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Nwq Investment Management Company, LLC

13F for September 30, 2020, filed November 16, 2020 · SEC CIK 763848 · Holdings history from March 31, 1999

The latest available holdings for this manager are dated September 30, 2020.

Reported value
$2.2bn
80% in companies we cover
Positions we cover
114
Largest BMY 3.3%
Copy, a year
+10.6%
S&P 500 +14.1%
Copy Sharpe ratio
0.58
S&P 500 0.85

Copy-performance statistics: February 19, 2010 to February 26, 2021. Holdings history can start earlier than the price data used for performance.

Historical holdings

Holdings across the available history, including securities outside our stock coverage. Select a date to view the holdings for that period.

Related reporting managers

SEC notices identify these reporting relationships. Each manager retains its own holdings history; changes in reporting scope can involve several managers.

152 reported entries for September 30, 2020.

IssuerClass / typeReported valueQuantity
ORACLE CORP68389X105 · ORCL COM $59.0m 988,359
PACWEST BANCORP DEL695263103 COM $4.5m 263,679
PHILIP MORRIS INTL INC718172109 · PM COM $5.9m 78,441
PINNACLE WEST CAP CORP723484101 · PNW COM $1.0m 13,501
PNM RES INC69349H107 · TXNM COM $7.3m 177,278
POSCO693483109 SPONSORED ADR $5.8m 138,678
PROSIGHT GLOBAL INC74349J103 COM $1.7m 151,529
QORVO INC74736K101 COM $1.5m 11,311
QUANTA SVCS INC74762E102 · PWR COM $15.5m 293,576
QUEST DIAGNOSTICS INC74834L100 · DGX COM $21.5m 187,481
RAMBUS INC DEL750917106 · RMBS COM $17.1m 1,248,308
RAYTHEON TECHNOLOGIES CORP75513E101 · RTX COM $15.2m 264,407
RELIANCE STEEL & ALUMINUM CO759509102 · RS COM $1.5m 14,345
RENAISSANCERE HLDGS LTDG7496G103 · RNR COM $29.0m 170,877
REXNORD CORP76169B102 COM $7.8m 261,359
ROYAL DUTCH SHELL PLC780259107 SPON ADR B $18.9m 782,201
RPT REALTY74971D101 SH BEN INT $4.9m 900,799
SANFILIPPO JOHN B & SON INC800422107 · JBSS COM $4.3m 56,517
SANOFI80105N105 SPONSORED ADR $11.1m 221,837
SAP SE803054204 · SAP SPON ADR $6.4m 41,100
SEAGATE TECHNOLOGY PLCG7945M107 SHS $24.0m 486,137
SEMPRA ENERGY816851505 6.75% CNV PFD B $428,000 437,100
SK TELECOM LTD78440P108 SPONSORED ADR $44.2m 1,970,257
SONOCO PRODS CO835495102 · SON COM $5.5m 107,525
SOUTHERN CO842587602 UNIT 08/01/2022 $334,000 717,600
SPROUTS FMRS MKT INC85208M102 · SFM COM $9.5m 454,215
STAG INDL INC85254J102 · STAG COM $13.1m 429,253
STATE STR CORP857477103 · STT COM $21.7m 365,227
STONERIDGE INC86183P102 · SRI COM $3.9m 210,865
TAKEDA PHARMACEUTICAL CO LTD874060205 SPONSORED ADS $19.0m 1,066,440
TAYLOR MORRISON HOME CORP87724P106 COM $8.9m 361,209
TELEFONICA BRASIL SA87936R106 · VIV SPONSORED ADR $332,000 43,292
TERADATA CORP DEL88076W103 · TDC COM $17.9m 786,768
TERADYNE INC880770102 · TER COM $711,000 8,949
TEREX CORP NEW880779103 · TEX COM $3.1m 160,905
T-MOBILE US INC872590104 · TMUS COM $17.3m 150,962
TOWER SEMICONDUCTOR LTDM87915274 · TSEM SHS NEW $3.5m 190,805
TOYOTA MOTOR CORP892331307 · TM SP ADR REP2COM $28.8m 217,652
TRANE TECHNOLOGIES PLCG8994E103 · TT SHS $22.9m 188,856
TRINITY INDS INC896522109 · TRN COM $16.7m 858,755
TRIPADVISOR INC896945201 · TRIP COM $12.4m 632,224
TYSON FOODS INC902494103 · TSN CL A $18.3m 308,440
UBS GROUP AGH42097107 · UBS SHS $23.0m 2,063,081
UNITED THERAPEUTICS CORP DEL91307C102 · UTHR COM $4.3m 42,712
VIASAT INC92552V100 · VSAT COM $24.2m 702,784
VISHAY INTERTECHNOLOGY INC928298108 · VSH COM $4.9m 312,732
VISHAY PRECISION GROUP INC92835K103 · VPG COM $3.4m 135,626
VISTRA CORP92840M102 · VST COM $9.6m 507,498
WALMART INC931142103 · WMT COM $32.0m 228,720
WELLS FARGO CO NEW949746804 PERP PFD CNV A $629,000 46,842
WESTERN ALLIANCE BANCORP957638109 · WAL COM $11.4m 390,723
WSFS FINL CORP929328102 · WSFS COM $4.2m 156,053

