Institution

Blackrock Group Ltd

13F for December 31, 2016, filed February 10, 2017 · SEC CIK 1003283 · Holdings history from March 31, 1999

The latest available holdings for this manager are dated December 31, 2016.

Reported value: $210.1bn
Positions we cover: 1,570
Copy, a year: +13.6%
Copy Sharpe ratio: 1.14

Copy-performance statistics: August 16, 2013 to May 26, 2017. Holdings history can start earlier than the price data used for performance.

Historical holdings

Holdings across the available history, including securities outside our stock coverage. Select a date to view the holdings for that period.

Related reporting managers

SEC notices identify these reporting relationships. Each manager retains its own holdings history; changes in reporting scope can involve several managers.

Holdings reported by Blackrock Inc. · SEC notice for March 31, 2017
Holdings reported by Blackrock, Inc. · SEC notice for December 31, 2024

Holdings date Find a security

2,974 reported entries for December 31, 2016.

Issuer	Class / type	Reported value	Quantity
LIONBRIDGE TECHNOLOGIES INC536252109	COM	$188,000	32,304
LIONS GATE ENTMNT CORP535919401	CL A VTG	$1.4m	52,664
LIONS GATE ENTMNT CORP535919500	CL B NON VTG	$2.5m	103,365
LIQUIDITY SERVICES INC53635B107 · LQDT	COM	$316,000	32,386
LITHIA MTRS INC536797103 · LAD	CL A	$5.0m	51,165
LITTELFUSE INC537008104 · LFUS	COM	$2.8m	18,254
LIVANOVA PLCG5509L101 · LIVN	SHS	$1.2m	25,964
LIVE NATION ENTERTAINMENT IN538034109 · LYV	COM	$3.9m	146,484
LIVE OAK BANCSHARES INC53803X105 · LOB	COM	$127,000	6,866
LIVEPERSON INC538146101	COM	$1.0m	134,164
WASTE MGMT INC DEL94106L109 · WM	COM	$309.6m	4,365,541
WATERS CORP941848103 · WAT	COM	$88.7m	660,006
WATERSTONE FINL INC MD94188P101 · WSBF	COM	$365,000	19,825
WATSCO INC942622200 · WSO	COM	$8.6m	58,004
WATTS WATER TECHNOLOGIES INC942749102 · WTS	CL A	$9.1m	139,998
WAYFAIR INC94419L101 · W	CL A	$721,000	20,547
WCI CMNTYS INC92923C807	COM PAR $0.01	$915,000	39,017
WD-40 CO929236107 · WDFC	COM	$4.0m	34,026
WEATHERFORD INTL PLCG48833100	ORD SHS	$35.1m	7,036,479
WEB COM GROUP INC94733A104	COM	$1.8m	87,287
WEBMD HEALTH CORP94770V102	COM	$1.3m	25,452
VECTRUS INC92242T101 · VVX	COM	$582,000	24,392
VEDANTA LTD92242Y100	SPONSORED ADR	$38.2m	3,078,033
VEECO INSTRS INC DEL922417100 · VECO	COM	$48.7m	1,671,658
VEEVA SYS INC922475108 · VEEV	CL A COM	$3.7m	89,829
VENTAS INC92276F100 · VTR	COM	$328.3m	5,250,648
VERA BRADLEY INC92335C106 · VRA	COM	$544,000	46,359
VEREIT INC92339V100	COM	$107.4m	12,695,470
VERIFONE SYS INC92342Y109	COM	$26.3m	1,485,168
VERINT SYS INC92343X100	COM	$6.0m	169,925
VERISIGN INC92343E102 · VRSN	COM	$96.2m	1,264,515
PG&E CORP69331C108 · PCG	COM	$295.7m	4,866,026
PGT INNOVATIONS INC69336V101	COM	$1.0m	89,422
PHARMERICA CORP71714F104	COM	$1.6m	62,301
PHH CORP693320202	COM NEW	$911,000	60,082
PHI INC69336T205	COM NON VTG	$356,000	19,765
PHIBRO ANIMAL HEALTH CORP71742Q106 · PAHC	CL A COM	$5.7m	194,922
PHILIP MORRIS INTL INC718172109 · PM	COM	$1.0bn	11,471,369
PHILLIPS 66718546104 · PSX	COM	$410.9m	4,754,813
PHOENIX NEW MEDIA LTD71910C103 · FENG	SPONSORED ADS	$51,000	16,083
SHOE CARNIVAL INC824889109 · SHOE	COM	$709,000	26,300
SHOPIFY INC82509L107 · SHOP	CL A	$163,000	3,800
SHORETEL INC825211105	COM	$546,000	76,391
SHUTTERFLY INC82568P304	COM	$1.7m	33,250
SHUTTERSTOCK INC825690100 · SSTK	COM	$1.7m	35,644
SIBANYE GOLD LTD825724206	SPONSORED ADR	$3.0m	418,240
SIERRA BANCORP82620P102 · BSRR	COM	$349,000	13,119
SIGNATURE BK NEW YORK N Y82669G104	COM	$28.8m	191,758
TOWER INTL INC891826109	COM	$486,000	17,171
TOWNEBANK PORTSMOUTH VA89214P109	COM	$1.1m	33,502
TRACTOR SUPPLY CO892356106 · TSCO	COM	$85.8m	1,132,020
TRANSDIGM GROUP INC893641100 · TDG	COM	$107.7m	432,586
NOVANTA INC67000B104 · NOVT	COM	$369,000	17,514
NOVAVAX INC670002104 · NVAX	COM	$217,000	172,327
NOVELION THERAPEUTICS INC67001K202	COM NEW	$84,000	9,930
NOVOCURE LTDG6674U108 · NVCR	ORD SHS	$121,000	15,498
NOW INC67011P100 · DNOW	COM	$1.7m	83,848
NQ MOBILE INC64118U108	ADR REPSTG CL A	$435,000	135,005
NRG ENERGY INC629377508 · NRG	COM NEW	$22.1m	1,800,624
NRG YIELD INC62942X306	CL A NEW	$272,000	17,683
NRG YIELD INC62942X405	CL C	$483,000	30,544
NU SKIN ENTERPRISES INC67018T105 · NUS	CL A	$6.5m	135,405
NUANCE COMMUNICATIONS INC67020Y100	COM	$49.8m	3,342,241
REGIS CORP MINN758932107	COM	$1.7m	119,418
REINSURANCE GROUP AMER INC759351604 · RGA	COM NEW	$52.4m	416,786
RELIANCE STEEL & ALUMINUM CO759509102 · RS	COM	$14.4m	180,823
RENAISSANCERE HOLDINGS LTDG7496G103 · RNR	COM	$49.3m	361,603
RENASANT CORP75970E107 · RNST	COM	$1.7m	39,133
RENEWABLE ENERGY GROUP INC75972A301	COM NEW	$1.8m	181,977
RENREN INC759892102	SPONSORED ADR	$69,000	43,301
RENT A CTR INC NEW76009N100 · UPBD	COM	$1.3m	116,597
REPLIGEN CORP759916109 · RGEN	COM	$2.1m	69,244
REPUBLIC BANCORP KY760281204 · RBCAA	CL A	$164,000	4,148
REPUBLIC SVCS INC760759100 · RSG	COM	$155.0m	2,717,602

