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Rockefeller Capital Management L.P.

13F for the quarter to June 30, 2026, filed August 13, 2026 · SEC CIK 1739439

Reported value
$65.2bn
58% in companies we cover
Positions we cover
2,817
Largest AAPL 3.1%
Copy, a year
+13.7%
S&P 500 +14.5%
Copy Sharpe ratio
0.64
S&P 500 0.69

How copying its 13F would have done

$10.0k$20.0k 201820192020202120222023202420252026 $31.5k$29.7k
CopyS&P 500 $10,000 copying Rockefeller Capital Management L.P.'s filed holdings in companies we cover from May 11, 2018, buying on the first trading day after each 13F was filed and holding until the next, against the S&P 500 (total return). Marked weekly, log scale. Before costs and taxes; misses trading within each quarter and anything 13F does not show (shorts, cash, bonds, non-US holdings).

Biggest drop −33.5% (S&P 500 −31.8%); beta 1.01; alpha −0.8% a year (t = −0.85); last 12 months +10.8% against +12.1%.

Reported value by quarter

Rockefeller Capital Management L.P.: 13F reported value Total value of all positions in each quarter's 13F, as filed (values before 2023 were filed in thousands of dollars and are converted).
$0 $50B $100B Reported value, 2018-03-31: $6.1B Reported value, 2018-06-30: $6.1B Reported value, 2018-09-30: $6.6B Reported value, 2018-12-31: $5.7B Reported value, 2019-03-31: $7B Reported value, 2019-06-30: $7.2B Reported value, 2019-09-30: $7.4B Reported value, 2019-12-31: $8B Reported value, 2020-03-31: $7.6B Reported value, 2020-06-30: $9.6B Reported value, 2020-09-30: $10.7B Reported value, 2020-12-31: $13.2B Reported value, 2021-03-31: $14.8B Reported value, 2021-06-30: $17.8B Reported value, 2021-09-30: $19B Reported value, 2021-12-31: $21.4B Reported value, 2022-03-31: $20.7B Reported value, 2022-06-30: $18.8B Reported value, 2022-09-30: $19.3B Reported value, 2022-12-31: $19.9B Reported value, 2023-06-30: $25.8B Reported value, 2023-09-30: $25.9B Reported value, 2023-12-31: $29.9B Reported value, 2024-03-31: $34.3B Reported value, 2024-06-30: $35.2B Reported value, 2024-09-30: $37.2B Reported value, 2024-12-31: $38.6B Reported value, 2025-03-31: $40.5B Reported value, 2025-06-30: $85.4B Reported value, 2025-09-30: $51.1B Reported value, 2025-12-31: $55.5B Reported value, 2026-03-31: $56.4B Reported value, 2026-06-30: $65.2B 2018-03-31 2019-12-31 2021-09-30 2023-09-30 2026-06-30 $65.2B
View chart data
Period Reported value
2018-03-31 $6.1B
2018-06-30 $6.1B
2018-09-30 $6.6B
2018-12-31 $5.7B
2019-03-31 $7B
2019-06-30 $7.2B
2019-09-30 $7.4B
2019-12-31 $8B
2020-03-31 $7.6B
2020-06-30 $9.6B
2020-09-30 $10.7B
2020-12-31 $13.2B
2021-03-31 $14.8B
2021-06-30 $17.8B
2021-09-30 $19B
2021-12-31 $21.4B
2022-03-31 $20.7B
2022-06-30 $18.8B
2022-09-30 $19.3B
2022-12-31 $19.9B
2023-06-30 $25.8B
2023-09-30 $25.9B
2023-12-31 $29.9B
2024-03-31 $34.3B
2024-06-30 $35.2B
2024-09-30 $37.2B
2024-12-31 $38.6B
2025-03-31 $40.5B
2025-06-30 $85.4B
2025-09-30 $51.1B
2025-12-31 $55.5B
2026-03-31 $56.4B
2026-06-30 $65.2B

