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Baring Asset Management Ltd

13F for September 30, 2017, filed October 26, 2017 · SEC CIK 1606779 · Holdings history from December 31, 2012

The latest available holdings for this manager are dated September 30, 2017.

Reported value
$1.7bn
60% in companies we cover
Positions we cover
113
Largest BABA 16.6%
Copy, a year
+12.6%
S&P 500 +13.8%
Copy Sharpe ratio
0.88
S&P 500 1.18

Copy-performance statistics: February 1, 2013 to February 9, 2018. Holdings history can start earlier than the price data used for performance.

Historical holdings

Holdings across the available history, including securities outside our stock coverage. Select a date to view the holdings for that period.

Includes earlier holdings reported by Baring Asset Management Ltd. Reporting history

Related reporting managers

SEC notices identify these reporting relationships. Each manager retains its own holdings history; changes in reporting scope can involve several managers.

184 reported entries for September 30, 2017.

IssuerClass / typeReported valueQuantity
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION192446102 · CTSH COM $774,000 10,665
CF INDUSTRIES HOLDINGS, INC.125269100 · CF COM $1.3m 35,569
BUNGE LTD.G16962105 COM $1.9m 27,728
ARCHER-DANIELS-MIDLAND COMPANY039483102 · ADM COM $3.6m 85,104
MONSANTO CO.61166W101 COM $4.1m 34,415
NATIONAL OILWELL VARCO INC.637071101 COM $8.4m 236,410
CHEVRON CORPORATION166764100 · CVX COM $11.5m 98,077
DEERE & COMPANY244199105 · DE COM $11.9m 94,658
CABOT OIL & GAS CORPORATION127097103 COM $17.6m 657,449
GOLDCORP INC.380956409 COM $211,000 16,276
GLOBANT SAL44385109 · GLOB COM $496,000 12,377
MOSAIC CO., THE61945C103 · MOS COM $1.4m 63,419
ADECOAGRO SAL00849106 · AGRO COM $2.9m 269,206
CREDICORP LTDG2519Y108 COM $3.2m 15,555
PAN AMERICAN SILVER CORP697900108 · PAAS COM $3.5m 203,047
FORUM ENERGY TECHNOLOGIES, INC.34984V100 · FET COM $11.2m 704,126
POTASH CORP. OF SASKATCHEWAN INC.73755L107 COM $19.8m 1,029,972
AGRIUM INC.008916108 COM $14.2m 132,525
SUNCOR ENERGY INC.867224107 · SU COM $38.8m 1,106,335
BIOMARIN PHARMACEUTICAL INC.09061G101 · BMRN COM $486,000 5,222
MOBILEYE NVN51488117 COM $24.0m 386,470
YANDEX N.V.N97284108 · NBIS COM $40.9m 1,240,745
BANK OF THE OZARKS, INC.063904106 COM $1.5m 30,366
DUKE ENERGY CORP.26441C204 · DUK COM $217,000 2,585
PILGRIM'S PRIDE CORPORATION72147K108 · PPC COM $276,000 9,715
MEDTRONIC PLCG5960L103 · MDT COM $332,000 4,276
GRAPHIC PACKAGING HOLDING CO.388689101 · GPK COM $425,000 30,473
RPM INTERNATIONAL INC.749685103 · RPM COM $432,000 8,425
KIMBERLY-CLARK CORP.494368103 · KMB COM $462,000 3,919
EXXONMOBIL CORP.30231G102 COM $488,000 5,951
TITAN MACHINERY INC.88830R101 · TITN COM $503,000 32,364
PFIZER INC.717081103 · PFE COM $572,000 16,030
ECOLAB INC.278865100 · ECL COM $584,000 4,541
SANDERSON FARMS INC800013104 COM $707,000 4,378
HCA HEALTHCARE INC.40412C101 · HCA COM $736,000 9,245
AMGEN INC.031162100 · AMGN COM $825,000 4,428
CLOROX CO.189054109 · CLX COM $960,000 7,283
AMPHENOL CORP.032095101 · APH COM $1.1m 13,235
PRICELINE GROUP INC. (THE)741503403 · BKNG COM $1.3m 686
QUEST DIAGNOSTICS INC.74834L100 · DGX COM $1.3m 13,456