Values use the units disclosed in the source. Where a dollar scale cannot be established, the original amount is shown as filed. Rows may include separate allocations, options and principal amounts; these are kept separate from the covered-stock portfolio used for performance.

How copying its 13F would have done

CopyS&P 500 $10,000 copying Blackrock Group Ltd's usable filed holdings in companies we cover from August 16, 2013, rebalancing at the first weekly close after each usable filing and holding until the next, against the S&P 500 (total return). Missing prices carry their last observed value. Marked weekly, log scale. Before costs and taxes; misses trading within each quarter and anything 13F does not show (shorts, cash, bonds, non-US holdings).

Biggest drop −11.4% (S&P 500 −11.2%); beta 1.00; alpha +0.7% a year (t = 1.57); last 12 months +21.2% against +20.1%.

Reported value by quarter

Blackrock Group Ltd: 13F reported value Total reported value where the source's dollar units can be established. Earlier filings in thousands of dollars are converted; dates with unresolved value units are omitted.

View chart data

Period	Reported value
2013-06-30	$131.9B
2013-09-30	$149B
2013-12-31	$155.2B
2014-03-31	$159.6B
2014-06-30	$173.9B
2014-09-30	$172.5B
2014-12-31	$186.8B
2015-03-31	$185.5B
2015-06-30	$183.7B
2015-09-30	$170.8B
2015-12-31	$181.7B
2016-03-31	$185.3B
2016-06-30	$192.8B
2016-09-30	$198.7B
2016-12-31	$210.1B

Latest covered holdings and moves

Covered holdings as of December 31, 2016.