Holdings and moves

CompanyShare of portfolioValueSharesChange in shares
AAPLApple Inc.3.14%$2.0bn7.08M+5.9% Added
NVDANVIDIA Corporation2.84%$1.9bn9.26M+2.6% Added
GOOGLAlphabet Inc. (Class A)2.33%$1.5bn4.25M−1.0% Reduced
MSFTMicrosoft Corporation2.25%$1.5bn3.93M−2.5% Reduced
AMZNAmazon2.22%$1.5bn6.09M+3.2% Added
AVGOBroadcom1.75%$1.1bn3.02M+0.7% Added
JPMJPMorgan Chase1.23%$805.1m2.46M+2.1% Added
LLYLilly (Eli)1.03%$670.9m559.3K+11.0% Added
METAMeta Platforms0.92%$601.4m1.07M+1.2% Added
GEVGE Vernova0.76%$494.2m420.6K+9.9% Added
VVisa Inc.0.73%$478.3m1.39M+2.8% Added
AMDAdvanced Micro Devices0.72%$467.4m804.7K−8.4% Reduced
TSMTaiwan Semiconductor Manufacturing Co LTD0.70%$458.9m960.3K+1.5% Added
MUMicron Technology0.64%$416.5m360.8K+13.4% Added
COSTCostco0.62%$404.7m432.6K+1.9% Added
CRWDCrowdStrike0.61%$395.0m517.6K−8.6% Reduced
HDThe Home Depot0.56%$364.1m1.03M+4.8% Added
PANWPalo Alto Networks0.51%$335.2m983.1K−2.8% Reduced
CATCaterpillar Inc.0.49%$318.0m298.6K+1.5% Added
AMATApplied Materials0.49%$317.7m439.5K+0.7% Added
JNJJohnson & Johnson0.44%$288.9m1.14M+7.8% Added
CSCOCisco0.41%$269.9m2.30M−0.4%
UBERUber0.41%$267.2m3.70M+3.5% Added
CVXChevron Corporation0.40%$260.6m1.57M+1.0% Added
KOThe Coca-Cola Company0.39%$251.7m3.10M+5.1% Added
ABBVAbbVie0.38%$246.8m980.8K+7.5% Added
ANETArista Networks0.37%$243.7m1.43M+2.8% Added
MRKMerck & Co.0.36%$237.5m1.85M+5.4% Added
AMGNAmgen0.35%$230.4m636.1K−1.2% Reduced
NEENextEra Energy0.35%$230.3m2.62M+2.5% Added
BLKBlackRock0.35%$226.6m235.6K+4.8% Added
LINLinde plc0.34%$224.4m432.5K+4.0% Added
SHELShell plc0.33%$214.8m2.77M−1.7% Reduced
MCDMcDonald's0.33%$214.5m793.4K+4.3% Added
TMOThermo Fisher Scientific0.33%$213.6m426.0K−0.3%
ASMLAsml Holding NV0.33%$212.2m106.6K+10.5% Added
TJXTJX Companies0.33%$211.7m1.40M−0.4%
GSGoldman Sachs0.32%$208.5m206.2K+8.9% Added
TSLATesla, Inc.0.32%$208.5m495.6K+5.6% Added
WMTWalmart0.30%$197.7m1.75M+5.8% Added
GEGE Aerospace0.30%$196.7m526.4K−0.9% Reduced
PHParker Hannifin0.29%$190.6m194.8K−3.6% Reduced
PGProcter & Gamble0.29%$187.8m1.28M+7.1% Added
IBMIBM0.27%$176.9m629.1K+1.7% Added
ADIAnalog Devices0.27%$174.9m440.2K+1.4% Added
UNPUnion Pacific Corporation0.26%$168.3m618.7K+6.4% Added
EMREmerson Electric0.26%$167.1m1.17M−5.1% Reduced
PLTRPalantir Technologies Inc.0.25%$162.1m1.39M+22.9% Added
CDNSCadence Design Systems Inc0.24%$155.6m414.5K+0.9% Added
LHXL3Harris0.24%$154.9m533.1K−1.1% Reduced
TELTE Connectivity0.24%$154.7m767.6K+1.4% Added
BXBlackstone Inc.0.20%$132.3m1.12M+4.1% Added
ETNEaton Corporation0.20%$130.4m306.1K+7.0% Added