Values use the units disclosed in the source. Where a dollar scale cannot be established, the original amount is shown as filed. Rows may include separate allocations, options and principal amounts; these are kept separate from the covered-stock portfolio used for performance.

How copying its 13F would have done

$10.0k$20.0k$40.0k 201020122014201620182020 $42.6k$30.3k
CopyS&P 500 $10,000 copying Nwq Investment Management Company, LLC's usable filed holdings in companies we cover from February 19, 2010, rebalancing at the first weekly close after each usable filing and holding until the next, against the S&P 500 (total return). Missing prices carry their last observed value. Marked weekly, log scale. Before costs and taxes; misses trading within each quarter and anything 13F does not show (shorts, cash, bonds, non-US holdings).

Biggest drop −39.4% (S&P 500 −31.8%); beta 1.13; alpha −4.3% a year (t = −2.14); last 12 months +6.9% against +16.2%.

Reported value by quarter

Nwq Investment Management Company, LLC: 13F reported value Total reported value where the source's dollar units can be established. Earlier filings in thousands of dollars are converted; dates with unresolved value units are omitted.
$0 $5B $10B $15B Reported value, 2013-06-30: $11.5B Reported value, 2013-09-30: $10.5B Reported value, 2013-12-31: $11.4B Reported value, 2014-03-31: $11.4B Reported value, 2014-06-30: $9.9B Reported value, 2014-09-30: $9.1B Reported value, 2014-12-31: $8.3B Reported value, 2015-03-31: $8B Reported value, 2015-06-30: $7.2B Reported value, 2015-09-30: $6.5B Reported value, 2015-12-31: $6.5B Reported value, 2016-06-30: $5.8B Reported value, 2016-09-30: $6.9B Reported value, 2016-12-31: $7.4B Reported value, 2017-03-31: $7.6B Reported value, 2017-06-30: $7.2B Reported value, 2017-09-30: $8.2B Reported value, 2017-12-31: $7.7B Reported value, 2018-03-31: $6.2B Reported value, 2018-06-30: $5.6B Reported value, 2018-09-30: $5B Reported value, 2018-12-31: $4.2B Reported value, 2019-03-31: $4.6B Reported value, 2019-06-30: $4.4B Reported value, 2019-09-30: $4.1B Reported value, 2019-12-31: $4B Reported value, 2020-03-31: $2.5B Reported value, 2020-06-30: $3B Reported value, 2020-09-30: $2.2B 2013-06-30 2014-12-31 2016-09-30 2018-03-31 2020-09-30 $2.2B
View chart data
Period Reported value
2013-06-30 $11.5B
2013-09-30 $10.5B
2013-12-31 $11.4B
2014-03-31 $11.4B
2014-06-30 $9.9B
2014-09-30 $9.1B
2014-12-31 $8.3B
2015-03-31 $8B
2015-06-30 $7.2B
2015-09-30 $6.5B
2015-12-31 $6.5B
2016-06-30 $5.8B
2016-09-30 $6.9B
2016-12-31 $7.4B
2017-03-31 $7.6B
2017-06-30 $7.2B
2017-09-30 $8.2B
2017-12-31 $7.7B
2018-03-31 $6.2B
2018-06-30 $5.6B
2018-09-30 $5B
2018-12-31 $4.2B
2019-03-31 $4.6B
2019-06-30 $4.4B
2019-09-30 $4.1B
2019-12-31 $4B
2020-03-31 $2.5B
2020-06-30 $3B
2020-09-30 $2.2B

Latest covered holdings and moves

Covered holdings as of September 30, 2020.

