 1M after | 3M after | 6M after |
|---|
Does following LPL Financial Holdings Inc.’s insiders pay?
From November 19, 2010 to September 14, 2026, 39 insiders reported 10 open-market purchases and 140 sales not made under a pre-set plan in LPL Financial Holdings Inc. Twelve months after each purchase was reported, the shares were +9.2% against the S&P 500 on average (median +4.4%), over 10 purchases with a full year of prices; 50% beat the index. After sales, the shares moved 0.0% against the index over 12 months (a negative figure means selling was the right call). That rests on fewer than 20 purchases, too few to read much into. Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on May 9, 2012 into $34,987 by November 2, 2026, +9.1% a year. It held shares 43% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $25,340 (+6.7% a year), and held throughout $71,597 (+14.6%).
| Insider | Role | Purchases | 12 months after their purchases | Beat the S&P 500 | Sales | 12 months after their sales | Latest report |
|---|---|---|---|---|---|---|---|
| Eaton Jonathan | MD, Custom Clearing Services | 0 | — | — | 45 | −11.9% (45) | May 2, 2012 |
| Stearns Esther M | President & COO | 0 | — | — | 9 | −16.7% (9) | January 19, 2012 |
| Casady Mark S | Chairman & Chief Exec. Officer | 1 | −33.2% (1) | 0% | 7 | +18.6% (7) | March 6, 2017 |
| Putnam James S | Director | 0 | — | — | 7 | +6.2% (7) | April 12, 2013 |
| Arnold Dan H. | President & CEO | 0 | — | — | 6 | −6.2% (6) | March 15, 2017 |
| Calder Tracy | Managing Director | 0 | — | — | 6 | +10.0% (6) | November 26, 2019 |
| Hellman Marco | Director | 0 | — | — | 5 | +20.0% (5) | March 8, 2018 |
| Dwyer William E III | Pres., Nat'l Sales & Mktg. | 0 | — | — | 4 | −10.5% (4) | March 5, 2012 |
| Enyedi Matthew | Managing Director | 0 | — | — | 4 | +22.1% (4) | March 16, 2022 |
| White George Burton | Managing Director | 0 | — | — | 4 | +38.1% (4) | February 9, 2022 |
| Bonderman David | Other | 0 | — | — | 3 | −22.8% (3) | December 14, 2015 |
| Brown Stephanie L | MD & General Counsel | 0 | — | — | 3 | −9.3% (3) | April 12, 2012 |
| Glavin William Francis Jr | Director | 3 | +11.0% (3) | 67% | 0 | — | May 5, 2023 |
| Gooley Thomas | Managing Director | 0 | — | — | 3 | +4.1% (3) | March 15, 2019 |
| Tpg Group Holdings (sbs) Advisors, Inc. | 10% owner | 0 | — | — | 3 | +11.6% (3) | September 6, 2013 |
| Bruton Derek | MD, Independent Advisor Svcs | 0 | — | — | 2 | +5.3% (2) | February 19, 2014 |
| Cohen Marc Eliot | Group Managing Director | 0 | — | — | 2 | −33.2% (1) | March 11, 2026 |
| Coulter James G | 10% owner | 1 | −6.1% (1) | 0% | 1 | −12.1% (1) | November 8, 2013 |
| Feeney Christopher | MD, Chief Information Officer | 0 | — | — | 2 | +6.3% (2) | December 10, 2012 |
| Gates Greg | Group Managing Director | 0 | — | — | 2 | +17.6% (1) | August 21, 2026 |
| Jambusaria Aneri | Managing Director | 0 | — | — | 2 | +1.9% (2) | December 9, 2024 |
| Moore Robert J. | President & COO | 1 | +13.4% (1) | 100% | 1 | −32.4% (1) | February 14, 2014 |
| Morrissey William P. JR. | Managing Director | 0 | — | — | 2 | +21.2% (2) | June 5, 2017 |
| Riepe James S | Director | 0 | — | — | 2 | +26.0% (2) | December 14, 2018 |
| Simonich Brent | EVP, CAO and Treasurer | 2 | +7.0% (2) | 50% | 0 | — | November 21, 2022 |
| Steinmeier Richard | Managing Director | 0 | — | — | 2 | +17.0% (2) | March 10, 2021 |
| Stiefler Jeffrey E | Director | 0 | — | — | 2 | +34.5% (2) | June 6, 2013 |
| Thomas Lux | EVP, CAO | 0 | — | — | 2 | −21.6% (2) | March 4, 2014 |
| Abood Denise M. | MD, Human Capital | 0 | — | — | 1 | −13.6% (1) | November 19, 2010 |
| Buchheister Jeffrey R. | EVP, Chief Accounting Officer | 0 | — | — | 1 | −26.4% (1) | December 16, 2015 |
| Dinh Viet D | Director | 1 | +73.5% (1) | 100% | 0 | — | March 2, 2016 |
| Fandrey Edward | Managing Director | 0 | — | — | 1 | +44.2% (1) | June 16, 2021 |
| Hellman & Friedman LLC | Director | 0 | — | — | 1 | −6.1% (1) | May 8, 2012 |
| Kalbaugh John Andrew | MD, Divisional President NSC | 0 | — | — | 1 | +52.9% (1) | February 23, 2017 |
| Khoury Joan D | MD, Chief Marketing Officer | 1 | −3.1% (1) | 0% | 0 | — | May 14, 2012 |
| Larsen Sallie R. | Managing Director | 0 | — | — | 1 | +10.4% (1) | November 14, 2023 |
| Oroschakoff Michelle | Managing Director | 0 | — | — | 1 | +11.0% (1) | May 15, 2018 |
| Reeping Katharine | Principal Accounting Officer | 0 | — | — | 1 | — | September 14, 2026 |
| Seese Scott | Managing Director | 0 | — | — | 1 | +44.2% (1) | June 16, 2021 |
When several insiders traded LPL Financial Holdings Inc.
Months when 2 or more insiders became net buyers, or 3 or more net sellers, of LPL Financial Holdings Inc. in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 1 buying crowd with six months of prices, it averaged −19.9% against the index. After 11 selling crowds, −2.3%. One company's history is too short to judge by; the test across every company is the better guide.
| Month | Crowd | 3 months on, vs S&P 500 | 6 months | 12 months |
|---|---|---|---|---|
| November 30, 2022 | 2 buying | +8.4% | −19.9% | −20.1% |
| June 30, 2021 | 3 selling | +16.3% | +7.3% | +48.1% |
| February 28, 2019 | 3 selling | +9.7% | −8.1% | −1.6% |
| March 29, 2018 | 3 selling | +5.2% | −5.0% | +8.2% |
| February 28, 2017 | 4 selling | −2.8% | +14.9% | +49.2% |
| December 31, 2015 | 3 selling | −42.4% | −50.8% | −26.2% |
| November 29, 2013 | 4 selling | +23.5% | +4.2% | −16.0% |
| June 28, 2013 | 3 selling | −4.2% | +9.8% | +9.9% |
| February 28, 2013 | 3 selling | +7.9% | +11.2% | +48.0% |
| December 30, 2011 | 3 selling | +11.0% | +8.7% | −16.0% |
| May 31, 2011 | 3 selling | −11.1% | −10.4% | −6.4% |
| November 30, 2010 | 8 selling | −15.2% | −6.9% | −19.0% |