VZVerizon0.20%$127.9m3.02M+3.8% Added
PLDPrologis0.20%$127.5m940.9K+6.1% Added
TAT&T0.20%$127.0m6.14M+2.6% Added
EQIXEquinix0.19%$125.6m120.5K+1.1% Added
APHAmphenol0.19%$123.9m702.8K+8.7% Added
RTXRTX Corporation0.19%$123.8m652.3K+1.5% Added
NFLXNetflix0.19%$121.9m1.71M+12.6% Added
LNGCheniere Energy, Inc.0.18%$120.8m505.4K+53.8% Added
AERAercap Holdings N.V.0.18%$118.7m813.9K−2.9% Reduced
SNOWSnowflake Inc.0.18%$116.9m459.4K+8.6% Added
AXPAmerican Express0.18%$116.6m344.7K−0.8% Reduced
DLRDigital Realty0.18%$116.1m646.4K+0.7% Added
KLACKLA Corporation0.18%$115.9m384.3K+1043.3% Added
FITBFifth Third Bancorp0.18%$115.1m2.04M+17.0% Added
GLWCorning Inc.0.18%$114.9m449.9K+2.5% Added
LRCXLam Research0.17%$113.8m262.6K+20.6% Added
PEPPepsiCo0.17%$111.9m826.7K+10.6% Added
URIUnited Rentals0.17%$110.6m97.7K+2.6% Added
EQTEQT Corporation0.17%$108.9m2.05M+16.6% Added
BABoeing0.17%$108.7m502.1K+5.2% Added
CCitigroup0.16%$106.7m762.4K−7.7% Reduced
TXNTexas Instruments0.16%$106.5m357.2K+4.1% Added
VRTVertiv0.16%$106.2m317.3K+4.9% Added
ABTAbbott Laboratories0.16%$104.8m1.15M−24.7% Reduced
UNHUnitedHealth Group0.16%$102.2m245.8K−30.4% Reduced
DELLDell Technologies0.15%$97.6m226.3K+18.2% Added
MAMastercard0.15%$96.8m188.5K−0.5% Reduced
ORCLOracle Corporation0.15%$95.3m650.3K−4.3% Reduced
SRESempra0.15%$95.3m1.03M+91.7% Added
CBChubb Limited0.15%$95.2m279.3K+3.9% Added
KMIKinder Morgan0.14%$94.4m2.95M+2.5% Added
SPOTSpotify Technology S.a.0.14%$91.5m199.3K+26.0% Added
CEGConstellation Energy0.14%$90.8m365.7K+18.4% Added
BACBank of America0.14%$90.7m1.59M−14.2% Reduced
MSMorgan Stanley0.14%$89.4m427.6K+8.2% Added
PWRQuanta Services0.14%$88.8m123.3K+13.5% Added
AZNAstrazeneca PLC0.14%$88.6m467.6K−1.2% Reduced
NOWServiceNow0.14%$88.2m888.9K+89.6% Added
EPDEnterprise Products Partners L.p.0.13%$87.3m2.38M+10.8% Added
WMBWilliams Companies0.13%$85.4m1.15M+6.0% Added
POWLPowell Industries Inc0.13%$85.2m297.5K+197.8% Added
RYRoyal Bank Of Canada0.13%$84.9m410.2K+1.5% Added
JCIJohnson Controls0.13%$84.0m575.0K+2.6% Added
ISRGIntuitive Surgical0.13%$82.6m207.7K+1.7% Added
FANGDiamondback Energy0.12%$78.1m444.1K−6.7% Reduced
RGAReinsurance Group Of America Inc0.12%$77.2m362.9K−1.8% Reduced
DEDeere & Company0.12%$75.8m119.5K+14.1% Added
ORLYO'Reilly Automotive0.12%$75.7m821.8K+1.3% Added
NVONovo Nordisk A S0.12%$75.1m1.57M+9.3% Added
VRTXVertex Pharmaceuticals0.11%$74.2m149.5K−0.1%
AZOAutoZone0.11%$73.4m23.0K−0.1%
ROKRockwell Automation0.11%$72.4m146.3K+6.1% Added
LMTLockheed Martin0.11%$72.1m141.6K+20.2% Added
