undamentalytics Newsletter

Raymond James Financial insider trading

Every open-market purchase and sale by Raymond James Financial's officers, directors and largest shareholders since November 4, 2021, and what the share price did next.

Insider purchase Insider sale Marker size reflects trade value. Weekly closes adjusted for splits; may be delayed.
Raymond James Financial insider open-market trades
DateInsiderTrade SharesPriceValue 1M after 3M after 6M after

From insiders' Form 4 filings with the SEC: open-market purchases and sales only (awards, option exercises and shares withheld for tax are excluded), combined to one line per insider per day. "Plan" marks trades the filing says were made under a pre-set Rule 10b5-1 trading plan, which are scheduled in advance. Price changes run from the close on the trade date; hover a figure for the change relative to the S&P 500. Past moves don't predict future ones.

Does following Raymond James Financial’s insiders pay?

From January 27, 2010 to August 31, 2026, 30 insiders reported 18 open-market purchases and 206 sales not made under a pre-set plan in Raymond James Financial. Twelve months after each purchase was reported, the shares were +20.7% against the S&P 500 on average (median +10.9%), over 18 purchases with a full year of prices; 89% beat the index. After sales, the shares moved +2.0% against the index over 12 months (a negative figure means selling was the right call). That rests on fewer than 20 purchases, too few to read much into. Buying each purchase the day after it was reported, an equal amount each, held 12 months or until that insider reported a sale, would have turned $10,000 on March 5, 2010 into $159,420 by November 2, 2026, +18.1% a year. It held shares 42% of the time; the S&P 500 on those same days, with Treasury bills otherwise, made $57,976 (+11.2% a year), and held throughout $88,942 (+14.0%).

$0$50.0k$100k$150k 201020122014201620182020202220242026 $159k$88.9k$58.0k
Copying Raymond James Financial's insidersS&P 500, same days investedS&P 500, held throughout $10,000 copying every open-market purchase by Raymond James Financial's insiders from March 5, 2010, before costs and taxes, marked weekly. Uninvested money earns the Treasury bill rate; the portfolio held shares 42% of the time.
Raymond James Financial: each insider's record
InsiderRolePurchases12 months after their purchasesBeat the S&P 500Sales12 months after their salesLatest report
Raney Steven M Executive Chair RJBank 1 +21.7% (1) 100% 16 +2.1% (15) July 28, 2026
James Thomas A Chairman Emeritus 0 — — 16 +8.3% (16) November 17, 2022
Catanese George Chief Risk Officer 0 — — 15 +0.8% (15) December 5, 2023
Dowdle Jeffrey A COO & Head of Asset Mgmt. 2 +4.7% (2) 100% 13 +3.5% (13) November 13, 2023
Allison Paul D Chair, President & CEO RJ Ltd. 0 — — 14 +4.7% (14) February 23, 2021
Reilly Paul C Executive Chair 0 — — 13 +1.0% (12) December 15, 2025
Santelli Jonathan N EVP, General Counsel 0 — — 13 +5.4% (12) February 5, 2026
Zank Dennis W Chief Operating Officer 0 — — 13 −0.4% (13) March 13, 2018
Elwyn Tashtego S President, PCG 1 −2.4% (1) 0% 11 −0.7% (10) July 29, 2026
Allaire Bella Loykhter Chief Admin Officer 0 — — 11 +12.4% (9) August 31, 2026
Ackart Jennifer C SVP, Controller & CAO 0 — — 9 −6.0% (9) December 16, 2019
Bunn James E President, Capital Markets 0 — — 9 −1.1% (9) April 29, 2025
Godbold Francis S Vice Chairman 7 +33.7% (7) 100% 2 +6.9% (2) February 26, 2021
Julien Jeffrey P Executive VP - Fin 0 — — 9 −3.6% (9) June 8, 2020
Trocin Jeffrey E Vice Chairman 0 — — 9 −7.1% (9) November 7, 2019
Habermeyer H William Jr Director 0 — — 7 +5.4% (7) November 26, 2014
Riess Richard K Executive Vice President 0 — — 6 +0.4% (6) February 17, 2011
Carson John C JR. President 0 — — 5 +14.7% (5) June 8, 2020
Perry Jodi President, ICD for RJFS 0 — — 4 +11.0% (4) February 8, 2023
Averitt Richard G CEO - RJFS 3 +9.3% (3) 67% 0 — September 7, 2011
Biever Angela Chief Administrative Officer 2 +4.0% (2) 100% 1 −13.2% (1) December 6, 2011
Carter Horace President, Fixed Income 0 — — 2 −14.7% (2) December 5, 2024
Curtis Scott A President, PCG 0 — — 2 +3.8% (2) March 15, 2021
Helck Chester B Executive Vice President 0 — — 2 −1.9% (2) November 26, 2013
Broader Shelley G Director 0 — — 1 +1.7% (1) December 14, 2012
Esty Benjamin Director 1 +56.8% (1) 100% 0 — February 8, 2016
Garcia Art A Director 1 +15.6% (1) 100% 0 — February 13, 2024
Larson Katherine H Chief Accounting Officer 0 — — 1 −13.5% (1) December 3, 2024
Reid Shannon B President, ICD 0 — — 1 −12.6% (1) December 6, 2024
Shields Kenneth A Director 0 — — 1 −5.9% (1) December 10, 2010

Moves are the shares’ return including dividends minus the S&P 500’s, from the close on the first trading day after each report; the number of trades with a finished 12-month window is in brackets. Green means the trade went the insider’s way (a purchase ahead of the index, a sale followed by the shares trailing it). A trade reported both by a director or officer and by a fund or company they are linked to counts once here, under the person. Purchases count only where the share price actually traded was at least $5. These figures describe what the shares did, not why anyone traded. Insiders across all companies.

When several insiders traded Raymond James Financial

Months when 2 or more insiders became net buyers, or 3 or more net sellers, of Raymond James Financial in reports dated in the 91 days before the month end, and how the stock did against the S&P 500 from that month end. After the 2 buying crowds with six months of prices, it averaged +14.8% against the index. After 15 selling crowds, +0.3%. One company's history is too short to judge by; the test across every company is the better guide.

MonthCrowd3 months on, vs S&P 5006 months12 months
September 30, 20263 sellingnot yetnot yetnot yet
December 31, 20248 selling−7.4%−4.3%−9.2%
December 29, 20234 selling+6.3%−6.0%+15.9%
December 30, 20224 selling−21.3%−19.4%−20.3%
December 31, 20213 selling+13.6%+10.2%+26.1%
November 30, 20205 selling+25.2%+29.4%+36.6%
June 30, 20203 selling−3.2%+15.8%+50.8%
September 30, 20193 selling+0.5%−10.4%−25.1%
May 31, 20196 selling−11.6%−5.2%−25.5%
November 30, 20174 selling+3.1%+7.6%−14.5%
July 29, 20163 selling+14.6%+32.6%+37.4%
March 31, 20162 buying+1.2%+15.0%+44.7%

Colours show whether the crowd was right: green when buyers were followed by a rise above the index, or sellers by a fall below it. Latest 12 of 18. Total returns from the month end; past patterns are not a forecast.

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