Company	Share of portfolio	Value	Shares	Change in shares
AAPLApple Inc.	2.67%	$5.6bn	48.46M	+2.4% Added
MSFTMicrosoft Corporation	1.95%	$4.1bn	65.82M	+1.2% Added
JNJJohnson & Johnson	1.40%	$2.9bn	25.59M	+1.3% Added
JPMJPMorgan Chase	1.33%	$2.8bn	32.32M	+2.3% Added
AMZNAmazon	1.21%	$2.5bn	3.40M	+5.9% Added
METAMeta Platforms	1.11%	$2.3bn	20.20M	+11.8% Added
TAT&T	1.04%	$2.2bn	51.29M	+4.2% Added
WFCWells Fargo	1.03%	$2.2bn	39.40M	−1.8% Reduced
PFEPfizer	1.01%	$2.1bn	65.10M	+10.6% Added
BACBank of America	1.00%	$2.1bn	95.10M	+4.1% Added
CVXChevron Corporation	0.94%	$2.0bn	16.81M	+3.9% Added
GOOGLAlphabet Inc. (Class A)	0.91%	$1.9bn	2.42M	+3.2% Added
VZVerizon	0.91%	$1.9bn	35.81M	+2.2% Added
PGProcter & Gamble	0.90%	$1.9bn	22.37M	+1.2% Added
CSCOCisco	0.80%	$1.7bn	55.53M	+4.1% Added
CCitigroup	0.78%	$1.6bn	27.59M	+4.6% Added
INTCIntel	0.77%	$1.6bn	44.59M	+6.6% Added
UNHUnitedHealth Group	0.76%	$1.6bn	10.01M	+5.4% Added
MRKMerck & Co.	0.75%	$1.6bn	26.78M	+2.4% Added
CMCSAComcast	0.72%	$1.5bn	21.81M	+3.8% Added
HDThe Home Depot	0.69%	$1.5bn	10.87M	+5.7% Added
KOThe Coca-Cola Company	0.69%	$1.5bn	35.03M	+2.2% Added
DISThe Walt Disney Company	0.66%	$1.4bn	13.27M	+10.3% Added
BABAAlibaba Group Holding Ltd	0.64%	$1.3bn	15.33M	−4.6% Reduced
PEPPepsiCo	0.64%	$1.3bn	12.76M	+5.6% Added
IBMIBM	0.63%	$1.3bn	7.94M	+7.5% Added
VVisa Inc.	0.58%	$1.2bn	15.60M	+1.0% Added
SLBSchlumberger	0.56%	$1.2bn	14.01M	+5.4% Added
MOAltria	0.55%	$1.2bn	17.19M	+0.4%
AMGNAmgen	0.51%	$1.1bn	7.30M	+1.4% Added
PMPhilip Morris International	0.50%	$1.0bn	11.47M	+6.6% Added
QCOMQualcomm	0.50%	$1.0bn	16.05M	+2.9% Added
MAMastercard	0.49%	$1.0bn	9.96M	−2.1% Reduced
GILDGilead Sciences	0.48%	$1.0bn	14.22M	+8.2% Added
MCDMcDonald's	0.46%	$970.6m	7.97M	−2.1% Reduced
MMM3M	0.46%	$958.2m	5.37M	+2.4% Added
WMTWalmart	0.45%	$940.4m	13.61M	+9.1% Added
ORCLOracle Corporation	0.44%	$924.4m	24.04M	+4.2% Added
NEMNewmont	0.43%	$910.8m	26.73M	+2.3% Added
MDTMedtronic	0.43%	$898.6m	12.62M	+1.0% Added
ABBVAbbVie	0.42%	$891.9m	14.24M	+6.8% Added
SPGSimon Property Group	0.42%	$890.2m	5.01M	+1.7% Added
GSGoldman Sachs	0.42%	$880.9m	3.68M	+6.8% Added
BMYBristol Myers Squibb	0.41%	$871.9m	14.92M	−0.2%
CVSCVS Health	0.41%	$858.9m	10.88M	+8.3% Added
USBU.S. Bancorp	0.37%	$786.3m	15.31M	−3.3% Reduced
ACNAccenture	0.37%	$777.6m	6.64M	+3.4% Added
TXNTexas Instruments	0.36%	$761.2m	10.43M	+1.1% Added
UPSUnited Parcel Service	0.35%	$727.7m	6.35M	+7.2% Added
SBUXStarbucks	0.34%	$717.1m	12.92M	+0.4%
BABoeing	0.33%	$700.4m	4.50M	+5.7% Added