NDAQNasdaq, Inc.0.11%$71.4m905.9K+2.9% Added
RSGRepublic Services0.11%$71.3m334.6K+2.1% Added
FTNTFortinet0.11%$70.8m461.1K+1.1% Added
CMICummins0.11%$69.3m97.2K+7.4% Added
INTCIntel0.11%$69.1m494.7K+5.1% Added
CRMSalesforce0.11%$68.9m440.0K−53.4% Reduced
CORCencora0.10%$65.7m232.1K+8.3% Added
MDTMedtronic0.10%$65.0m830.9K−1.6% Reduced
ORealty Income0.10%$64.1m1.03M+4.9% Added
MRVLMarvell Technology0.10%$63.9m214.6K+32.3% Added
DISThe Walt Disney Company0.10%$63.2m656.1K−18.4% Reduced
NBIXNeurocrine Biosciences Inc0.10%$63.0m373.5K+32.4% Added
DHRDanaher Corporation0.10%$62.9m330.0K−7.2% Reduced
WFCWells Fargo0.10%$62.3m753.6K−1.5% Reduced
BABAAlibaba Group Holding Ltd0.10%$62.1m640.8K−3.6% Reduced
RACEFerrari N.V.0.09%$61.6m165.5K−3.3% Reduced
MKSIMKS Inc0.09%$60.2m135.4K+10756.9% Added
KEYSKeysight Technologies0.09%$59.3m169.3K−1.7% Reduced
PNCPNC Financial Services0.09%$59.2m240.3K+4.2% Added
MPCMarathon Petroleum0.09%$59.0m230.9K−7.8% Reduced
AEPAmerican Electric Power0.09%$58.6m428.2K+16.7% Added
EVREvercore Inc.0.09%$58.1m170.1K−1.7% Reduced
SNEXStonex Group Inc.0.09%$56.7m478.9K−40.9% Reduced
GDGeneral Dynamics0.09%$56.0m158.2K+31.4% Added
ALLAllstate0.09%$55.3m231.8K−1.8% Reduced
ARMARM Holdings PLC0.08%$55.0m155.1K+99.6% Added
SHOPShopify Inc.0.08%$53.8m471.2K−18.0% Reduced
METMetLife0.08%$53.4m631.6K+2.9% Added
PMPhilip Morris International0.08%$53.3m294.6K+8.9% Added
APOApollo Global Management0.08%$53.0m448.2K−2.6% Reduced
ADPAutomatic Data Processing0.08%$53.0m236.7K−5.8% Reduced
QCOMQualcomm0.08%$52.5m283.9K−11.2% Reduced
PGRProgressive Corporation0.08%$51.3m235.0K+30.9% Added
LOWLowe's0.08%$50.9m231.0K+4.1% Added
CMCSAComcast0.08%$50.0m2.04M+231.2% Added
KKRKKR & Co.0.08%$50.0m544.2K+3.6% Added
ARCCAres Capital Corp0.08%$49.9m2.69M+17.5% Added
IRMIron Mountain0.08%$49.5m391.6K+0.6% Added
WDCWestern Digital0.07%$48.1m75.2K+46.8% Added
ADBEAdobe Inc.0.07%$48.0m234.4K+92.3% Added
PFEPfizer0.07%$48.0m1.99M+0.4%
WMWaste Management0.07%$47.5m213.0K−0.4%
CARRCarrier Global0.07%$47.1m642.3K−0.6% Reduced
RDNTRadnet, Inc.0.07%$46.7m758.0K+7.8% Added
CompanyBought (value)Shares
AAPLApple Inc.$114.3m394.9K
KLACKLA Corporation$105.8m350.7K
LLYLilly (Eli)$66.7m55.6K
MKSIMKS Inc$59.7m134.1K
POWLPowell Industries Inc$56.6m197.6K
MUMicron Technology$49.2m42.6K
NVDANVIDIA Corporation$46.9m234.5K
SRESempra$45.6m491.8K
AMZNAmazon$45.0m188.7K
HONHoneywell Technologies$44.8m200.3K
GEVGE Vernova$44.3m37.7K
HONAHoneywell Aerospace$43.1m194.8K
LNGCheniere Energy, Inc.$42.3m176.8K
NOWServiceNow$41.7m420.0K
CMCSAComcast$34.9m1.42M