WALT DISNEY COMPANY (THE)254687106 · DIS COM $1.3m 12,966
PG&E CORP.69331C108 · PCG COM $1.4m 20,478
PARKER-HANNIFIN CORP.701094104 · PH COM $1.4m 7,993
CINEMARK HOLDINGS INC.17243V102 · CNK COM $1.4m 39,652
LABORATORY CORPORATION OF AMERICA HOLDINGS50540R409 COM $1.4m 9,549
CHURCH & DWIGHT COMPANY, INC.171340102 · CHD COM $1.5m 30,798
STARBUCKS CORP.855244109 · SBUX COM $1.5m 27,848
ILLINOIS TOOL WORKS INC.452308109 · ITW COM $1.5m 10,227
WASTE MANAGEMENT, INC.94106L109 · WM COM $1.5m 19,519
ESTEE LAUDER COMPANIES INC. (THE)518439104 · EL COM $1.6m 14,369
JOHNSON & JOHNSON478160104 · JNJ COM $1.6m 12,001
WEST PHARMACEUTICAL SERVICES, INC.955306105 · WST COM $1.6m 16,214
BROADCOM LTD.Y09827109 COM $1.6m 6,500
ALPHABET INC.02079K305 · GOOGL COM $1.6m 1,630
ARAMARK HOLDINGS CORPORATION03852U106 · ARMK COM $1.6m 39,135
AIR PRODUCTS AND CHEMICALS INC.009158106 · APD COM $1.6m 10,539
ELECTRONIC ARTS INC.285512109 COM $1.6m 13,694
HERSHEY COMPANY (THE)427866108 · HSY COM $1.6m 14,836
INTUIT INC.461202103 · INTU COM $1.6m 11,418
REPUBLIC SERVICES INC.760759100 · RSG COM $1.6m 24,625
PNC FINANCIAL SERVICES GROUP, INC.693475105 · PNC COM $1.6m 12,114
MCCORMICK & COMPANY, INCORPORATED579780206 · MKC COM $1.6m 15,983
COSTCO WHOLESALE CORP.22160K105 · COST COM $1.6m 9,994
NORTHERN TRUST CORP.665859104 · NTRS COM $1.7m 18,300
SHERWIN-WILLIAMS COMPANY (THE)824348106 · SHW COM $1.7m 4,745
PROCTER & GAMBLE CO.742718109 · PG COM $1.7m 19,012
GENUINE PARTS COMPANY372460105 · GPC COM $1.7m 18,101
LOCKHEED MARTIN CORP.539830109 · LMT COM $1.9m 6,010
GILEAD SCIENCES, INC.375558103 · GILD COM $1.9m 23,323
MICRON TECHNOLOGY INC.595112103 · MU COM $2.0m 50,911
SERVICE CORPORATION INTERNATIONAL817565104 · SCI COM $2.1m 61,426
INTERNATIONAL FLAVORS & FRAGRANCES, INC.459506101 · IFF COM $2.1m 14,877
CINTAS CORP.172908105 · CTAS COM $2.2m 15,034
STRYKER CORP.863667101 · SYK COM $2.2m 15,534
PEPSICO INC.713448108 · PEP COM $2.2m 19,870
HOME DEPOT INC.437076102 · HD COM $2.2m 13,651
ACTIVISION BLIZZARD, INC.00507V109 COM $2.3m 35,747
FIRST REPUBLIC BANK33616C100 COM $2.3m 22,426
INGREDION INCORPORATED457187102 · INGR COM $2.3m 19,438
3M CO.88579Y101 · MMM COM $2.4m 11,275
AMAZON.COM, INC.023135106 · AMZN COM $2.6m 2,696
COLGATE-PALMOLIVE CO.194162103 · CL COM $2.7m 37,002
CVS HEALTH CORPORATION126650100 · CVS COM $2.8m 34,904
RAYTHEON CO.755111507 COM $2.9m 15,763
ZOETIS INC.98978V103 · ZTS COM $3.0m 46,416
APPLE INC.037833100 · AAPL COM $3.0m 19,258
NEWELL BRANDS INC.651229106 · NWL COM $3.1m 72,389
HONEYWELL INTERNATIONAL INC.438516106 COM $3.2m 22,239
NIKE INC.654106103 · NKE COM $3.2m 62,536
FACEBOOK INC30303M102 · META COM $3.3m 19,392
ALPHABET INC.02079K107 COM $3.3m 3,486
FORTUNE BRANDS HOME & SECURITY, INC.34964C106 · FBIN COM $3.4m 50,339
A. O. SMITH CORPORATION831865209 · AOS COM $3.5m 58,159
COOPER COMPANIES, INC. (THE)216648402 COM $3.7m 15,670
ELI LILLY & CO.532457108 · LLY COM $3.7m 43,492
VISA INC.92826C839 · V COM $3.9m 36,692
ADOBE SYSTEMS INC.00724F101 · ADBE COM $4.0m 26,654
TRINSEO S.A.L9340P101 COM $4.2m 63,000
MASTERCARD INCORPORATED57636Q104 · MA COM $4.5m 31,742
UNION PACIFIC CORP.907818108 · UNP COM $4.7m 40,612