UNPUnion Pacific Corporation	0.33%	$693.9m	6.69M	+6.6% Added
LLYLilly (Eli)	0.32%	$680.2m	9.25M	−7.9% Reduced
LOWLowe's	0.32%	$673.6m	9.47M	+11.1% Added
CBChubb Limited	0.32%	$665.8m	5.04M	+7.5% Added
COPConocoPhillips	0.31%	$654.4m	13.05M	+5.5% Added
NEENextEra Energy	0.30%	$636.6m	5.33M	+11.2% Added
EOGEOG Resources	0.30%	$635.7m	6.29M	+11.7% Added
BIIBBiogen	0.30%	$621.4m	2.19M	+8.2% Added
MDLZMondelez International	0.29%	$606.6m	13.68M	+0.4%
BKNGBooking Holdings	0.29%	$603.4m	411.6K	+2.6% Added
MSMorgan Stanley	0.28%	$587.8m	14.12M	+13.3% Added
COSTCostco	0.28%	$577.4m	3.61M	+4.3% Added
AIGAmerican International Group	0.28%	$577.0m	8.83M	−5.0% Reduced
ADPAutomatic Data Processing	0.27%	$566.2m	5.51M	−3.5% Reduced
OXYOccidental Petroleum	0.27%	$558.9m	7.85M	+5.2% Added
METMetLife	0.26%	$546.1m	10.13M	−4.2% Reduced
TJXTJX Companies	0.26%	$544.2m	7.24M	+2.2% Added
SCHWCharles Schwab Corporation	0.26%	$537.9m	13.63M	−2.8% Reduced
NKENike, Inc.	0.26%	$536.6m	10.56M	−0.5% Reduced
CHTRCharter Communications	0.25%	$526.7m	1.83M	+4.4% Added
ELVElevance Health	0.25%	$526.5m	3.66M	+1.9% Added
PRUPrudential Financial	0.24%	$514.0m	4.94M	−6.7% Reduced
BIDUBaidu, Inc.	0.24%	$508.6m	3.09M	−11.2% Reduced
DHRDanaher Corporation	0.24%	$500.6m	6.43M	+11.2% Added
PSAPublic Storage	0.24%	$500.4m	2.24M	−1.6% Reduced
ABTAbbott Laboratories	0.24%	$499.9m	13.01M	+1.7% Added
CMECME Group	0.23%	$491.9m	4.26M	−6.0% Reduced
SOSouthern Company	0.23%	$489.0m	9.94M	+2.1% Added
LMTLockheed Martin	0.23%	$484.3m	1.94M	+10.6% Added
DUKDuke Energy	0.23%	$482.7m	6.22M	+4.6% Added
ADBEAdobe Inc.	0.23%	$481.1m	4.67M	−4.2% Reduced
TRVThe Travelers Companies	0.23%	$478.8m	3.91M	+3.3% Added
AXPAmerican Express	0.23%	$477.4m	6.44M	+5.6% Added
CLColgate-Palmolive	0.23%	$475.5m	7.27M	+6.4% Added
TMOThermo Fisher Scientific	0.23%	$473.8m	3.36M	−4.6% Reduced
NVDANVIDIA Corporation	0.23%	$473.4m	4.44M	+2.0% Added
CATCaterpillar Inc.	0.22%	$468.9m	5.06M	+9.4% Added
PNCPNC Financial Services	0.22%	$460.4m	3.94M	+3.3% Added
KHCKraft Heinz	0.22%	$460.3m	5.27M	+5.1% Added
TGTTarget Corporation	0.21%	$448.9m	6.22M	+1.4% Added
DDominion Energy	0.21%	$445.0m	5.81M	+0.8% Added
MRSHMarsh McLennan	0.21%	$441.4m	6.53M	+19.5% Added
MPCMarathon Petroleum	0.21%	$438.4m	8.71M	−0.1%
BNYBNY Mellon	0.21%	$435.1m	9.18M	+5.9% Added
FDXFedEx	0.21%	$434.6m	2.33M	+3.6% Added
SYKStryker Corporation	0.20%	$420.5m	3.51M	+5.8% Added
HALHalliburton	0.20%	$416.2m	7.69M	+8.9% Added
GMGeneral Motors	0.20%	$413.5m	11.87M	+10.6% Added
NFLXNetflix	0.20%	$412.8m	3.33M	+3.6% Added