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanySold (value)Shares
CRMSalesforce−$79.1m−504.7K
HLNHaleon plc−$46.5m−4.98M
UNHUnitedHealth Group−$44.7m−107.5K
AMDAdvanced Micro Devices−$42.6m−73.4K
SNEXStonex Group Inc.−$39.2m−331.1K
MSFTMicrosoft Corporation−$37.9m−101.5K
NRGNRG Energy−$37.7m−258.0K
CRWDCrowdStrike−$37.4m−49.0K
DALDelta Air Lines−$35.2m−375.8K
ABTAbbott Laboratories−$34.4m−378.7K
MELIMercadolibre Inc−$30.7m−18.1K
BJBj's Wholesale Club Holdings, Inc.−$27.9m−320.2K
GMGeneral Motors−$23.0m−298.9K
ESEEsco Technologies Inc−$22.7m−64.7K
ROKURoku, Inc−$21.3m−154.5K

Change in shares on the previous quarter's 13F, valued at this quarter's reported price.

CompanyValue last quarterShares
OPFIOppfi Inc.$1.3m170.0K
HBBHamilton Beach Brands Holding Co$47,1292.5K
SGMTSagimet Biosciences Inc.$47,0259.0K
ZURAZura Bio Ltd$44,6257.5K
MVBFMVB Financial Corp$40,0261.6K
EQEquillium, Inc.$28,57214.3K
VLGEAVillage Super Market Inc$25,676608
DNNDenison Mines Corp.$21,1806.0K
BOWBowhead Specialty Holdings Inc.$21,107941
NKSHNational Bankshares Inc$18,205500
UTMDUtah Medical Products Inc$16,923273
AMPLAmplitude, Inc.$13,2791.9K
CATXPerspective Therapeutics, Inc.$12,5103.0K
BURBurford Capital Ltd$12,0822.7K
CIGIColliers International Group Inc.$11,878111
HIVEHive Digital Technologies Ltd.$11,4006.0K
CIONCion Investment Corp$9,5991.4K
FLGTFulgent Genetics, Inc.$8,141512
WHFWhitehorse Finance, Inc.$8,1401.1K
ORICOric Pharmaceuticals, Inc.$7,260573
CLMTCalumet, Inc.$7,180200
RPTRithm Property Trust Inc.$7,170535
VETVermilion Energy Inc.$6,311458
ALMSAlumis Inc.$5,640256
PESIPerma FIX Environmental Services Inc$5,345500
ELEElemental Royalty Corp$5,313282
BALYBally's Corp$5,119531
UANCVR Partners, LP$5,08140
KPTIKaryopharm Therapeutics Inc.$4,083733
QUIKQuicklogic Corp$3,658390
  • Technology34.5%
  • Industrials12.7%
  • Financials12.3%
  • Health Care9.3%
  • Consumer Discretionary9.1%
  • Communication Services7.7%
  • Consumer Staples4.1%
  • Energy4.0%
  • Utilities2.4%
  • Real Estate2.2%
  • Materials1.9%

Share of the value held in companies we cover, by sector.

PeriodCopy, a yearS&P 500SharpeS&P 500Biggest dropBeta
Whole backtestMay 11, 2018 to November 2, 2026+13.7%+14.5%0.640.69−33.5%1.01
Last three yearsNovember 3, 2023 to November 2, 2026+21.0%+21.8%1.111.16−17.6%1.00
Last yearNovember 7, 2025 to November 2, 2026+12.8%+14.2%0.760.84−9.4%0.94

From SEC Form 13F data sets. A 13F lists long positions in US-listed shares at the quarter's end, filed up to 45 days later; it does not show shorts, cash, bonds, non-US holdings or trades within the quarter. Positions in companies outside our coverage are not listed here. Research, not investment advice.