CompanyShare of portfolioValueSharesChange in shares
BMYBristol Myers Squibb3.27%$72.6m1.20M−3.9% Reduced
ORCLOracle Corporation2.66%$59.0m988.4K−8.2% Reduced
JPMJPMorgan Chase2.28%$50.4m523.7K−5.5% Reduced
CCitigroup2.21%$49.0m1.14M−1.1% Reduced
CMCSAComcast2.07%$45.9m992.9K−7.7% Reduced
ELVElevance Health1.86%$41.1m153.1K−4.9% Reduced
AXSAxis Capital Holdings LTD1.51%$33.6m762.0K+1.8% Added
GDGeneral Dynamics1.46%$32.3m233.2K+2.2% Added
GMGeneral Motors1.45%$32.2m1.09M−6.9% Reduced
WMTWalmart1.45%$32.0m228.7K−7.1% Reduced
BIOBio-rad Laboratories, Inc.1.44%$31.8m61.8K−12.3% Reduced
FISVFiserv1.43%$31.7m308.1K+36.6% Added
NVTnVent Electric plc1.39%$30.8m1.74M+101.5% Added
MDTMedtronic1.38%$30.6m294.3KNew
AZNAstrazeneca PLC1.38%$30.6m557.8K−12.3% Reduced
DOXAmdocs LTD1.32%$29.1m507.6K−4.2% Reduced
RNRRenaissancere Holdings LTD1.31%$29.0m170.9K−11.9% Reduced
GENGen Digital Inc.1.30%$28.9m1.39M+0.5% Added
TMToyota Motor Corp/1.30%$28.8m217.7K−2.6% Reduced
AAPAdvance Auto Parts Inc1.28%$28.3m184.5K−7.0% Reduced
ETREntergy1.25%$27.8m281.8K+47.5% Added
CNPCenterPoint Energy1.22%$27.0m1.39M−7.2% Reduced
BACBank of America1.15%$25.5m1.39M−15.8% Reduced
GOOGLAlphabet Inc. (Class A)1.13%$25.1m17.1K−12.0% Reduced
CSCOCisco1.11%$24.6m625.2K+44.8% Added
CVXChevron Corporation1.11%$24.6m341.1K+2.2% Added
VSATViasat Inc1.09%$24.2m702.8K+33.5% Added
KOThe Coca-Cola Company1.09%$24.1m489.0K−7.2% Reduced
HRHealthcare Realty Trust Inc1.08%$23.9m792.9K+68.4% Added
AVGOBroadcom1.05%$23.2m63.7K−22.2% Reduced
UBSUBS Group AG1.04%$23.0m2.06M−2.7% Reduced
TTTrane Technologies1.03%$22.9m188.9K−19.9% Reduced
GLGlobe Life0.99%$21.9m273.8K−6.5% Reduced
STTState Street Corporation0.98%$21.7m365.2K−7.0% Reduced
DGXQuest Diagnostics0.97%$21.5m187.5K−7.1% Reduced
BIDUBaidu, Inc.0.95%$21.1m166.9K+4.5% Added
ETNEaton Corporation0.91%$20.1m197.3K−7.8% Reduced
FHNFirst Horizon Corp0.89%$19.7m2.09M−4.2% Reduced
XIFRXplr Infrastructure, LP0.89%$19.7m328.5KNew
EVRGEvergy0.83%$18.5m364.1KNew
TSNTyson Foods0.83%$18.3m308.4KNew
AONAon plc0.81%$18.0m87.5K−21.5% Reduced
TDCTeradata Corp0.81%$17.9m786.8K−4.1% Reduced
TMUST-Mobile US0.78%$17.3m151.0K−6.4% Reduced
RMBSRambus Inc0.77%$17.1m1.25M−4.2% Reduced
ADMArcher Daniels Midland0.76%$16.9m362.9K−6.8% Reduced
TRNTrinity Industries Inc0.76%$16.7m858.8K−6.8% Reduced
FLEXFlex Ltd.0.75%$16.6m1.92M−1.8% Reduced
PWRQuanta Services0.70%$15.5m293.6K−45.3% Reduced
AEOAmerican Eagle Outfitters Inc0.70%$15.5m1.19M−21.1% Reduced
RTXRTX Corporation0.69%$15.2m264.4K−6.7% Reduced
MSFTMicrosoft Corporation0.68%$15.1m71.8K−12.7% Reduced
AREAlexandria Real Estate Equities0.68%$15.0m93.5K−7.2% Reduced
AIGAmerican International Group0.67%$14.7m535.0K−6.6% Reduced
LLoews Corporation0.61%$13.6m392.2K−1.6% Reduced