PSXPhillips 66	0.20%	$410.9m	4.75M	+2.7% Added
COFCapital One	0.19%	$403.1m	4.62M	+5.7% Added
FFord Motor Company	0.19%	$401.4m	33.09M	+5.0% Added
BLKBlackRock	0.19%	$392.3m	1.03M	+6.0% Added
GISGeneral Mills	0.19%	$392.0m	6.35M	−3.9% Reduced
PLDPrologis	0.18%	$389.0m	7.37M	+2.8% Added
KMBKimberly-Clark	0.18%	$387.3m	3.39M	+5.6% Added
AMTAmerican Tower	0.18%	$384.4m	3.64M	−4.4% Reduced
VLOValero Energy	0.18%	$375.9m	5.50M	+3.1% Added
WELLWelltower	0.18%	$375.5m	5.61M	+5.8% Added
BKRBaker Hughes	0.18%	$371.6m	5.72M	+7.9% Added
INTUIntuit	0.17%	$357.9m	3.12M	+3.8% Added
EXCExelon	0.17%	$356.9m	10.06M	+13.2% Added
HUMHumana	0.17%	$355.2m	1.74M	+24.0% Added
BAXBaxter International	0.17%	$355.0m	8.01M	+6.9% Added
JCIJohnson Controls	0.17%	$352.4m	8.55M	+9.0% Added
CICigna	0.17%	$350.8m	2.63M	+9.9% Added
PYPLPayPal	0.17%	$350.4m	8.88M	+3.7% Added
BDXBecton Dickinson	0.17%	$350.2m	2.12M	+0.7% Added
ADMArcher Daniels Midland	0.17%	$348.2m	7.63M	+22.2% Added
ITWIllinois Tool Works	0.16%	$340.0m	2.78M	+1.9% Added
VMRKVivmark Residential	0.16%	$336.3m	5.23M	+1.6% Added
CTSHCognizant	0.16%	$335.2m	5.98M	+17.5% Added
KMIKinder Morgan	0.16%	$331.9m	16.03M	+4.8% Added
CRMSalesforce	0.16%	$331.2m	4.84M	+1.0% Added
DVNDevon Energy	0.16%	$329.0m	7.20M	+5.0% Added
AMATApplied Materials	0.16%	$328.5m	10.18M	+13.8% Added
VTRVentas	0.16%	$328.3m	5.25M	+1.1% Added
HPEHewlett Packard Enterprise	0.15%	$324.2m	14.01M	+8.2% Added
GDGeneral Dynamics	0.15%	$318.7m	1.85M	−24.4% Reduced
NOCNorthrop Grumman	0.15%	$318.2m	1.37M	+8.4% Added
WMWaste Management	0.15%	$309.6m	4.37M	−1.1% Reduced
MCKMcKesson	0.15%	$307.7m	2.19M	−10.9% Reduced
ALLAllstate	0.14%	$305.2m	4.12M	+6.6% Added
CAHCardinal Health	0.14%	$304.7m	4.23M	+8.5% Added
APDAir Products	0.14%	$302.8m	2.11M	+24.0% Added
PCGPG&E Corporation	0.14%	$295.7m	4.87M	+9.4% Added
CCICrown Castle	0.14%	$295.3m	3.40M	+7.7% Added
BSXBoston Scientific	0.14%	$295.1m	13.64M	−1.8% Reduced
CSXCSX Corporation	0.14%	$289.4m	8.06M	+5.0% Added
EMREmerson Electric	0.14%	$289.3m	5.19M	+5.8% Added
IPInternational Paper	0.14%	$288.7m	5.44M	+2.9% Added
DALDelta Air Lines	0.14%	$288.1m	5.86M	+54.8% Added
ETNEaton Corporation	0.14%	$286.0m	4.26M	+7.7% Added
KRKroger	0.14%	$285.5m	8.27M	−3.5% Reduced
AEPAmerican Electric Power	0.14%	$283.6m	4.50M	+7.9% Added
CFGCitizens Financial Group	0.14%	$282.7m	7.93M	−2.6% Reduced
EBAYeBay Inc.	0.13%	$280.5m	9.45M	+12.2% Added
EDConsolidated Edison	0.13%	$279.6m	3.79M	+11.9% Added
BXPBXP, Inc.	0.13%	$279.3m	2.22M	+2.4% Added