Values use the units disclosed in the source. Where a dollar scale cannot be established, the original amount is shown as filed. Rows may include separate allocations, options and principal amounts; these are kept separate from the covered-stock portfolio used for performance.

How copying its 13F would have done

$10.0k$20.0k 201320142015201620172018 $19.1k$18.2k
CopyS&P 500 $10,000 copying Baring Asset Management Ltd's usable filed holdings in companies we cover from February 1, 2013, rebalancing at the first weekly close after each usable filing and holding until the next, against the S&P 500 (total return). Missing prices carry their last observed value. Marked weekly, log scale. Before costs and taxes; misses trading within each quarter and anything 13F does not show (shorts, cash, bonds, non-US holdings).

Biggest drop −20.9% (S&P 500 −11.2%); beta 1.10; alpha −1.8% a year (t = −0.54); last 12 months +34.2% against +16.2%.

Reported value by quarter

Baring Asset Management Ltd: 13F reported value Total reported value where the source's dollar units can be established. Earlier filings in thousands of dollars are converted; dates with unresolved value units are omitted.
$0 $1B $2B $3B $4B Reported value, 2012-12-31: $3.5B Reported value, 2013-03-31: $2.5B Reported value, 2013-06-30: $2.3B Reported value, 2013-09-30: $2.2B Reported value, 2013-12-31: $1.8B Reported value, 2014-03-31: $1.7B Reported value, 2014-06-30: $1.6B Reported value, 2014-09-30: $1.7B Reported value, 2014-12-31: $1.6B Reported value, 2015-03-31: $1.3B Reported value, 2015-06-30: $1.2B Reported value, 2015-09-30: $1.1B Reported value, 2015-12-31: $1.2B Reported value, 2016-03-31: $1.2B Reported value, 2016-06-30: $1.2B Reported value, 2016-09-30: $1.4B Reported value, 2016-12-31: $1.5B Reported value, 2017-03-31: $1.4B Reported value, 2017-06-30: $1.5B Reported value, 2017-09-30: $1.7B 2012-12-31 2013-12-31 2014-12-31 2015-12-31 2016-12-31 2017-09-30 $1.7B
View chart data
Period Reported value
2012-12-31 $3.5B
2013-03-31 $2.5B
2013-06-30 $2.3B
2013-09-30 $2.2B
2013-12-31 $1.8B
2014-03-31 $1.7B
2014-06-30 $1.6B
2014-09-30 $1.7B
2014-12-31 $1.6B
2015-03-31 $1.3B
2015-06-30 $1.2B
2015-09-30 $1.1B
2015-12-31 $1.2B
2016-03-31 $1.2B
2016-06-30 $1.2B
2016-09-30 $1.4B
2016-12-31 $1.5B
2017-03-31 $1.4B
2017-06-30 $1.5B
2017-09-30 $1.7B

Latest covered holdings and moves

Covered holdings as of September 30, 2017.