LNGCheniere Energy, Inc.0.61%$13.4m289.9K−7.2% Reduced
STAGStag Industrial, Inc.0.59%$13.1m429.3K−5.1% Reduced
TRIPTripadvisor, Inc.0.56%$12.4m632.2K+7.8% Added
NTBBank Of N.t. Butterfield & Son Ltd0.55%$12.1m543.8K−4.5% Reduced
WALWestern Alliance Bancorporation0.51%$11.4m390.7K−2.9% Reduced
EPDEnterprise Products Partners L.p.0.48%$10.7m677.7K−5.5% Reduced
VSTVistra Corp.0.43%$9.6m507.5K−38.7% Reduced
SFMSprouts Farmers Market, Inc.0.43%$9.5m454.2K+1503.8% Added
ABCBAmeris Bancorp0.41%$9.2m403.8K−0.9% Reduced
NFGNational Fuel GAS Co0.38%$8.3m205.6KNew
ENSEnersys0.37%$8.3m123.5K−21.3% Reduced
ARCCAres Capital Corp0.37%$8.2m590.6K0.0%
EGEverest Group0.36%$8.0m40.6K+4.1% Added
LOWLowe's0.34%$7.6m45.8K−20.2% Reduced
TXNMTxnm Energy Inc0.33%$7.3m177.3KNew
NTRNutrien Ltd.0.32%$7.1m180.7K−5.9% Reduced
AINAlbany International Corp0.30%$6.7m136.1K+0.6% Added
SAPSAP SE0.29%$6.4m41.1K−5.8% Reduced
KNXKnight-swift Transportation Holdings Inc.0.28%$6.2m152.4K−48.1% Reduced
MTRNMaterion Corp0.28%$6.2m119.1K−5.2% Reduced
PMPhilip Morris International0.27%$5.9m78.4K−6.8% Reduced
ALGAlamo Group Inc0.27%$5.9m54.3K−4.8% Reduced
MCHBMechanics Bancorp0.26%$5.8m227.1K−5.6% Reduced
IOSPInnospec Inc.0.26%$5.6m89.1K+5.7% Added
RILYBRC Group Holdings, Inc.0.25%$5.6m224.8K−7.4% Reduced
SONSonoco Products Co0.25%$5.5m107.5K+91.8% Added
LFCRLifecore Biomedical, Inc. DE0.24%$5.4m552.5K−38.1% Reduced
BDNBrandywine Realty Trust0.24%$5.3m508.3K−30.8% Reduced
FLSFlowserve Corp0.23%$5.0m184.5KNew
DEAEasterly Government Properties, Inc.0.23%$5.0m224.2K+77.7% Added
EVREvercore Inc.0.22%$4.9m74.8K+54.3% Added
VSHVishay Intertechnology Inc0.22%$4.9m312.7KNew
LOCOEl Pollo Loco Holdings, Inc.0.21%$4.7m287.1K−0.1%
GMEDGlobus Medical Inc0.21%$4.6m93.7K−2.4% Reduced
FSSFederal Signal Corp0.20%$4.5m154.6K−5.2% Reduced
CHRSCoherus Oncology, Inc.0.20%$4.4m241.0K−3.2% Reduced
UTHRUnited Therapeutics Corp0.20%$4.3m42.7K+2.6% Added
JBSSSanfilippo John B & SON Inc0.19%$4.3m56.5K0.0%
WSFSWsfs Financial Corp0.19%$4.2m156.1K+56.3% Added
BANCBanc Of California, Inc.0.18%$3.9m390.1K+61.9% Added
FNFabrinet0.18%$3.9m61.9K−25.5% Reduced
IDAIdacorp Inc0.17%$3.9m48.6K+28.4% Added
SRIStoneridge Inc0.17%$3.9m210.9K−7.9% Reduced
KMTKennametal Inc0.17%$3.8m131.3K−5.5% Reduced
COHRCoherent Corp.0.17%$3.7m33.2K−21.6% Reduced
SHOOSteven Madden, LTD.0.16%$3.5m179.6KNew
TSEMTower Semiconductor LTD0.16%$3.5m190.8KNew
VPGVishay Precision Group, Inc.0.15%$3.4m135.6K−11.1% Reduced
LIVNLivanova PLC0.15%$3.2m71.5K−50.2% Reduced
TEXTerex Corp0.14%$3.1m160.9K−7.9% Reduced
MEIMethode Electronics Inc0.13%$2.8m99.6K−46.5% Reduced
BWABorgwarner Inc0.10%$2.2m57.5K+0.3%
RSReliance, Inc.0.07%$1.5m14.3K+6.4% Added
PNWPinnacle West Capital0.04%$1.0m13.5K+6.8% Added