Company	Bought (value)	Shares
METAMeta Platforms	$244.9m	2.13M
ICEIntercontinental Exchange	$215.5m	3.82M
PFEPfizer	$202.6m	6.24M
AMZNAmazon	$143.1m	190.9K
DISThe Walt Disney Company	$129.6m	1.24M
AAPLApple Inc.	$129.0m	1.11M
YUMCYum China Holdings, Inc.	$123.0m	4.71M
DALDelta Air Lines	$101.9m	2.07M
INTCIntel	$99.5m	2.74M
MNSTMonster Beverage	$93.2m	2.10M
IBMIBM	$92.2m	555.6K
TAT&T	$87.3m	2.05M
BACBank of America	$83.2m	3.77M
HCAHCA Healthcare	$83.1m	1.12M
UNHUnitedHealth Group	$82.1m	513.0K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

Company	Sold (value)	Shares
AAAlcoa Corp	−$310.9m	−11.07M
GDGeneral Dynamics	−$102.7m	−594.7K
ALLYAlly Financial Inc.	−$64.7m	−3.40M
BABAAlibaba Group Holding Ltd	−$64.3m	−732.0K
BIDUBaidu, Inc.	−$64.1m	−390.1K
LLYLilly (Eli)	−$58.6m	−797.2K
URIUnited Rentals	−$40.6m	−384.5K
WFCWells Fargo	−$39.2m	−711.9K
ABEVAmbev S.a.	−$39.0m	−7.93M
MCKMcKesson	−$37.6m	−267.7K
PRUPrudential Financial	−$36.8m	−353.4K
HSYThe Hershey Company	−$36.0m	−348.1K
CMECME Group	−$31.2m	−270.7K
AIGAmerican International Group	−$30.1m	−460.2K
NBHCNational Bank Holdings Corp	−$29.3m	−919.0K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

Company	Value last quarter	Shares
CCJCameco Corp	$13.2m	1.54M
QSRRestaurant Brands International Inc.	$4.2m	95.3K
AZNAstrazeneca PLC	$4.1m	124.0K
ERICEricsson LM Telephone Co	$3.6m	505.3K
MPLXMplx LP	$2.2m	65.3K
TTDTrade Desk, Inc.	$265,000	9.1K
LABStandard Biotools Inc.	$98,000	12.2K
OCULOcular Therapeutix, Inc	$90,000	13.1K
YRDYiren Digital Ltd.	$45,000	1.9K
IPIIntrepid Potash, Inc.	$43,000	38.2K
UTIUniversal Technical Institute Inc	$25,000	14.3K

Financials16.9%
Technology15.4%
Health Care14.6%
Consumer Discretionary10.4%
Consumer Staples9.1%
Industrials8.3%
Communication Services8.3%
Energy5.3%
Real Estate4.8%
Utilities3.9%
Materials2.9%

Share of the value held in companies we cover, by sector.

Period	Copy, a year	S&P 500	Sharpe	S&P 500	Biggest drop	Beta
Whole backtestAugust 16, 2013 to May 26, 2017	+13.6%	+12.7%	1.14	1.08	−11.4%	1.00
Last three yearsMay 30, 2014 to May 26, 2017	+11.0%	+10.1%	0.90	0.84	−11.4%	1.01
Last yearMay 27, 2016 to May 26, 2017	+18.5%	+17.4%	1.92	1.84	−4.4%	1.00

From SEC Form 13F data sets. A 13F lists long positions in US-listed shares at the quarter's end, filed up to 45 days later; it does not show shorts, cash, bonds, non-US holdings or trades within the quarter. Positions in companies outside our coverage are not listed here. Research, not investment advice.