CompanyShare of portfolioValueSharesChange in shares
BABAAlibaba Group Holding Ltd16.59%$283.9m1.64M−13.1% Reduced
JDJd.com, Inc.4.41%$75.4m1.97M+25.4% Added
TALTAL Education Group3.11%$53.2m1.58M+411.0% Added
TSMTaiwan Semiconductor Manufacturing Co LTD2.48%$42.4m1.13M−6.1% Reduced
NBISNebius Group N.V.2.39%$40.9m1.24M−4.7% Reduced
SUSuncor Energy Inc2.26%$38.8m1.11M−16.8% Reduced
NTESNetease, Inc.2.16%$37.0m140.1K−16.3% Reduced
EPAMEPAM Systems, Inc.2.09%$35.7m406.3K+105.7% Added
YUMCYum China Holdings, Inc.1.28%$21.9m548.2K+50.9% Added
EOGEOG Resources1.21%$20.6m213.3K+8.5% Added
BIDUBaidu, Inc.1.19%$20.3m82.0KNew
HALHalliburton1.07%$18.4m398.9K0.0%
TSNTyson Foods0.95%$16.3m231.5K+4.4% Added
ALBAlbemarle Corporation0.95%$16.2m118.7K−16.4% Reduced
AGCOAGCO Corp0.80%$13.7m185.5K−2.5% Reduced
BBDBank Bradesco0.80%$13.6m1.23M0.0%
AVYAvery Dennison0.75%$12.8m130.2K−18.7% Reduced
WBWeibo Corp0.70%$11.9m120.6KNew
SLBSchlumberger0.69%$11.9m170.6K−0.1%
DEDeere & Company0.69%$11.9m94.7K+8.0% Added
CVXChevron Corporation0.67%$11.5m98.1K0.0%
FETForum Energy Technologies, Inc.0.65%$11.2m704.1K+48.8% Added
EXPEagle Materials Inc0.65%$11.0m103.4K−0.8% Reduced
ABEVAmbev S.a.0.57%$9.7m1.47M0.0%
GDSGDS Holdings Ltd0.54%$9.2m817.1K−32.8% Reduced
PBRPetrobras - Petroleo Brasileiro SA0.42%$7.3m723.7K0.0%
RSReliance, Inc.0.38%$6.6m86.3K−1.9% Reduced
JPMJPMorgan Chase0.36%$6.2m64.5K−2.9% Reduced
BDXBecton Dickinson0.32%$5.5m27.9K+12.3% Added
TJXTJX Companies0.28%$4.9m66.2K+132.3% Added
UNPUnion Pacific Corporation0.28%$4.7m40.6K+5.9% Added
VIVTelefonica Brasil S.a.0.27%$4.6m293.4K−24.3% Reduced
MAMastercard0.26%$4.5m31.7K−9.0% Reduced
ADBEAdobe Inc.0.23%$4.0m26.7K−0.2%
VVisa Inc.0.23%$3.9m36.7K+61.7% Added
LLYLilly (Eli)0.22%$3.7m43.5K+114.6% Added
ADMArcher Daniels Midland0.21%$3.6m85.1K0.0%
PAASPAN American Silver Corp0.20%$3.5m203.0K0.0%
AOSA. O. Smith0.20%$3.5m58.2K−8.1% Reduced
FBINFortune Brands Innovations, Inc.0.20%$3.4m50.3K−15.3% Reduced
METAMeta Platforms0.19%$3.3m19.4K−15.3% Reduced
NKENike, Inc.0.19%$3.2m62.5K+35.1% Added
NWLNewell Brands Inc.0.18%$3.1m72.4K+311.3% Added
AAPLApple Inc.0.17%$3.0m19.3K−4.6% Reduced
ZTSZoetis0.17%$3.0m46.4K−10.0% Reduced
AGROAdecoagro S.a.0.17%$2.9m269.2K−60.2% Reduced
CVSCVS Health0.17%$2.8m34.9K−9.0% Reduced
CLColgate-Palmolive0.16%$2.7m37.0K+8.2% Added
AMZNAmazon0.15%$2.6m2.7K−17.9% Reduced
MMM3M0.14%$2.4m11.3K−0.8% Reduced
INGRIngredion Inc0.14%$2.3m19.4K+10.8% Added
ACHCAcadia Healthcare Company, Inc.0.13%$2.2m46.8K−19.6% Reduced
HDThe Home Depot0.13%$2.2m13.7K−2.1% Reduced
PEPPepsiCo0.13%$2.2m19.9K+28.4% Added