HUBBHubbell Incorporated0.03%$736,0005.4K+5.0% Added
TERTeradyne0.03%$711,0008.9K−94.9% Reduced
HUNHuntsman Corp0.03%$658,00029.6K−41.9% Reduced
MUMicron Technology0.02%$483,00010.3K0.0%
VIVTelefonica Brasil S.a.0.01%$332,00043.3K−30.2% Reduced
CompanyBought (value)Shares
MDTMedtronic$30.6m294.3K
XIFRXplr Infrastructure, LP$19.7m328.5K
EVRGEvergy$18.5m364.1K
TSNTyson Foods$18.3m308.4K
NVTnVent Electric plc$15.5m875.8K
HRHealthcare Realty Trust Inc$9.7m322.1K
ETREntergy$8.9m90.8K
SFMSprouts Farmers Market, Inc.$8.9m425.9K
FISVFiserv$8.5m82.5K
NFGNational Fuel GAS Co$8.3m205.6K
CSCOCisco$7.6m193.4K
TXNMTxnm Energy Inc$7.3m177.3K
VSATViasat Inc$6.1m176.3K
FLSFlowserve Corp$5.0m184.5K
VSHVishay Intertechnology Inc$4.9m312.7K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanySold (value)Shares
FEFirstEnergy−$88.3m−2.28M
INCYIncyte−$19.6m−188.6K
ORIOLD Republic International Corp−$13.4m−821.6K
TERTeradyne−$13.3m−166.8K
PWRQuanta Services−$12.9m−243.5K
AVGOBroadcom−$6.6m−18.1K
VSTVistra Corp.−$6.1m−321.0K
HSBCHsbc Holdings PLC−$5.9m−253.4K
KNXKnight-swift Transportation Holdings Inc.−$5.8m−141.3K
ENTGEntegris Inc−$5.7m−96.9K
TTTrane Technologies−$5.7m−46.9K
ORCLOracle Corporation−$5.3m−88.2K
AONAon plc−$4.9m−24.0K
BACBank of America−$4.8m−261.3K
BIOBio-rad Laboratories, Inc.−$4.5m−8.7K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanyValue last quarterShares
FEFirstEnergy$88.3m2.28M
INCYIncyte$19.6m188.6K
ORIOLD Republic International Corp$13.4m821.6K
HSBCHsbc Holdings PLC$5.9m253.4K
ENTGEntegris Inc$5.7m96.9K
CNACNA Financial Corp$4.1m128.1K
HNIHNI Corp$3.4m111.1K
FHBFirst Hawaiian, Inc.$2.0m115.5K
EEFTEuronet Worldwide, Inc.$1.5m15.6K
AVYAvery Dennison$928,0008.1K
JAZZJazz Pharmaceuticals plc$623,0005.6K
  • Financials23.9%
  • Technology16.0%
  • Health Care14.1%
  • Industrials11.1%
  • Consumer Discretionary7.1%
  • Communication Services6.9%
  • Utilities6.9%
  • Consumer Staples6.2%
  • Real Estate3.5%
  • Energy2.7%
  • Materials1.5%

Share of the value held in companies we cover, by sector.

PeriodCopy, a yearS&P 500SharpeS&P 500Biggest dropBeta
Whole backtestFebruary 19, 2010 to February 26, 2021+10.6%+14.1%0.580.85−39.4%1.13
2018 onwardsJanuary 5, 2018 to February 26, 2021+5.3%+13.1%0.280.61−39.4%1.13
Last three yearsMarch 2, 2018 to February 26, 2021+6.5%+14.4%0.320.66−39.4%1.14
Last yearFebruary 28, 2020 to February 26, 2021+21.7%+30.9%0.701.04−30.0%1.21

From SEC Form 13F data sets. A 13F lists long positions in US-listed shares at the quarter's end, filed up to 45 days later; it does not show shorts, cash, bonds, non-US holdings or trades within the quarter. Positions in companies outside our coverage are not listed here. Research, not investment advice.