SYKStryker Corporation0.13%$2.2m15.5K+169.5% Added
CTASCintas0.13%$2.2m15.0K−1.8% Reduced
IFFInternational Flavors & Fragrances0.12%$2.1m14.9K+83.5% Added
SCIService Corp International0.12%$2.1m61.4K−17.1% Reduced
MUMicron Technology0.12%$2.0m50.9K−5.0% Reduced
GILDGilead Sciences0.11%$1.9m23.3KNew
LMTLockheed Martin0.11%$1.9m6.0K−1.0% Reduced
GPCGenuine Parts Company0.10%$1.7m18.1K−8.8% Reduced
PGProcter & Gamble0.10%$1.7m19.0K−0.5%
SHWSherwin-Williams0.10%$1.7m4.7K+10.9% Added
NTRSNorthern Trust0.10%$1.7m18.3K−3.3% Reduced
COSTCostco0.10%$1.6m10.0K+1.1% Added
MKCMcCormick & Company0.10%$1.6m16.0K+1.6% Added
PNCPNC Financial Services0.10%$1.6m12.1K−4.8% Reduced
RSGRepublic Services0.10%$1.6m24.6K−0.9% Reduced
INTUIntuit0.10%$1.6m11.4KNew
HSYThe Hershey Company0.10%$1.6m14.8K+342.6% Added
APDAir Products0.09%$1.6m10.5K−6.8% Reduced
ARMKAramark0.09%$1.6m39.1KNew
GOOGLAlphabet Inc. (Class A)0.09%$1.6m1.6KNew
WSTWest Pharmaceutical Services0.09%$1.6m16.2K+2.1% Added
JNJJohnson & Johnson0.09%$1.6m12.0K−18.9% Reduced
ELThe Estée Lauder Companies0.09%$1.6m14.4K+1.5% Added
WMWaste Management0.09%$1.5m19.5K+2.0% Added
ITWIllinois Tool Works0.09%$1.5m10.2K−2.9% Reduced
SBUXStarbucks0.09%$1.5m27.8K−44.0% Reduced
CHDChurch & Dwight0.09%$1.5m30.8K+1.1% Added
CNKCinemark Holdings, Inc.0.08%$1.4m39.7K+320.8% Added
PHParker Hannifin0.08%$1.4m8.0K−6.0% Reduced
SYYSysco0.08%$1.4m25.9K−7.7% Reduced
PCGPG&E Corporation0.08%$1.4m20.5KNew
MOSThe Mosaic Company0.08%$1.4m63.4KNew
TSCOTractor Supply0.08%$1.3m21.1KNew
DISThe Walt Disney Company0.07%$1.3m13.0K0.0%
DGXQuest Diagnostics0.07%$1.3m13.5K+5.5% Added
BKNGBooking Holdings0.07%$1.3m686−42.6% Reduced
CFCF Industries0.07%$1.3m35.6K0.0%
APHAmphenol0.07%$1.1m13.2K−4.7% Reduced
CLXClorox0.06%$960,0007.3KNew
AMGNAmgen0.05%$825,0004.4K−8.1% Reduced
CTSHCognizant0.04%$774,00010.7K−16.7% Reduced
HCAHCA Healthcare0.04%$736,0009.2K0.0%
MSFTMicrosoft Corporation0.04%$715,0009.6K0.0%
CSCOCisco0.04%$648,00019.3K0.0%
ECLEcolab0.03%$584,0004.5K−70.7% Reduced
PFEPfizer0.03%$572,00016.0K−59.3% Reduced
QTWOQ2 Holdings, Inc.0.03%$518,00012.4K−32.2% Reduced
TITNTitan Machinery Inc.0.03%$503,00032.4K0.0%
GLOBGlobant S.a.0.03%$496,00012.4KNew
BMRNBiomarin Pharmaceutical Inc0.03%$486,0005.2K0.0%
NEMNewmont0.03%$471,00012.5K0.0%
KMBKimberly-Clark0.03%$462,0003.9K+15.0% Added
RPMRPM International Inc0.03%$432,0008.4K−65.8% Reduced
GPKGraphic Packaging Holding Co0.03%$425,00030.5K−32.4% Reduced
MDTMedtronic0.02%$332,0004.3K0.0%
PPCPilgrims Pride Corp0.02%$276,0009.7K−33.1% Reduced
PEverpure0.01%$252,00015.8KNew
PAGPPlains GP Holdings LP0.01%$224,00010.2K−31.6% Reduced
DUKDuke Energy0.01%$217,0002.6KNew
CompanyBought (value)Shares
TALTAL Education Group$42.8m1.27M
BIDUBaidu, Inc.$20.3m82.0K
EPAMEPAM Systems, Inc.$18.4m208.8K
JDJd.com, Inc.$15.3m400.5K
WBWeibo Corp$11.9m120.6K
YUMCYum China Holdings, Inc.$7.4m184.8K
FETForum Energy Technologies, Inc.$3.7m230.8K
TJXTJX Companies$2.8m37.7K
NWLNewell Brands Inc.$2.3m54.8K
LLYLilly (Eli)$2.0m23.2K
GILDGilead Sciences$1.9m23.3K
INTUIntuit$1.6m11.4K
EOGEOG Resources$1.6m16.6K
ARMKAramark$1.6m39.1K
GOOGLAlphabet Inc. (Class A)$1.6m1.6K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanySold (value)Shares
BABAAlibaba Group Holding Ltd−$42.7m−247.0K
SUSuncor Energy Inc−$7.8m−223.9K
NTESNetease, Inc.−$7.2m−27.2K
GDSGDS Holdings Ltd−$4.5m−398.8K
AGROAdecoagro S.a.−$4.4m−407.3K
ALBAlbemarle Corporation−$3.2m−23.2K
AVYAvery Dennison−$2.9m−29.9K
TSMTaiwan Semiconductor Manufacturing Co LTD−$2.8m−73.3K
MOAltria−$2.3m−30.3K
NBISNebius Group N.V.−$2.0m−61.1K
ROLRollins, Inc.−$1.7m−40.7K
FFIVF5, Inc.−$1.6m−13.0K
VIVTelefonica Brasil S.a.−$1.5m−94.2K
SJMThe J.M. Smucker Company−$1.5m−12.4K
ECLEcolab−$1.4m−11.0K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanyValue last quarterShares
MOAltria$2.3m30.3K
ROLRollins, Inc.$1.7m40.7K
FFIVF5, Inc.$1.6m13.0K
SJMThe J.M. Smucker Company$1.5m12.4K
CHRWC.H. Robinson$1.3m18.7K
DVADaVita$1.3m19.4K
GPREGreen Plains Inc.$1.2m57.9K
WPMWheaton Precious Metals Corp.$1.0m52.2K
HAINHain Celestial Group Inc$566,00014.6K
STSensata Technologies Holding plc$333,0007.8K
OPLNOpenlane, Inc.$332,0007.9K
AZOAutoZone$263,000460
  • Consumer Discretionary44.7%
  • Technology13.9%
  • Energy11.6%
  • Communication Services7.9%
  • Materials5.8%
  • Consumer Staples5.1%
  • Industrials4.9%
  • Financials3.1%
  • Health Care2.8%
  • Utilities0.2%

Share of the value held in companies we cover, by sector.

PeriodCopy, a yearS&P 500SharpeS&P 500Biggest dropBeta
Whole backtestFebruary 1, 2013 to February 9, 2018+12.6%+13.8%0.881.18−20.9%1.10
2018 onwardsJanuary 5, 2018 to February 9, 2018−53.6%−37.2%−1.87−1.86−12.3%—
Last three yearsFebruary 13, 2015 to February 9, 2018+13.3%+9.9%0.840.83−19.5%1.14
Last yearFebruary 10, 2017 to February 9, 2018+32.8%+15.2%1.731.47−12.3%1.24

From SEC Form 13F data sets. A 13F lists long positions in US-listed shares at the quarter's end, filed up to 45 days later; it does not show shorts, cash, bonds, non-US holdings or trades within the quarter. Positions in companies outside our coverage are not listed here. Research, not investment advice.